0001214659-14-003618.txt : 20140515 0001214659-14-003618.hdr.sgml : 20140515 20140515081725 ACCESSION NUMBER: 0001214659-14-003618 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP CENTRAL INDEX KEY: 0001456257 IRS NUMBER: 208996335 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13383 FILM NUMBER: 14843951 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704 208 3604 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456257 XXXXXXXX 03-31-2014 03-31-2014 false ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

214 NORTH TRYON STREET, SUITE 3000 CHARLOTTE NC 28202

13F HOLDINGS REPORT 028-13383 N Ian Banwell 704-208-3600 /s/ Ian Banwell Charlotte NC 05-07-2014 2 43 171245 1 0001456258 028-13407 ST GEORGE PARTNERS, LLC 2 0001456255 028-13408 BANWELL IAN INFORMATION TABLE 2 infotable.xml AMBEV SA SPONSORED ADR 02319V103 1319 178000 SH DFND 1,2 178000 0 0 ANNALY CAP MGMT INC COM 35710409 2194 200000 SH DFND 1,2 200000 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 500 12680 SH DFND 1,2 12680 0 0 BEAZER HOMES USA INC COM NEW 07556Q881 8434 420000 SH Call DFND 1,2 420000 0 0 CARMIKE CINEMAS INC COM 143436400 2804 93900 SH DFND 1,2 93900 0 0 CIMAREX ENERGY CO COM 171798101 1553 13036 SH DFND 1,2 13036 0 0 CINEMARK HOLDINGS INC COM 17243V102 2341 80700 SH DFND 1,2 80700 0 0 CITIGROUP INC COM NEW 172967424 25180 529000 SH Call DFND 1,2 529000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 930 74000 SH DFND 1,2 74000 0 0 CONNS INC COM 208242107 971 25000 SH Call DFND 1,2 25000 0 0 DANAHER CORP DEL COM 235851102 375 5000 SH DFND 1,2 5000 0 0 FAMILY DLR STORES INC COM 307000109 1723 29700 SH DFND 1,2 29700 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 830 8900 SH DFND 1,2 8900 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 13448 504800 SH Call DFND 1,2 504800 0 0 ISHARES EMU ETF 464286608 607 14367 SH DFND 1,2 14367 0 0 ISHARES MSCI JAPAN ETF 464286848 6016 530976 SH DFND 1,2 530976 0 0 ISHARES TIPS BD ETF 464287176 1626 14501 SH DFND 1,2 14501 0 0 ISHARES CHINA LG-CAP ETF 464287184 3041 85000 SH Put DFND 1,2 85000 0 0 ISHARES MSCI EMG MKT ETF 464287234 652 15900 SH DFND 1,2 15900 0 0 ISHARES RUSSELL 2000 ETF 464287655 702 6037 SH DFND 1,2 6037 0 0 ISHARES JP MOR EM MK ETF 464288281 1292 11600 SH DFND 1,2 11600 0 0 ISHARES IBOXX HI YD ETF 464288513 3148 33353 SH DFND 1,2 33353 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 557 31400 SH DFND 1,2 31400 0 0 LENNAR CORP CL A 526057104 18998 480000 SH Call DFND 1,2 480000 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 944 43500 SH DFND 1,2 43500 0 0 MELCO CROWN ENTMT LTD ADR 585464100 763 19750 SH DFND 1,2 19750 0 0 MICROSOFT CORP COM 594918104 3394 82800 SH DFND 1,2 82800 0 0 MORGAN STANLEY COM NEW 617446448 686 22000 SH DFND 1,2 22000 0 0 PENNYMAC MTG INVT TR COM 70931T103 12177 509495 SH DFND 1,2 509495 0 0 PERFECT WORLD CO LTD SPON ADR REP B 71372U104 827 40000 SH DFND 1,2 40000 0 0 PIONEER NATURAL RESOURCES CO COM 723787107 1871 10000 SH Call DFND 1,2 10000 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 811 9253 SH DFND 1,2 9253 0 0 SAFEWAY INC COM NEW 786514208 14185 384000 SH Call DFND 1,2 384000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 8461 95000 SH DFND 1,2 95000 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2264 43268 SH DFND 1,2 43268 0 0 SOUTHERN COPPER CORP COM 84265V105 1019 35000 SH DFND 1,2 35000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 944 5050 SH DFND 1,2 5050 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2892 70000 SH DFND 1,2 70000 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 4883 150000 SH Call DFND 1,2 150000 0 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 2854 199976 SH DFND 1,2 199976 0 0 TRONOX LTD SHS CL A Q9235V101 5158 217000 SH DFND 1,2 217000 0 0 VISTEON CORP COM NEW 92839U206 5085 57500 SH DFND 1,2 57500 0 0 WCI CMTYS INC COM PAR $0.01 92923C807 2786 141000 SH DFND 1,2 141000 0 0