0001456510-13-000005.txt : 20131107 0001456510-13-000005.hdr.sgml : 20131107 20131107145719 ACCESSION NUMBER: 0001456510-13-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130930 FILED AS OF DATE: 20131107 DATE AS OF CHANGE: 20131107 EFFECTIVENESS DATE: 20131107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Asset Management, Inc. CENTRAL INDEX KEY: 0001456510 IRS NUMBER: 205772925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13473 FILM NUMBER: 131200145 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY STREET 2: 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 866-299-4864 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Equities Asset Management, Inc. DATE OF NAME CHANGE: 20090217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456510 XXXXXXXX 09-30-2013 09-30-2013 First Allied Asset Management, Inc.

PO BOX 85549 SAN DIEGO CA 92186-5549

13F HOLDINGS REPORT 028-13473 N Luanne Borowski 619-881-5148 /s/Luanne Borowski San Diego CA 11-07-2013 0 164 665045 false INFORMATION TABLE 2 faam3q13.inftab.xml FAAM 13F 3Q13 3M COCOM88579Y1018617160SHSOLE 716000ABBOTT LABSCOM00282410067320388SHSOLE 2038800ABBVIE INCCOM00287Y10981818271SHSOLE 1827100AGCO CORPCOM00108410264210543SHSOLE 1054300AGL RES INCCOM001204106303566477SHSOLE 6647700ALTERA CORPCOM021441100232562800SHSOLE 6280000AMERISOURCEBERGEN CORPCOM03073E10573812070SHSOLE 1207000APPLE INCCOM037833100584512977SHSOLE 1297700ASTRAZENECA PLCSPONSORED ADR046353108458887620SHSOLE 8762000AT&T INCCOM00206R1026029176636SHSOLE 17663600BAKER HUGHES INCCOM05722410773714963SHSOLE 1496300BANK HAWAII CORPCOM062540109513693702SHSOLE 9370200BANK MONTREAL QUECOM063671101566083680SHSOLE 8368000BANK N S HALIFAXCOM064149107535992194SHSOLE 9219400BANK NEW YORK MELLON CORPCOM0640581005339174435SHSOLE 17443500BARCLAYS BK PLCIPATH S&P MT ETN06740C51924112806SHSOLE 1280600BAXTER INTL 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