0001315863-11-000151.txt : 20110815
0001315863-11-000151.hdr.sgml : 20110815
20110815160835
ACCESSION NUMBER: 0001315863-11-000151
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: U Capital Group, LP
CENTRAL INDEX KEY: 0001455938
IRS NUMBER: 204448597
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13353
FILM NUMBER: 111036353
BUSINESS ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.980.4000
MAIL ADDRESS:
STREET 1: 800 THIRD AVENUE
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
ucap21.txt
U CAPITAL GROUP 13F 2Q 2011
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: U Capital Group, LP
Address: 527 Madison Avenue
7th Floor
New York, New York 10022
13F File Number: 28-13353
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Eric Alper
Title: Chief Financial Officer/Chief Operating Officer
Phone: 212.980.4000
Signature, Place, and Date of Signing:
Eric Alper New York, New York/USA August 15, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form13F Information Table Entry Total: 20
Form13F Information Table Value Total: $68,378 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCURIDE CORP NEW COM NEW 00439T206 6700 530466 SH SOLE 530466
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 638 50000 SH SOLE 50000
AMERIGON INC COM 03070L300 1304 75000 SH SOLE 75000
AVIS BUDGET GROUP COM 053774105 2136 125000 SH SOLE 125000
CHEMTURA CORP COM NEW 163893209 7644 420000 SH SOLE 420000
CIT GROUP INC COM NEW 125581801 4426 100000 SH SOLE 100000
DSW INC CL A 23334L102 3290 65000 SH SOLE 65000
GOOGLE INC CL A 38259P508 2405 4750 SH SOLE 4750
GRAPHIC PACKAGING HLDG CO COM 388689101 3808 700000 SH SOLE 700000
LIBERTY MEDIA CORP NEW LIB STAR COM A 53071M708 5643 75000 SH SOLE 75000
LIFE TECHNOLOGIES CORP COM 53217V109 5207 100000 SH SOLE 100000
MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 9660 350000 SH SOLE 350000
NOBLE ENERGY INC COM 655044105 2061 23000 SH SOLE 23000
ROCK-TENN CO CL A 772739207 1061 16000 SH SOLE 16000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 346 20000 SH SOLE 20000
ROYAL BK SCOTLAND GROUP PLC ADR PREF SHS Q 780097754 363 20800 SH SOLE 20800
SEASPAN CORP SHS Y75638109 7670 525000 SH SOLE 525000
TALBOTS INC COM 874161102 585 175000 SH SOLE 175000
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 3288 175000 SH SOLE 175000
VERMILLION INC COM NEW 92407M206 143 35000 SH SOLE 35000