0001213900-20-004044.txt : 20200214
0001213900-20-004044.hdr.sgml : 20200214
20200214193153
ACCESSION NUMBER: 0001213900-20-004044
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200212
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tompkins Mark N.
CENTRAL INDEX KEY: 0001455971
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55832
FILM NUMBER: 20622834
MAIL ADDRESS:
STREET 1: APP. 1, VIA GUIDINO 23
CITY: LUGANO-PARADISO
STATE: V8
ZIP: 6900
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Peninsula Acquisition Corp
CENTRAL INDEX KEY: 0001715768
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 821858829
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2255 GLADES RD., SUITE 324A
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 989-2208
MAIL ADDRESS:
STREET 1: 2255 GLADES RD., SUITE 324A
CITY: BOCA RATON
STATE: FL
ZIP: 33431
4
1
ownership.xml
X0306
4
2020-02-12
1
0001715768
Peninsula Acquisition Corp
NONE
0001455971
Tompkins Mark N.
APT. 1, VIA GUIDINO 23
LUGANO-PARADISO
V8
6900
SWITZERLAND
0
0
0
1
Former Director and 10% Owner
Common Stock, par value $0.0001
2020-02-12
4
J
0
657699
0
D
1500000
D
Common Stock, par value $0.0001
2020-02-12
4
P
0
25000
4.00
A
1525000
D
Pursuant to the terms and conditions of that certain Agreement and Plan of Merger and Reorganization, dated as of February 12, 2020, by and among Transphorm, Inc., f/k/a Peninsula Acquisition Corporation (the "Issuer"), Peninsula Acquisition Sub, Inc. ("Acquisition Sub"), and Transphorm Technology, Inc., f/k/a Transphorm, Inc. ("Transphorm"), on February 12, 2020, Acquisition Sub merged with and into Transphorm, with Transphorm continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. Pursuant to the terms of a stock forfeiture letter, the reporting person forfeited and canceled 657,699 shares of the Issuer's common stock immediately prior to the consummation of the Merger.
These shares were purchased in the initial closing of the Issuer's private placement offering held on February 12, 2020.
/s/ Mark Tompkins
2020-02-14