0001315863-11-000151.txt : 20110815 0001315863-11-000151.hdr.sgml : 20110815 20110815160835 ACCESSION NUMBER: 0001315863-11-000151 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110815 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U Capital Group, LP CENTRAL INDEX KEY: 0001455938 IRS NUMBER: 204448597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13353 FILM NUMBER: 111036353 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.980.4000 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ucap21.txt U CAPITAL GROUP 13F 2Q 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U Capital Group, LP Address: 527 Madison Avenue 7th Floor New York, New York 10022 13F File Number: 28-13353 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Alper Title: Chief Financial Officer/Chief Operating Officer Phone: 212.980.4000 Signature, Place, and Date of Signing: Eric Alper New York, New York/USA August 15, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 20 Form13F Information Table Value Total: $68,378 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACCURIDE CORP NEW COM NEW 00439T206 6700 530466 SH SOLE 530466 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 638 50000 SH SOLE 50000 AMERIGON INC COM 03070L300 1304 75000 SH SOLE 75000 AVIS BUDGET GROUP COM 053774105 2136 125000 SH SOLE 125000 CHEMTURA CORP COM NEW 163893209 7644 420000 SH SOLE 420000 CIT GROUP INC COM NEW 125581801 4426 100000 SH SOLE 100000 DSW INC CL A 23334L102 3290 65000 SH SOLE 65000 GOOGLE INC CL A 38259P508 2405 4750 SH SOLE 4750 GRAPHIC PACKAGING HLDG CO COM 388689101 3808 700000 SH SOLE 700000 LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 5643 75000 SH SOLE 75000 LIFE TECHNOLOGIES CORP COM 53217V109 5207 100000 SH SOLE 100000 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 9660 350000 SH SOLE 350000 NOBLE ENERGY INC COM 655044105 2061 23000 SH SOLE 23000 ROCK-TENN CO CL A 772739207 1061 16000 SH SOLE 16000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 346 20000 SH SOLE 20000 ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 363 20800 SH SOLE 20800 SEASPAN CORP SHS Y75638109 7670 525000 SH SOLE 525000 TALBOTS INC COM 874161102 585 175000 SH SOLE 175000 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 3288 175000 SH SOLE 175000 VERMILLION INC COM NEW 92407M206 143 35000 SH SOLE 35000