-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SvM50Py7WPSpe6XVcSD8lEO4I4j3szFg+YnyRUPNtt9q4eBkkoj/vFczxAafK38x XhtGKSVk+cFA6cSN8l+NpA== 0001315863-09-000054.txt : 20090217 0001315863-09-000054.hdr.sgml : 20090216 20090217161216 ACCESSION NUMBER: 0001315863-09-000054 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090217 DATE AS OF CHANGE: 20090217 EFFECTIVENESS DATE: 20090217 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U Capital Group, LP CENTRAL INDEX KEY: 0001455938 IRS NUMBER: 204448597 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13353 FILM NUMBER: 09613914 BUSINESS ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.980.4000 MAIL ADDRESS: STREET 1: 800 THIRD AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 ucapit48.txt U CAPITAL GROUP 13F 4Q 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: U Capital Group, LP Address: 800 Third Avenue 9th Floor New York, New York 10022 13F File Number: 28- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Eric Alper Title: Chief Financial Officer/Chief Operating Officer Phone: 212.980.4000 Signature, Place, and Date of Signing: Eric Alper New York, New York/USA February 17, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 21 Form13F Information Table Value Total: $20,157 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICAN EAGLE OUTFITTERS NE COM 02553E106 669 71500 SH SOLE 71500 ANADARKO PETE CORP COM 032511107 2575 66800 SH SOLE 66800 ANNTAYLOR STORES CORP COM 036115103 326 56500 SH SOLE 56500 ASPENBIO PHARMA INC COM 045346103 619 100300 SH SOLE 100300 CAPSTONE TURBINE CORP COM 14067D102 99 117625 SH SOLE 117625 CONSTELLATION ENERGY GROUP I COM 210371100 627 25000 SH SOLE 25000 FRONTIER OIL CORP COM 35914P105 960 76025 SH SOLE 76025 GOLDCORP INC NEW COM 380956409 1040 33000 SH SOLE 33000 HESS CORP COM 42809H107 644 12000 SH SOLE 12000 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 266 235500 SH SOLE 235500 MICROSOFT CORP COM 594918104 688 35400 SH SOLE 35400 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 1311 29200 SH SOLE 29200 MOLECULAR INSIGHT PHARM INC COM 60852M104 1152 267807 SH SOLE 267807 NEXCEN BRANDS INC COM 653351106 28 250000 SH SOLE 250000 PLAINS EXPL& PRODTN CO COM 726505100 1694 72900 SH SOLE 72900 PROSHARES TR PSHS REAL ESTAT 74347R552 634 12500 SH SOLE 12500 PROSHARES TR PSHS ULTSHRT QQQ 74347R875 1082 12850 SH SOLE 12850 SHIRE PLC SPONSORED ADR 82481R106 811 18100 SH SOLE 18100 SPDR GOLD TRUST GOLD SHS 78463V107 1730 20000 SH SOLE 20000 SPDR GOLD TRUST GOLD SHS 78463V107 910 75400 SH CALL SOLE 75400 SPDR TR UNIT SER 1 78462F103 2292 25400 SH SOLE 25400
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