Chief Compliance Officer

0001456510-15-000003.txt : 20150515 0001456510-15-000003.hdr.sgml : 20150515 20150515154225 ACCESSION NUMBER: 0001456510-15-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Asset Management, Inc. CENTRAL INDEX KEY: 0001456510 IRS NUMBER: 205772925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13473 FILM NUMBER: 15868709 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY STREET 2: 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 866-299-4864 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Equities Asset Management, Inc. DATE OF NAME CHANGE: 20090217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456510 XXXXXXXX 03-31-2015 03-31-2015 First Allied Asset Management, Inc.

PO BOX 85549 SAN DIEGO CA 92186-5549

13F HOLDINGS REPORT 028-13473 N Luanne Borowski Chief Compliance Officer 800-223-0989 /s/Luanne Borowski San Diego CA 05-15-2015 0 189 711747 false INFORMATION TABLE 2 faam1q15.inftab.xml FAAM1Q15 3M COCOM88579Y10115349440SHSOLE 009440ABBVIE INCCOM00287Y109138223600SHSOLE 0023600ACCENTURE PLC IRELANDSHS CLASS AG1151C101759981407SHSOLE 0081407AEGON N VNY REGISTRY SH00792410316521623SHSOLE 0021623APPLE INCCOM0378331001122990256SHSOLE 0090256AT&T INCCOM00206R1029060275080SHSOLE 00275080BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10112112074SHSOLE 0012074BCE INCCOM NEW05534B7602646321SHSOLE 006321BED BATH & BEYOND INCCOM075896100339943300SHSOLE 0043300BLACKROCK CORPOR HI YLD FD ICOM09255P10711310137SHSOLE 0010137BLACKROCK ENERGY & RES TRCOM09250U1015350262065SHSOLE 00262065BOEING COCOM097023105827254674SHSOLE 0054674BRITISH AMERN TOB PLCSPONSORED ADR1104481072442382SHSOLE 002382C H ROBINSON WORLDWIDE INCCOM NEW12541W209661489576SHSOLE 0089576CA INCCOM12673P1057260220312SHSOLE 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