0001213900-20-004044.txt : 20200214 0001213900-20-004044.hdr.sgml : 20200214 20200214193153 ACCESSION NUMBER: 0001213900-20-004044 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200212 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tompkins Mark N. CENTRAL INDEX KEY: 0001455971 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55832 FILM NUMBER: 20622834 MAIL ADDRESS: STREET 1: APP. 1, VIA GUIDINO 23 CITY: LUGANO-PARADISO STATE: V8 ZIP: 6900 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Peninsula Acquisition Corp CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2255 GLADES RD., SUITE 324A CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 989-2208 MAIL ADDRESS: STREET 1: 2255 GLADES RD., SUITE 324A CITY: BOCA RATON STATE: FL ZIP: 33431 4 1 ownership.xml X0306 4 2020-02-12 1 0001715768 Peninsula Acquisition Corp NONE 0001455971 Tompkins Mark N. APT. 1, VIA GUIDINO 23 LUGANO-PARADISO V8 6900 SWITZERLAND 0 0 0 1 Former Director and 10% Owner Common Stock, par value $0.0001 2020-02-12 4 J 0 657699 0 D 1500000 D Common Stock, par value $0.0001 2020-02-12 4 P 0 25000 4.00 A 1525000 D Pursuant to the terms and conditions of that certain Agreement and Plan of Merger and Reorganization, dated as of February 12, 2020, by and among Transphorm, Inc., f/k/a Peninsula Acquisition Corporation (the "Issuer"), Peninsula Acquisition Sub, Inc. ("Acquisition Sub"), and Transphorm Technology, Inc., f/k/a Transphorm, Inc. ("Transphorm"), on February 12, 2020, Acquisition Sub merged with and into Transphorm, with Transphorm continuing as the surviving entity (the "Merger") and as the Issuer's wholly-owned subsidiary. Pursuant to the terms of a stock forfeiture letter, the reporting person forfeited and canceled 657,699 shares of the Issuer's common stock immediately prior to the consummation of the Merger. These shares were purchased in the initial closing of the Issuer's private placement offering held on February 12, 2020. /s/ Mark Tompkins 2020-02-14