-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WhREtMo7XgqXsh4QBVAZ7mM67nH6e48P5tVsq/WwWittluOYxFHW3zGlEluHS0Eg arl0cz/9+1u9pOXf/jsJ8w== 0001315863-09-000161.txt : 20090814 0001315863-09-000161.hdr.sgml : 20090814 20090814161530 ACCESSION NUMBER: 0001315863-09-000161 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U Capital Group, LP CENTRAL INDEX KEY: 0001455938 IRS NUMBER: 204448597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13353 FILM NUMBER: 091016003 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.980.4000 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ucap29.txt U CAPITAL GROUP 13F 2Q 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U Capital Group, LP Address: 800 Third Avenue 9th Floor New York, New York 10022 13F File Number: 28-13353 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Alper Title: Chief Financial Officer/Chief Operating Officer Phone: 212.980.4000 Signature, Place, and Date of Signing: Eric Alper New York, New York/USA August 14, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 33 Form13F Information Table Value Total: $36,070 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ANADARKO PETE CORP COM 032511107 1521 33500 SH SOLE 33500 AVIS BUDGET GROUP COM 053774105 1130 200000 SH SOLE 200000 BANK OF AMERICA CORPORATION COM 060505104 858 65000 SH SOLE 65000 CAPSTONE TURBINE CORP COM 14067D102 98 117625 SH SOLE 117625 CHIMERA INVT CORP COM 16934Q109 1047 300000 SH SOLE 300000 CONSTELLATION ENERGY GROUP I COM 210371100 1329 50000 SH SOLE 50000 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 1274 75000 SH SOLE 75000 COSAN LTD SHS A G25343107 518 100000 SH SOLE 100000 COVANTA HLDG CORP COM 22282E102 1018 60000 SH SOLE 60000 EXPRESS SCRIPTS INC COM 302182100 1719 25000 SH SOLE 25000 F M C CORP COM NEW 302491303 336 7100 SH SOLE 7100 FIFTH THIRD BANCORP COM 316773100 2308 325000 SH SOLE 325000 FRONTIER OIL CORP COM 35914P105 997 76025 SH SOLE 76025 GOLDCORP INC NEW COM 380956409 626 18000 SH SOLE 18000 HESS CORP COM 42809H107 645 12000 SH SOLE 12000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 953 1536000 SH SOLE 1536000 KEYCORP NEW COM 493267108 786 150000 SH SOLE 150000 LENDER PROCESSING SVCS INC COM 52602E102 916 33000 SH SOLE 33000 LIFE TECHNOLOGIES CORP COM 53217V109 3129 75000 SH SOLE 75000 MEMC ELECTR MATLS INC COM 552715104 1781 100000 SH SOLE 100000 MI DEVS INC CL A SUB VTG 55304X104 1139 150000 SH SOLE 150000 MICROSOFT CORP COM 594918104 841 35400 SH SOLE 35400 MOLECULAR INSIGHT PHARM INC COM 60852M104 2332 451031 SH SOLE 451031 MORGAN STANLEY COM NEW 617446448 1340 47000 SH SOLE 47000 PHH CORP COM NEW 693320202 1818 100000 SH SOLE 100000 POTASH CORP SASK INC COM 73755L107 335 3600 SH SOLE 3600 PROSHARES TR PSHS ULTSHRT QQQ 74347R875 411 12850 SH SOLE 12850 SHIRE PLC SPONSORED ADR 82481R106 751 18100 SH SOLE 18100 SPDR GOLD TRUST GOLD SHS 78463V107 912 10000 SH SOLE 10000 SUNCOR ENERGY INC COM 867229106 637 21000 SH SOLE 21000 SUNTRUST BKS INC COM 867914103 576 35000 SH SOLE 35000 TRANSOCEAN LTD REG SHS H8817H100 854 11500 SH SOLE 11500 WYETH COM 983024100 1135 25000 SH SOLE 25000
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