0001315863-11-000210.txt : 20111114
0001315863-11-000210.hdr.sgml : 20111111
20111114161507
ACCESSION NUMBER: 0001315863-11-000210
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: U Capital Group, LP
CENTRAL INDEX KEY: 0001455938
IRS NUMBER: 204448597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13353
FILM NUMBER: 111202689
BUSINESS ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.980.4000
MAIL ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
ucapital31.txt
U CAPITAL GROUP, LP 13F 3Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: U Capital Group, LP
Address: 527 Madison Avenue
7th Floor
New York, New York 10022
13F File Number: 028-13353
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Eric Alper
Title: Chief Financial Officer/Chief Operating Officer
Phone: 212.980.4000
Signature, Place, and Date of Signing:
/s/ Eric Alper New York, New York/USA November 14, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 17
Form 13F Information Table Value Total: $45,253 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCURIDE CORP NEW COM NEW 00439T206 2816 550000 SH SOLE 550000
AMERIGON INC COM 03070L300 955 75000 SH SOLE 75000
BARRICK GOLD CORP COM 067901108 933 20000 SH SOLE 20000
CHEMTURA CORP COM NEW 163893209 4413 440000 SH SOLE 440000
CIT GROUP INC COM NEW 125581801 3037 100000 SH SOLE 100000
GRAPHIC PACKAGING HLDG CO COM 388689101 2415 700000 SH SOLE 700000
HOLLYFRONTIER CORP COM 436106108 1442 55000 SH SOLE 55000
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 4767 75000 SH SOLE 75000
LIFE TECHNOLOGIES CORP COM 53217V109 5765 150000 SH SOLE 150000
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 7854 350000 SH SOLE 350000
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 828 15000 SH SOLE 15000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 236 20800 SH SOLE 20800
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 222 20000 SH SOLE 20000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 2410 200000 SH SOLE 200000
SEASPAN CORP SHS Y75638109 6017 525000 SH SOLE 525000
VERMILLION INC COM NEW 92407M206 92 35000 SH SOLE 35000
VIASAT INC COM 92552V100 1051 31546 SH SOLE 31546