-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FK8Em/3gTgbDFDlcqNpL5bjzQmZgrTYYWiBwTVC2IwHRXTo907lTHnh3pKePix6g q4wsPL/IPqyE5imoQgbUxA== 0001315863-11-000047.txt : 20110214 0001315863-11-000047.hdr.sgml : 20110214 20110214161248 ACCESSION NUMBER: 0001315863-11-000047 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U Capital Group, LP CENTRAL INDEX KEY: 0001455938 IRS NUMBER: 204448597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13353 FILM NUMBER: 11607640 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.980.4000 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ucap40.txt U CAPITAL GROUP, LP 13F 4Q 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U Capital Group, LP Address: 527 Madison Avenue 7th Floor New York, New York 10022 13F File Number: 28-13353 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Alper Title: Chief Financial Officer/Chief Operating Officer Phone: 212.980.4000 Signature, Place, and Date of Signing: Eric Alper New York, New York/USA February 14, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 30 Form13F Information Table Value Total: $71,706 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN EAGLE OUTFITTERS NE COM 02553E106 1463 100000 SH SOLE 100000 ARVINMERITOR INC COM 043353101 1026 50000 SH SOLE 50000 BARRICK GOLD CORP COM 067901108 5318 100000 SH SOLE 100000 BP PLC SPONSORED ADR 055622104 1325 30000 SH SOLE 30000 CAPSTONE TURBINE CORP COM 14067D102 571 595239 SH SOLE 595239 CAREFUSION CORP COM 14170T101 925 36000 SH SOLE 36000 CARMIKE CINEMAS INC COM 143436400 1320 171000 SH SOLE 171000 CHEMTURA CORP COM NEW 163893209 9588 600000 SH SOLE 600000 CIT GROUP INC COM NEW 125581801 5888 125000 SH SOLE 125000 DRYSHIPS INC SHS Y2109Q101 2745 500000 SH SOLE 500000 GLOBE SPECIALTY METALS INC COM 37954N206 1282 75000 SH SOLE 75000 GOOGLE INC CL A 38259P508 2821 4750 SH SOLE 4750 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 900 600000 SH SOLE 600000 ISTAR FINL INC COM 45031U101 391 50000 SH SOLE 50000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 3989 60000 SH SOLE 60000 LIFE TECHNOLOGIES CORP COM 53217V109 5550 100000 SH SOLE 100000 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1720 50000 SH SOLE 50000 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 7410 350000 SH SOLE 350000 POPULAR INC COM 733174106 1570 500000 SH SOLE 500000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 297 20000 SH SOLE 20000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 313 20800 SH SOLE 20800 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 465 22000 SH SOLE 22000 RURAL / METRO CORP COM 781748108 729 50020 SH SOLE 50020 STEC INC COM 784774101 3530 200000 SH SOLE 200000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 2828 175000 SH SOLE 175000 TRIDENT MICROSYSTEMS INC COM 895919108 890 500000 SH SOLE 500000 UNITED CONTL HLDGS INC COM 910047109 2382 100000 SH SOLE 100000 VERMILLION INC COM NEW 92407M206 451 60000 SH SOLE 60000 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 2644 100000 SH SOLE 100000 WESTERN REFNG INC COM 959319104 1375 130000 SH SOLE 130000
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