0000950123-11-050714.txt : 20110516 0000950123-11-050714.hdr.sgml : 20110516 20110516160625 ACCESSION NUMBER: 0000950123-11-050714 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Equity Capital Management, LLC CENTRAL INDEX KEY: 0001455952 IRS NUMBER: 262203001 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14330 FILM NUMBER: 11846808 BUSINESS ADDRESS: STREET 1: 95 MORTON STREET STREET 2: GROUND FLOOR CITY: NEW YORK STATE: NY ZIP: 10014 BUSINESS PHONE: 212-905-3540 MAIL ADDRESS: STREET 1: P.O. BOX 109 CITY: SUMMIT STATE: NJ ZIP: 07902 13F-HR 1 y91305ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: ESSEX EQUITY CAPITAL MANAGEMENT, LLC Address: 375 Hudson Street NEW YORK, NEW YORK 10014 Form 13F File Number: 028-14330 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: John Liu Title: Chief Executive Officer Phone: (212) 989-2700 Signature, Place, and Date of Signing: /s/ JOHN LIU New York, New York May 16, 2011 ------------------------ ------------------------- --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------- Form 13F Information Table Entry Total: 10 ----------------- Form 13F Information Table Value Total: 151,490 ----------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE. FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 -------- -------- -------- -------- -------- ---------- -------- -------- Title of Value Shares or Sh/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prn Amt Prn call Discretion Managers Sole Shared None ---------------------------------------------------------------------------------------------------------------------------- BECTON DICKINSON & CO. COM 075887 10 9 $21,136 265,463 Sole N/A 265,463 BERKLEY W R CORP COM 084423 10 2 $ 2,575 79,936 Sole N/A 79,936 CIT GROUP INC COM NEW 125581 80 1 $22,649 532,300 Sole N/A 532,300 ENSCO PLC SPONSORED ADR 29358Q 10 9 $25,867 447,224 Sole N/A 447,224 EVEREST RE GROUP LTD COM G3223R 10 8 $ 2,474 28,056 Sole N/A 28,056 GLOBAL INDEMNITY PLC SHS G39319 10 1 $39,770 1,809,358 Sole N/A 1,809,358 HARRIS INTERACTIVE INC COM 414549 10 5 $ 638 647,500 Sole N/A 647,500 NVR INC COM 62944T 10 5 $17,221 22,779 Sole N/A 22,779 VISTEON COM 92839U 20 $ 6,673 106,790 Sole N/A 106,790 WILLIS GROUP HOLDINGS PUBLI SHS G96666 10 5 $12,487 309,402 Sole N/A 309,402