0001085146-12-001145.txt : 20120815 0001085146-12-001145.hdr.sgml : 20120815 20120815135402 ACCESSION NUMBER: 0001085146-12-001145 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120630 FILED AS OF DATE: 20120815 DATE AS OF CHANGE: 20120815 EFFECTIVENESS DATE: 20120815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 121036547 BUSINESS ADDRESS: STREET 1: 1871 THE ALAMEDA STREET 2: STE. 350 CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1871 THE ALAMEDA STREET 2: STE. 350 CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 concertwealth2q2012.txt CONCERT WEALTH MANAGEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CONCERT Wealth Management Address: 1871 The Alameda Suite 350 San Jose, CA 95126 13F File Number: 028-13474 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: James Thorn Title: Chief Compliance Officer Phone: (408) 856-6224 Signature, Place, and Date of Signing: /s/ James Thorn San Jose, CA August 14, 2012 PROXY VOTING AUTHORITY FOR MANAGERS 1-12 REFLECTS ONLY THEIR PROXY VOTING AND NOT CONCERT WEALTH MANAGEMENT INC. CONCERT WEALTH MANAGEMENT DOES NOT VOTE PROXIES FOR ITS CLIENTS. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 12 Form 13F Information Table Entry Total: 439 Form 13F Information Table Value Total: $520,728 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 028- Columbia Management 02 028- Davis 03 028- Fayez Sarofim & Co. 04 028- Horizon Asset Management 05 028- Invesco Adv 06 028- NBE Intl 07 028- NBE Select 08 028- Northern Trust 09 028- NWQ Investment Mgmt 10 028- Pimco 11 028- Rice Hall James & Assoc 12 028- Sitrin Capital Management FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1/100 Berkshire Htwy Cla 084990175 125 100 SH SOLE 0 0 100 1/100 Berkshire Htwy Cla 084990175 250 200 SH SOLE 0 0 200 1/100 Berkshire Htwy Cla 084990175 8496 6800 SH SOLE 0 0 6800 3M CO COM 88579Y101 15 170 SH DEFINED 08 170 0 0 3M CO COM 88579Y101 1368 15230 SH SOLE 0 0 15230 ABAXIS INC COM 002567105 2063 55755 SH SOLE 0 0 55755 ABBOTT LABS COM 002824100 4 60 SH DEFINED 01 60 0 0 ABBOTT LABS COM 002824100 13 197 SH DEFINED 03 197 0 0 ABBOTT LABS COM 002824100 19 300 SH DEFINED 08 300 0 0 ABBOTT LABS COM 002824100 2494 38736 SH SOLE 0 0 38736 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 20 12000 SH SOLE 0 0 12000 AKAMAI TECHNOLOGIES INC COM 00971T101 1193 37585 SH SOLE 0 0 37585 ALCATEL-LUCENT SPONSORED ADR 013904305 25 15952 SH SOLE 0 0 15952 ALLSTATE CORP COM 020002101 312 8914 SH SOLE 0 0 8914 ALPS ETF TR ALERIAN MLP 00162Q866 372 23275 SH SOLE 0 0 23275 ALTRIA GROUP INC COM 02209S103 17 500 SH DEFINED 03 500 0 0 ALTRIA GROUP INC COM 02209S103 2333 67563 SH SOLE 0 0 67563 AMAZON COM INC COM 023135106 329 1449 SH SOLE 0 0 1449 AMERICAN CAPITAL AGENCY CORP COM 02503X105 1558 46533 SH SOLE 0 0 46533 AMERICAN ELEC PWR INC COM 025537101 1308 32913 SH SOLE 0 0 32913 AMERICAN EXPRESS CO COM 025816109 4 64 SH DEFINED 03 64 0 0 AMERICAN EXPRESS CO COM 025816109 1404 24122 SH SOLE 0 0 24122 AMGEN INC COM 031162100 597 8239 SH SOLE 0 0 8239 ANADARKO PETE CORP COM 032511107 1180 17786 SH SOLE 0 0 17786 ANNALY CAP MGMT INC COM 035710409 1503 89123 SH SOLE 0 0 89123 APACHE CORP COM 037411105 4 51 SH DEFINED 03 51 0 0 APACHE CORP COM 037411105 9 108 SH DEFINED 09 108 0 0 APACHE CORP COM 037411105 5585 63480 SH SOLE 0 0 63480 APOLLO INVT CORP COM 03761U106 189 24420 SH SOLE 0 0 24420 APPLE INC COM 037833100 34 58 SH DEFINED 01 58 0 0 APPLE INC COM 037833100 47 80 SH DEFINED 03 80 0 0 APPLE INC COM 037833100 124 215 SH DEFINED 12 215 0 0 APPLE INC COM 037833100 11034 18863 SH SOLE 0 0 18863 ARCHER DANIELS MIDLAND CO COM 039483102 229 7864 SH SOLE 0 0 7864 ARES CAP CORP COM 04010L103 208 13063 SH SOLE 0 0 13063 ARIAD PHARMACEUTICALS INC COM 04033A100 554 32196 SH SOLE 0 0 32196 AT&T INC COM 00206R102 26 740 SH DEFINED 08 740 0 0 AT&T INC COM 00206R102 2686 75312 SH SOLE 0 0 75312 B & G FOODS INC NEW COM 05508R106 243 9125 SH SOLE 0 0 9125 BABCOCK & WILCOX CO NEW COM 05615F102 255 10470 SH SOLE 0 0 10470 BANK OF AMERICA CORPORATION COM 060505104 593 73069 SH SOLE 0 0 73069 BARRICK GOLD CORP COM 067901108 413 10929 SH SOLE 0 0 10929 BAXTER INTL INC COM 071813109 309 5838 SH SOLE 0 0 5838 BED BATH & BEYOND INC COM 075896100 248 4037 SH SOLE 0 0 4037 BLACKROCK INC COM 09247X101 337 1994 SH SOLE 0 0 1994 BLACKROCK INCOME TR INC COM 09247F100 985 132083 SH SOLE 0 0 132083 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 192 12366 SH SOLE 0 0 12366 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 929 70814 SH SOLE 0 0 70814 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 447 16100 SH SOLE 0 0 16100 BOEING CO COM 097023105 25 335 SH DEFINED 08 335 0 0 BOEING CO COM 097023105 1032 13923 SH SOLE 0 0 13923 BP PLC SPONSORED ADR 055622104 573 14268 SH SOLE 0 0 14268 BRISTOL MYERS SQUIBB CO COM 110122108 1100 30673 SH SOLE 0 0 30673 CABOT OIL & GAS CORP COM 127097103 193 90000 SH CALL SOLE 0 0 90000 CABOT OIL & GAS CORP COM 127097103 10807 274188 SH SOLE 0 0 274188 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 336 14169 SH SOLE 0 0 14169 CARIBOU COFFEE INC COM 142042209 234 18450 SH SOLE 0 0 18450 CARRIAGE SVCS INC COM 143905107 83 10000 SH SOLE 0 0 10000 CATERPILLAR INC DEL COM 149123101 1 100 SH PUT SOLE 0 0 100 CATERPILLAR INC DEL COM 149123101 10 122 SH DEFINED 03 122 0 0 CATERPILLAR INC DEL COM 149123101 1460 17264 SH SOLE 0 0 17264 CEDAR FAIR L P DEPOSITRY UNIT 150185106 255 8500 SH SOLE 0 0 8500 CELGENE CORP COM 151020104 406 6295 SH SOLE 0 0 6295 CENTERPOINT ENERGY INC COM 15189T107 1452 70184 SH SOLE 0 0 70184 CENTURYLINK INC COM 156700106 420 10540 SH SOLE 0 0 10540 CERNER CORP COM 156782104 202 2450 SH SOLE 0 0 2450 CHEVRON CORP NEW COM 166764100 24 229 SH DEFINED 03 229 0 0 CHEVRON CORP NEW COM 166764100 26 251 SH DEFINED 08 251 0 0 CHEVRON CORP NEW COM 166764100 86 812 SH DEFINED 12 812 0 0 CHEVRON CORP NEW COM 166764100 9257 87626 SH SOLE 0 0 87626 CISCO SYS INC COM 17275R102 2 9000 SH CALL SOLE 0 0 9000 CISCO SYS INC COM 17275R102 9 508 SH DEFINED 09 508 0 0 CISCO SYS INC COM 17275R102 5591 326303 SH SOLE 0 0 326303 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 404 18987 SH SOLE 0 0 18987 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 375 11015 SH SOLE 0 0 11015 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2013 18383M589 220 10523 SH SOLE 0 0 10523 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 309 14749 SH SOLE 0 0 14749 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 364 16866 SH SOLE 0 0 16866 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 334 15316 SH SOLE 0 0 15316 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 308 13930 SH SOLE 0 0 13930 CMS ENERGY CORP COM 125896100 216 9203 SH SOLE 0 0 9203 COCA COLA CO COM 191216100 11 137 SH DEFINED 08 137 0 0 COCA COLA CO COM 191216100 33 425 SH DEFINED 03 425 0 0 COCA COLA CO COM 191216100 2887 36831 SH SOLE 0 0 36831 COHEN & STEERS INFRASTRUCTUR COM 19248A109 458 26634 SH SOLE 0 0 26634 COLGATE PALMOLIVE CO COM 194162103 2995 28776 SH SOLE 0 0 28776 COMCAST CORP NEW CL A 20030N101 268 8481 SH SOLE 0 0 8481 COMMERCE BANCSHARES INC COM 200525103 242 6382 SH SOLE 0 0 6382 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 663 17509 SH SOLE 0 0 17509 CONCHO RES INC COM 20605P101 300 3500 SH SOLE 0 0 3500 CONOCOPHILLIPS COM 20825C104 1768 31590 SH SOLE 0 0 31590 COPART INC COM 217204106 96 4056 SH DEFINED 12 4056 0 0 COPART INC COM 217204106 143282 6048238 SH SOLE 0 0 6048238 COSTCO WHSL CORP NEW COM 22160K105 447 4706 SH SOLE 0 0 4706 CROSS TIMBERS RTY TR TR UNIT 22757R109 224 6450 SH SOLE 0 0 6450 CVR PARTNERS LP COM 126633106 333 13757 SH SOLE 0 0 13757 CVS CAREMARK CORPORATION COM 126650100 445 9466 SH SOLE 0 0 9466 DEERE & CO COM 244199105 684 8530 SH SOLE 0 0 8530 DEPOMED INC COM 249908104 128 22550 SH SOLE 0 0 22550 DEVON ENERGY CORP NEW COM 25179M103 702 12113 SH SOLE 0 0 12113 DIAMOND OFFSHORE DRILLING IN COM 25271C102 298 5028 SH SOLE 0 0 5028 DISNEY WALT CO COM DISNEY 254687106 859 17619 SH SOLE 0 0 17619 DOMINION RES INC VA NEW COM 25746U109 269 4979 SH SOLE 0 0 4979 DORCHESTER MINERALS LP COM UNIT 25820R105 446 20300 SH SOLE 0 0 20300 DOW CHEM CO COM 260543103 304 9569 SH SOLE 0 0 9569 DTF TAX-FREE INCOME INC COM 23334J107 309 18401 SH SOLE 0 0 18401 DU PONT E I DE NEMOURS & CO COM 263534109 808 15999 SH SOLE 0 0 15999 DUKE ENERGY CORP NEW COM 26441C105 932 40373 SH SOLE 0 0 40373 E M C CORP MASS COM 268648102 336 13036 SH SOLE 0 0 13036 EATON CORP COM 278058102 310 7741 SH SOLE 0 0 7741 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 388 17644 SH SOLE 0 0 17644 EBAY INC COM 278642103 250 5939 SH SOLE 0 0 5939 EBIX INC COM NEW 278715206 417 20900 SH SOLE 0 0 20900 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 282 8350 SH SOLE 0 0 8350 EMERSON ELEC CO COM 291011104 375 7989 SH SOLE 0 0 7989 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 295 7188 SH SOLE 0 0 7188 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 864 19517 SH SOLE 0 0 19517 ENTERPRISE PRODS PARTNERS L COM 293792107 3547 69266 SH SOLE 0 0 69266 EOG RES INC COM 26875P101 973 10811 SH SOLE 0 0 10811 ETFS PLATINUM TR SH BEN INT 26922V101 521 3650 SH SOLE 0 0 3650 ETFS SILVER TR SILVER SHS 26922X107 465 16953 SH SOLE 0 0 16953 EXCEL MARITIME CARRIERS LTD COM V3267N107 14 26174 SH SOLE 0 0 26174 EXXON MOBIL CORP COM 30231G102 1 200 SH PUT SOLE 0 0 200 EXXON MOBIL CORP COM 30231G102 28 326 SH DEFINED 08 326 0 0 EXXON MOBIL CORP COM 30231G102 36 422 SH DEFINED 03 422 0 0 EXXON MOBIL CORP COM 30231G102 14674 171340 SH SOLE 0 0 171340 FACEBOOK INC CL A 30303M102 329 10721 SH SOLE 0 0 10721 FEDERATED PREM INTR MUN INC COM 31423M105 236 15700 SH SOLE 0 0 15700 FEDEX CORP COM 31428X106 304 3296 SH SOLE 0 0 3296 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 1081 52500 SH SOLE 0 0 52500 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 917 37509 SH SOLE 0 0 37509 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1152 32591 SH SOLE 0 0 32591 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 1236 39759 SH SOLE 0 0 39759 FIRST TR ISE REVERE NAT GAS COM 33734J102 248 14913 SH SOLE 0 0 14913 FIRST TR S&P REIT INDEX FD COM 33734G108 1239 70307 SH SOLE 0 0 70307 FIRSTENERGY CORP COM 337932107 428 8725 SH SOLE 0 0 8725 FORD MTR CO DEL COM PAR $0.01 345370860 180 18354 SH SOLE 0 0 18354 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 959 68254 SH SOLE 0 0 68254 FREEPORT-MCMORAN COPPER & GO COM 35671D857 793 23351 SH SOLE 0 0 23351 GENERAL ELECTRIC CO COM 369604103 10 472 SH DEFINED 03 472 0 0 GENERAL ELECTRIC CO COM 369604103 23 1092 SH DEFINED 08 1092 0 0 GENERAL ELECTRIC CO COM 369604103 3037 145501 SH SOLE 0 0 145501 GENERAL MLS INC COM 370334104 346 8986 SH SOLE 0 0 8986 GILEAD SCIENCES INC COM 375558103 228 4453 SH SOLE 0 0 4453 GOLDMAN SACHS GROUP INC COM 38141G104 279 2924 SH SOLE 0 0 2924 GOOGLE INC CL A 38259P508 1083 1844 SH SOLE 0 0 1844 HALLIBURTON CO COM 406216101 273 9626 SH SOLE 0 0 9626 HANCOCK HLDG CO COM 410120109 219 7200 SH SOLE 0 0 7200 HECKMANN CORP COM 422680108 41 11921 SH SOLE 0 0 11921 HEINZ H J CO COM 423074103 299 5488 SH SOLE 0 0 5488 HELIOS HIGH YIELD FD COM 42328Q109 155 15460 SH SOLE 0 0 15460 HESS CORP COM 42809H107 312 7120 SH SOLE 0 0 7120 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 280 4950 SH SOLE 0 0 4950 HOME DEPOT INC COM 437076102 9 162 SH DEFINED 01 162 0 0 HOME DEPOT INC COM 437076102 1663 31404 SH SOLE 0 0 31404 HONEYWELL INTL INC COM 438516106 525 9407 SH SOLE 0 0 9407 ING GLOBAL EQTY DIV & PREM O COM 45684E107 158 17880 SH SOLE 0 0 17880 INTEL CORP COM 458140100 13 485 SH DEFINED 03 485 0 0 INTEL CORP COM 458140100 23 860 SH DEFINED 08 860 0 0 INTEL CORP COM 458140100 2457 92164 SH SOLE 0 0 92164 INTEL CORP SDCV 2.950%12/1 458140AD2 19 17000 PRN SOLE 0 0 17000 INTERNATIONAL BUSINESS MACHS COM 459200101 6 600 SH CALL SOLE 0 0 600 INTERNATIONAL BUSINESS MACHS COM 459200101 16 81 SH DEFINED 03 81 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 102 518 SH DEFINED 12 518 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2967 15131 SH SOLE 0 0 15131 INVESCO VAN KAMPEN SR INC TR COM 46131H107 160 32801 SH SOLE 0 0 32801 IRIDEX CORP COM 462684101 47 11250 SH SOLE 0 0 11250 ISHARES GOLD TRUST ISHARES 464285105 523 33600 SH SOLE 0 0 33600 ISHARES INC MSCI JAPAN 464286848 465 49441 SH SOLE 0 0 49441 ISHARES INC MSCI MALAYSIA 464286830 852 59951 SH SOLE 0 0 59951 ISHARES INC MSCI MEX INVEST 464286822 898 14630 SH SOLE 0 0 14630 ISHARES INC MSCI THAILAND 464286624 936 13570 SH SOLE 0 0 13570 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 398 13201 SH SOLE 0 0 13201 ISHARES SILVER TRUST ISHARES 46428Q109 1198 45038 SH SOLE 0 0 45038 ISHARES TR 10+YR GOVT/CR 464289479 2643 41675 SH SOLE 0 0 41675 ISHARES TR BARCLY USAGG B 464287226 1679 15102 SH SOLE 0 0 15102 ISHARES TR BARCLYS 10-20YR 464288653 2705 19830 SH SOLE 0 0 19830 ISHARES TR BARCLYS 1-3 YR 464287457 3559 42221 SH SOLE 0 0 42221 ISHARES TR BARCLYS 1-3YR CR 464288646 3682 35197 SH SOLE 0 0 35197 ISHARES TR BARCLYS 20+ YR 464287432 2605 20761 SH SOLE 0 0 20761 ISHARES TR BARCLYS 3-7 YR 464288661 382 3104 SH SOLE 0 0 3104 ISHARES TR BARCLYS 7-10 YR 464287440 2677 24808 SH SOLE 0 0 24808 ISHARES TR BARCLYS INTER CR 464288638 296 2708 SH SOLE 0 0 2708 ISHARES TR BARCLYS MBS BD 464288588 3604 33309 SH SOLE 0 0 33309 ISHARES TR BARCLYS SH TREA 464288679 921 8378 SH SOLE 0 0 8378 ISHARES TR BARCLYS TIPS BD 464287176 6034 50357 SH SOLE 0 0 50357 ISHARES TR DJ SEL DIV INX 464287168 948 16986 SH SOLE 0 0 16986 ISHARES TR DJ US INDEX FD 464287846 818 12007 SH SOLE 0 0 12007 ISHARES TR DJ US REAL EST 464287739 1359 21316 SH SOLE 0 0 21316 ISHARES TR HIGH YLD CORP 464288513 464 5102 SH SOLE 0 0 5102 ISHARES TR IBOXX INV CPBD 464287242 3027 25689 SH SOLE 0 0 25689 ISHARES TR JPMORGAN USD 464288281 707 6163 SH SOLE 0 0 6163 ISHARES TR MSCI EAFE INDEX 464287465 960 19317 SH SOLE 0 0 19317 ISHARES TR MSCI EMERG MKT 464287234 621 15811 SH SOLE 0 0 15811 ISHARES TR MSCI PERU CAP 464289842 871 20484 SH SOLE 0 0 20484 ISHARES TR NASDQ BIO INDX 464287556 2348 18118 SH SOLE 0 0 18118 ISHARES TR RUSSELL 1000 464287622 246 3264 SH SOLE 0 0 3264 ISHARES TR RUSSELL 2000 464287655 734 9205 SH SOLE 0 0 9205 ISHARES TR RUSSELL1000GRW 464287614 4047 63979 SH SOLE 0 0 63979 ISHARES TR RUSSELL1000VAL 464287598 2598 38101 SH SOLE 0 0 38101 ISHARES TR S&P 100 IDX FD 464287101 5318 85159 SH SOLE 0 0 85159 ISHARES TR S&P 500 INDEX 464287200 947 6932 SH SOLE 0 0 6932 ISHARES TR S&P 500 VALUE 464287408 633 10129 SH SOLE 0 0 10129 ISHARES TR S&P MC 400 GRW 464287606 456 4238 PRN SOLE 0 0 4238 ISHARES TR S&P MIDCAP 400 464287507 793 8374 SH SOLE 0 0 8374 ISHARES TR S&P NTL AMTFREE 464288414 1109 10088 SH SOLE 0 0 10088 ISHARES TR S&P SH NTL AMTFR 464288158 211 1973 SH SOLE 0 0 1973 ISHARES TR S&P SMLCAP 600 464287804 430 5865 SH SOLE 0 0 5865 ISHARES TR S&P SMLCP GROW 464287887 384 4790 SH SOLE 0 0 4790 ISHARES TR US PFD STK IDX 464288687 4469 114430 SH SOLE 0 0 114430 JAMBA INC COM 47023A101 20 10000 SH SOLE 0 0 10000 JOHNSON & JOHNSON COM 478160104 16 233 SH DEFINED 08 233 0 0 JOHNSON & JOHNSON COM 478160104 19 276 SH DEFINED 03 276 0 0 JOHNSON & JOHNSON COM 478160104 95 1390 SH DEFINED 12 1390 0 0 JOHNSON & JOHNSON COM 478160104 2679 39641 SH SOLE 0 0 39641 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 245 6340 SH SOLE 0 0 6340 JPMORGAN CHASE & CO COM 46625H100 786 21932 SH SOLE 0 0 21932 KIMBERLY CLARK CORP COM 494368103 500 5971 SH SOLE 0 0 5971 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 405 5128 SH SOLE 0 0 5128 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1723 23459 SH SOLE 0 0 23459 KKR & CO L P DEL COM UNITS 48248M102 1048 81165 SH SOLE 0 0 81165 KODIAK OIL & GAS CORP COM 50015Q100 891 108150 SH SOLE 0 0 108150 KRAFT FOODS INC CL A 50075N104 7 175 SH DEFINED 03 175 0 0 KRAFT FOODS INC CL A 50075N104 10 265 SH DEFINED 08 265 0 0 KRAFT FOODS INC CL A 50075N104 1508 38945 SH SOLE 0 0 38945 LANDAUER INC COM 51476K103 281 4900 SH SOLE 0 0 4900 LILLY ELI & CO COM 532457108 236 5443 SH SOLE 0 0 5443 LINN ENERGY LLC UNIT LTD LIAB 536020100 462 12139 SH SOLE 0 0 12139 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 418 5900 SH SOLE 0 0 5900 MAGNUM HUNTER RES CORP DEL COM 55973B102 156 37400 SH SOLE 0 0 37400 MAKO SURGICAL CORP COM 560879108 1631 63646 SH SOLE 0 0 63646 MANITOWOC INC COM 563571108 145 12459 SH SOLE 0 0 12459 MARATHON OIL CORP COM 565849106 754 29556 SH SOLE 0 0 29556 MARATHON PETE CORP COM 56585A102 216 4880 SH SOLE 0 0 4880 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 408 8267 SH SOLE 0 0 8267 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 1158 25893 SH SOLE 0 0 25893 MARKET VECTORS ETF TR HG YLD MUN ETF 57060U878 372 11490 SH SOLE 0 0 11490 MARKET VECTORS ETF TR MKTVEC INTMUETF 57060U845 792 34048 SH SOLE 0 0 34048 MARSH & MCLENNAN COS INC COM 571748102 784 24248 SH SOLE 0 0 24248 MARTIN MARIETTA MATLS INC COM 573284106 678 8542 SH SOLE 0 0 8542 MCDERMOTT INTL INC COM 580037109 556 49839 SH SOLE 0 0 49839 MCDONALDS CORP COM 580135101 5 500 SH PUT SOLE 0 0 500 MCDONALDS CORP COM 580135101 6 72 SH DEFINED 01 72 0 0 MCDONALDS CORP COM 580135101 21 238 SH DEFINED 03 238 0 0 MCDONALDS CORP COM 580135101 97 1071 SH DEFINED 12 1071 0 0 MCDONALDS CORP COM 580135101 2166 24396 SH SOLE 0 0 24396 MEDTRONIC INC COM 585055106 3 85 SH DEFINED 03 85 0 0 MEDTRONIC INC COM 585055106 18 461 SH DEFINED 08 461 0 0 MEDTRONIC INC COM 585055106 732 18845 SH SOLE 0 0 18845 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 214 29978 SH SOLE 0 0 29978 MICROSOFT CORP COM 594918104 8 243 SH DEFINED 09 243 0 0 MICROSOFT CORP COM 594918104 22 735 SH DEFINED 08 735 0 0 MICROSOFT CORP COM 594918104 95 3066 SH DEFINED 12 3066 0 0 MICROSOFT CORP COM 594918104 2981 97443 SH SOLE 0 0 97443 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 15 15000 PRN SOLE 0 0 15000 MONSANTO CO NEW COM 61166W101 252 3045 SH SOLE 0 0 3045 MURPHY OIL CORP COM 626717102 634 12574 SH SOLE 0 0 12574 NETSUITE INC COM 64118Q107 274 5000 SH SOLE 0 0 5000 NEWFIELD EXPL CO COM 651290108 203 6899 SH SOLE 0 0 6899 NEWMONT MINING CORP COM 651639106 226 4628 SH SOLE 0 0 4628 NIKE INC CL B 654106103 363 4085 SH SOLE 0 0 4085 NORFOLK SOUTHERN CORP COM 655844108 381 5307 SH SOLE 0 0 5307 NUCOR CORP COM 670346105 241 6349 SH SOLE 0 0 6349 NUSTAR ENERGY LP UNIT COM 67058H102 268 4950 SH SOLE 0 0 4950 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 939 30281 SH SOLE 0 0 30281 NUVEEN AMT-FREE MUN INCOME F COM 670657105 390 26215 SH SOLE 0 0 26215 NUVEEN CA SELECT QUALITY MUN COM 670975101 184 11300 SH SOLE 0 0 11300 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 198 12900 SH SOLE 0 0 12900 NUVEEN MUN VALUE FD INC COM 670928100 123 11937 SH SOLE 0 0 11937 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 661 42816 SH SOLE 0 0 42816 OCCIDENTAL PETE CORP DEL COM 674599105 599 6996 SH SOLE 0 0 6996 OMNICOM GROUP INC COM 681919106 23 480 SH DEFINED 08 480 0 0 OMNICOM GROUP INC COM 681919106 287 5929 SH SOLE 0 0 5929 OMNICOM GROUP INC NOTE 7/0 681919AT3 15 14000 PRN SOLE 0 0 14000 ON SEMICONDUCTOR CORP NOTE 2.625%12/1 682189AG0 10 10000 PRN SOLE 0 0 10000 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 583 10834 SH SOLE 0 0 10834 ORACLE CORP COM 68389X105 442 14907 SH SOLE 0 0 14907 ORASURE TECHNOLOGIES INC COM 68554V108 1198 107025 SH SOLE 0 0 107025 PARK NATL CORP COM 700658107 615 8800 SH SOLE 0 0 8800 PARKER HANNIFIN CORP COM 701094104 559 7273 SH SOLE 0 0 7273 PAYCHEX INC COM 704326107 248 7952 SH SOLE 0 0 7952 PEARSON PLC SPONSORED ADR 705015105 218 10987 SH SOLE 0 0 10987 PEPSICO INC COM 713448108 1047 14849 SH SOLE 0 0 14849 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 220 11639 SH SOLE 0 0 11639 PFIZER INC COM 717081103 14 584 SH DEFINED 09 584 0 0 PFIZER INC COM 717081103 24 1039 SH DEFINED 08 1039 0 0 PFIZER INC COM 717081103 106 4590 SH DEFINED 12 4590 0 0 PFIZER INC COM 717081103 2655 115481 SH SOLE 0 0 115481 PHILIP MORRIS INTL INC COM 718172109 1026 11751 SH SOLE 0 0 11751 PHILLIPS 66 COM 718546104 446 14073 SH SOLE 0 0 14073 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 301 19400 SH SOLE 0 0 19400 PIMCO ETF TR TOTL RETN ETF 72201R775 282 2650 SH SOLE 0 0 2650 PIMCO INCOME STRATEGY FUND COM 72201H108 460 38457 SH SOLE 0 0 38457 PINNACLE WEST CAP CORP COM 723484101 253 4898 SH SOLE 0 0 4898 PIONEER NAT RES CO COM 723787107 269 3049 SH SOLE 0 0 3049 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 2488 30776 SH SOLE 0 0 30776 PLUM CREEK TIMBER CO INC COM 729251108 1081 27129 SH SOLE 0 0 27129 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 478 18488 SH SOLE 0 0 18488 POWERSHARES DB G10 CURCY HAR COM UT BEN INT 73935Y102 2800 113748 SH SOLE 0 0 113748 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 763 28690 SH SOLE 0 0 28690 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 786 23892 SH SOLE 0 0 23892 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 1871 103895 SH SOLE 0 0 103895 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 640 11000 SH SOLE 0 0 11000 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 354 20528 SH SOLE 0 0 20528 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 401 23564 SH SOLE 0 0 23564 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 523 35301 SH SOLE 0 0 35301 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 218 8740 SH SOLE 0 0 8740 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 250 9885 SH SOLE 0 0 9885 POWERSHARES GLOBAL ETF TRUST WK VRDO TX FR 73936T433 399 15894 SH SOLE 0 0 15894 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1 800 SH PUT SOLE 0 0 800 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 3551 55451 SH SOLE 0 0 55451 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 992 17977 SH SOLE 0 0 17977 POWERSHS DB MULTI SECT COMM DB PREC MTLS 73936B200 1028 18872 SH SOLE 0 0 18872 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 876 31056 SH SOLE 0 0 31056 PPL CORP COM 69351T106 239 8551 SH SOLE 0 0 8551 PRICE T ROWE GROUP INC COM 74144T108 239 3814 SH SOLE 0 0 3814 PROCTER & GAMBLE CO COM 742718109 13 216 SH DEFINED 03 216 0 0 PROCTER & GAMBLE CO COM 742718109 91 1474 SH DEFINED 12 1474 0 0 PROCTER & GAMBLE CO COM 742718109 1991 32570 SH SOLE 0 0 32570 PROLOGIS NOTE 2.625% 5/1 743410AS1 15 15000 PRN SOLE 0 0 15000 PROSHARES TR PSHS SHRT S&P500 74347R503 414 11377 SH SOLE 0 0 11377 PROSHARES TR PSHS ULTSH 20YRS 74347R297 299 18686 SH SOLE 0 0 18686 PUBLIC STORAGE COM 74460D109 254 1767 SH SOLE 0 0 1767 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 156 30500 SH SOLE 0 0 30500 QUALCOMM INC COM 747525103 954 17100 SH SOLE 0 0 17100 QUANTA SVCS INC COM 74762E102 46 40000 SH CALL SOLE 0 0 40000 QUANTA SVCS INC COM 74762E102 1402 58244 SH SOLE 0 0 58244 REALTY INCOME CORP COM 756109104 304 7260 SH SOLE 0 0 7260 REAVES UTIL INCOME FD COM SH BEN INT 756158101 389 14630 SH SOLE 0 0 14630 REVENUESHARES ETF TR MID CAP FD 761396209 978 32641 SH SOLE 0 0 32641 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 15 225 SH DEFINED 03 225 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 599 8875 SH SOLE 0 0 8875 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 491 5832 SH SOLE 0 0 5832 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1529 30851 SH SOLE 0 0 30851 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 212 14248 PRN SOLE 0 0 14248 SANDRIDGE ENERGY INC COM 80007P307 1262 189255 SH SOLE 0 0 189255 SANOFI SPONSORED ADR 80105N105 317 8423 SH SOLE 0 0 8423 SCHLUMBERGER LTD COM 806857108 701 10803 SH SOLE 0 0 10803 SCHWAB CHARLES CORP NEW COM 808513105 129 10064 SH SOLE 0 0 10064 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 298 8994 SH SOLE 0 0 8994 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1013 29333 SH SOLE 0 0 29333 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 927 24445 SH SOLE 0 0 24445 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2037 30596 SH SOLE 0 0 30596 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 152 10399 SH SOLE 0 0 10399 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 556 15606 SH SOLE 0 0 15606 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2152 58402 SH SOLE 0 0 58402 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 933 32541 SH SOLE 0 0 32541 SEMPRA ENERGY COM 816851109 363 5296 SH SOLE 0 0 5296 SENIOR HSG PPTYS TR SH BEN INT 81721M109 473 21229 SH SOLE 0 0 21229 SOUTHERN CO COM 842587107 208 4486 SH SOLE 0 0 4486 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 539 4150 SH SOLE 0 0 4150 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 472 12751 SH SOLE 0 0 12751 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 467 10315 SH SOLE 0 0 10315 SPDR S&P 500 ETF TR TR UNIT 78462F103 990 7272 SH SOLE 0 0 7272 SPDR SERIES TRUST BARC CAPTL ETF 78464A474 2450 80463 SH SOLE 0 0 80463 SPDR SERIES TRUST BRCLYS CAP CONV 78464A359 622 16550 SH SOLE 0 0 16550 SPDR SERIES TRUST NUVN BR SHT MUNI 78464A425 437 17912 SH SOLE 0 0 17912 SPDR SERIES TRUST NUVN BRCLY MUNI 78464A458 340 14103 SH SOLE 0 0 14103 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1494 26779 SH SOLE 0 0 26779 SPECTRA ENERGY CORP COM 847560109 417 14391 SH SOLE 0 0 14391 SPRINT NEXTEL CORP COM SER 1 852061100 60 18737 SH SOLE 0 0 18737 SPROTT RESOURCE LENDING CORP COM 85207J100 36 25000 SH SOLE 0 0 25000 STARBUCKS CORP COM 855244109 300 5632 SH SOLE 0 0 5632 SUNTECH PWR HLDGS CO LTD NOTE 3.000% 3/1 86800CAE4 8 13000 PRN SOLE 0 0 13000 SVB FINL GROUP COM 78486Q101 616 10500 SH SOLE 0 0 10500 SXC HEALTH SOLUTIONS CORP COM 78505P100 204 2057 SH SOLE 0 0 2057 SYSCO CORP COM 871829107 217 7288 SH SOLE 0 0 7288 TARGET CORP COM 87612E106 387 6677 SH SOLE 0 0 6677 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 841 21280 SH SOLE 0 0 21280 TJX COS INC NEW COM 872540109 232 5461 SH SOLE 0 0 5461 TORTOISE ENERGY CAP CORP COM 89147U100 208 8000 SH SOLE 0 0 8000 TOTAL S A SPONSORED ADR 89151E109 359 8060 SH SOLE 0 0 8060 TRAVELERS COMPANIES INC COM 89417E109 518 8110 SH SOLE 0 0 8110 TRI VY CORP COM 895735108 5 203100 SH SOLE 0 0 203100 UBS AG JERSEY BRH ALERIAN INFRST 902641646 325 10175 SH SOLE 0 0 10175 UNION PAC CORP COM 907818108 5 39 SH DEFINED 09 39 0 0 UNION PAC CORP COM 907818108 7 58 SH DEFINED 01 58 0 0 UNION PAC CORP COM 907818108 9 76 SH DEFINED 07 76 0 0 UNION PAC CORP COM 907818108 490 4088 SH SOLE 0 0 4088 UNITED PARCEL SERVICE INC CL B 911312106 110 210200 SH CALL SOLE 0 0 210200 UNITED PARCEL SERVICE INC CL B 911312106 4 56 SH DEFINED 07 56 0 0 UNITED PARCEL SERVICE INC CL B 911312106 89 1146 SH DEFINED 12 1146 0 0 UNITED PARCEL SERVICE INC CL B 911312106 10881 138158 SH SOLE 0 0 138158 UNITED STATES OIL FUND LP UNITS 91232N108 234 7476 SH SOLE 0 0 7476 UNITED STS 12 MONTH OIL FD L UNIT BEN INT 91288V103 269 7055 SH SOLE 0 0 7055 UNITED TECHNOLOGIES CORP COM 913017109 769 10164 SH SOLE 0 0 10164 UNITEDHEALTH GROUP INC COM 91324P102 337 5761 SH SOLE 0 0 5761 URANIUM RES INC COM PAR $0.001 916901507 10 16000 SH SOLE 0 0 16000 US BANCORP DEL COM NEW 902973304 324 9991 SH SOLE 0 0 9991 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 2146 24154 SH SOLE 0 0 24154 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 912 11282 SH SOLE 0 0 11282 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 277 3288 SH SOLE 0 0 3288 VANGUARD INDEX FDS GROWTH ETF 922908736 2867 42122 SH SOLE 0 0 42122 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1495 24112 SH SOLE 0 0 24112 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 725 13132 SH SOLE 0 0 13132 VANGUARD INDEX FDS MID CAP ETF 922908629 694 8963 SH SOLE 0 0 8963 VANGUARD INDEX FDS SMALL CP ETF 922908751 916 12022 SH SOLE 0 0 12022 VANGUARD INDEX FDS SML CP GRW ETF 922908595 261 3091 SH SOLE 0 0 3091 VANGUARD INDEX FDS TOTAL STK MKT 922908769 725 10458 SH SOLE 0 0 10458 VANGUARD INDEX FDS VALUE ETF 922908744 850 15167 SH SOLE 0 0 15167 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1029 25718 SH SOLE 0 0 25718 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 342 13129 SH SOLE 0 0 13129 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 624 6950 SH SOLE 0 0 6950 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 549 9699 SH SOLE 0 0 9699 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 544 11354 SH SOLE 0 0 11354 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 2048 23265 SH SOLE 0 0 23265 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 545 7910 SH SOLE 0 0 7910 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 208 3162 SH SOLE 0 0 3162 VANGUARD WORLD FDS INF TECH ETF 92204A702 364 5276 SH SOLE 0 0 5276 VANGUARD WORLD FDS TELCOMM ETF 92204A884 765 11274 SH SOLE 0 0 11274 VANGUARD WORLD FDS UTILITIES ETF 92204A876 549 6960 SH SOLE 0 0 6960 VENTAS INC COM 92276F100 221 3544 SH SOLE 0 0 3544 VERIZON COMMUNICATIONS INC COM 92343V104 3049 68768 SH SOLE 0 0 68768 VISA INC COM CL A 92826C839 367 2955 SH SOLE 0 0 2955 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 517 18296 SH SOLE 0 0 18296 WAL-MART STORES INC COM 931142103 513 7355 SH SOLE 0 0 7355 WASTE MGMT INC DEL COM 94106L109 215 6504 SH SOLE 0 0 6504 WEINGARTEN RLTY INVS SH BEN INT 948741103 1053 39911 SH SOLE 0 0 39911 WELLPOINT INC COM 94973V107 264 4221 SH SOLE 0 0 4221 WELLS FARGO & CO NEW COM 949746101 996 29927 SH SOLE 0 0 29927 WHOLE FOODS MKT INC COM 966837106 115 1217 SH DEFINED 12 1217 0 0 WHOLE FOODS MKT INC COM 966837106 6340 66519 SH SOLE 0 0 66519 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 324 6208 SH SOLE 0 0 6208 WINDSTREAM CORP COM 97381W104 118 11970 SH SOLE 0 0 11970 WISDOMTREE TR LARGECAP GRWTH 97717X107 248 6418 SH SOLE 0 0 6418 WISDOMTREE TRUST DEFA FD 97717W703 234 5639 SH SOLE 0 0 5639 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 1199 22330 SH SOLE 0 0 22330 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 1795 34590 SH SOLE 0 0 34590 WISDOMTREE TRUST EQTY INC ETF 97717W208 1326 28866 SH SOLE 0 0 28866 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 262 6506 SH SOLE 0 0 6506 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 206 4720 SH SOLE 0 0 4720 WISDOMTREE TRUST JP SMALLCP DIV 97717W836 920 21569 SH SOLE 0 0 21569 WISDOMTREE TRUST MDCP EARN FUND 97717W570 588 10535 SH SOLE 0 0 10535 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 1343 24638 SH SOLE 0 0 24638 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 379 7889 SH SOLE 0 0 7889 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 329 6157 SH SOLE 0 0 6157 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 772 14754 SH SOLE 0 0 14754 WYNN RESORTS LTD COM 983134107 235 2265 SH SOLE 0 0 2265 YUM BRANDS INC COM 988498101 547 8483 SH SOLE 0 0 8483