0001456511-20-000001.txt : 20200207 0001456511-20-000001.hdr.sgml : 20200207 20200207104717 ACCESSION NUMBER: 0001456511-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200207 DATE AS OF CHANGE: 20200207 EFFECTIVENESS DATE: 20200207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 20585257 BUSINESS ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-625-5316 MAIL ADDRESS: STREET 1: 200 FIRST STAMFORD PLACE STREET 2: 2ND FLOOR EAST CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456511 XXXXXXXX 12-31-2019 12-31-2019 Greenwich Investment Management, Inc.

200 FIRST STAMFORD PLACE 2ND FLOOR EAST STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger 203-625-5316 L. George Rieger Stamford CT 02-07-2020 0 60 103647 false INFORMATION TABLE 2 GIM_4q19.xml 180 DEGREE CAP CORP COM 68235B109 1192 554299 SH SOLE 554064 0 235 ABBVIE INC COM 00287Y109 259 2922 SH SOLE 2922 0 0 APPLE HOSPITALITY REIT INC COM NEW 03784Y200 1637 100750 SH SOLE 100750 0 0 APPLE INC COM 037833100 267 908 SH SOLE 908 0 0 ARES CAP CORP COM 04010L103 7860 421465 SH SOLE 421465 0 0 ARES COML REAL ESTATE CORP COM 04013V108 3771 238053 SH SOLE 238053 0 0 ARES MANAGEMENT CORPORATION CL A COM STK 03990b101 11342 317806 SH SOLE 313582 0 4224 ARTISAN PARTNERS ASSET MGMT CL A 04316A108 1895 58635 SH SOLE 58635 0 0 BARINGS BDC INC COM 06759l103 220 21357 SH SOLE 21357 0 0 BARINGS CORPORATE INVS COM 06759X107 715 42370 SH SOLE 42370 0 0 BARINGS PARTN INVS SH BEN INT 06761A103 2173 134692 SH SOLE 134692 0 0 BP PLC SPONSORED ADR 055622104 248 6560 SH SOLE 6560 0 0 CAPITAL SOUTHWEST CORP COM 140501107 290 13925 SH SOLE 775 0 13150 CBL & ASSOC PPTYS INC COM 124830100 947 901971 SH SOLE 901971 0 0 CEDAR FAIR L P DEPOSITRY UNIT 150185106 250 4505 SH SOLE 4505 0 0 CINCINNATI FINL CORP COM 172062101 618 5873 SH SOLE 5873 0 0 CORECIVIC INC COM 21871N101 3746 215535 SH SOLE 215535 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 212 1490 SH SOLE 0 0 1490 CVR PARTNERS LP COM 126633106 62 19899 SH SOLE 19899 0 0 ELLINGTON FINANCIAL INC COM 28852N109 595 32480 SH SOLE 32480 0 0 ENBRIDGE INC COM 29250N105 274 6897 SH SOLE 6897 0 0 EXXON MOBIL CORP COM 30231G102 881 12625 SH SOLE 12625 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1282 23083 SH SOLE 23083 0 0 FISERV INC COM 337738108 266 2300 SH SOLE 2300 0 0 FS KKR CAPITAL CORP COM 302635107 1283 209228 SH SOLE 209228 0 0 GEO GROUP INC NEW COM 36162J106 523 31474 SH SOLE 31474 0 0 GLOBAL PARTNERS LP COM UNITS 37946R109 256 12700 SH SOLE 12700 0 0 GOLDMAN SACHS BDC INC SHS 38147U107 2907 136610 SH SOLE 128910 0 7700 HARVEST CAP CR CORP COM 41753F109 554 63125 SH SOLE 63125 0 0 HERCULES CAPITAL INC COM 427096508 551 39335 SH SOLE 39335 0 0 INVESCO LTD SHS G491BT108 3409 189605 SH SOLE 188405 0 1200 IRON MTN INC NEW COM 46284V101 209 6573 SH SOLE 1473 0 5100 ISHARES TR CORE US AGGBD ET 464287226 433 3850 SH SOLE 3850 0 0 ISHARES TR NATIONAL MUN ETF 464288414 5325 46746 SH SOLE 46746 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 5673 53125 SH SOLE 53125 0 0 ISHARES TR IBONDS DEC2021 46435g789 239 9290 SH SOLE 9290 0 0 ISHARES TR IBONDS SEP2020 46434v571 313 12250 SH SOLE 12250 0 0 JOHNSON & JOHNSON COM 478160104 299 2050 SH SOLE 2050 0 0 MAIN STREET CAPITAL CORP COM 56035L104 1410 32717 SH SOLE 32717 0 0 MEDLEY CAP CORP COM 58503F106 520 238415 SH SOLE 237165 0 1250 MESA RTY TR UNIT BEN INT 590660106 160 23045 SH SOLE 23045 0 0 NETWORK 1 TECHNOLOGIES INC COM 64121N109 55 25040 SH SOLE 25040 0 0 NGL ENERGY PARTNERS LP COM UNIT REPST 62913M107 328 28950 SH SOLE 28950 0 0 OAKTREE SPECIALTY LENDING COM 67401P108 6795 1244568 SH SOLE 1236693 0 7875 OAKTREE STRATEGIC INCOME COR COM 67402D104 4912 599799 SH SOLE 592749 0 7050 PENNANTPARK FLOATING RATE COM 70806A106 1393 114339 SH SOLE 114339 0 0 PENNANTPARK INVT CORP COM 708062104 2938 449926 SH SOLE 448926 0 1000 PENNYMAC MTG INVT TR COM 70931T103 2727 122360 SH SOLE 122360 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1320 12995 SH SOLE 12995 0 0 POSTAL REALTY TRUST INC CL A 73757R102 1031 60850 SH SOLE 60850 0 0 SPDR SERIES TRUST NUVEEN BBG BRCLY 78464A284 698 11825 SH SOLE 11825 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468r739 432 8800 SH SOLE 8800 0 0 STARWOOD PPTY TR INC COM 85571B105 3883 156177 SH SOLE 156177 0 0 STONECASTLE FINL CORP COM 861780104 3573 160226 SH SOLE 160226 0 0 STORE CAP CORP COM 862121100 296 7945 SH SOLE 1260 0 6685 TPG SPECIALTY LENDING INC COM 87265K102 4807 223883 SH SOLE 223883 0 0 TRIPLEPOINT VENTURE GROWTH B COM 89677Y100 155 10870 SH SOLE 10870 0 0 UBS GROUP AG SHS H42097107 1331 105765 SH SOLE 105765 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 406 6344 SH SOLE 6344 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 1503 28078 SH SOLE 28078 0 0