0001213900-23-002815.txt : 20230113 0001213900-23-002815.hdr.sgml : 20230113 20230113163839 ACCESSION NUMBER: 0001213900-23-002815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221222 FILED AS OF DATE: 20230113 DATE AS OF CHANGE: 20230113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tompkins Mark N. CENTRAL INDEX KEY: 0001455971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56218 FILM NUMBER: 23529205 MAIL ADDRESS: STREET 1: APP. 1, VIA GUIDINO 23 CITY: LUGANO-PARADISO STATE: V8 ZIP: 6900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Aeluma, Inc. CENTRAL INDEX KEY: 0001828805 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 852807351 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 27 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-351-2707 MAIL ADDRESS: STREET 1: 27 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Parc Investments, Inc. DATE OF NAME CHANGE: 20201016 4 1 ownership.xml X0306 4 2022-12-22 0 0001828805 Aeluma, Inc. ALMU 0001455971 Tompkins Mark N. APP. 1, VIA GUIDINO 23 LUGANO-PARADISO V8 6900 SWITZERLAND 0 0 1 0 Common stock, par value $0.0001 per share 2022-12-22 4 P 0 83333 3.00 A 2715833 D These shares were purchased in the closing of the Issuer's private placement offering held on December 22, 2022. /s/ Mark N. Tompkins 2023-01-13