0001455915-19-000004.txt : 20190514 0001455915-19-000004.hdr.sgml : 20190514 20190514165745 ACCESSION NUMBER: 0001455915-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190514 DATE AS OF CHANGE: 20190514 EFFECTIVENESS DATE: 20190514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL LLC CENTRAL INDEX KEY: 0001455915 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16387 FILM NUMBER: 19823585 BUSINESS ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 646-279-5016 MAIL ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001455915 XXXXXXXX 03-31-2019 03-31-2019 OLD MISSION CAPITAL LLC

314 WEST SUPERIOR ST. SUITE 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-16387 N Patrick Nichols 212-389-9455 Patrick Nichols New York NY 05-14-2019 0 197 598001 false INFORMATION TABLE 2 info_table.xml VODAFONE GROUP PLC-SP ADR ADR 92857W308 39936 2196714 SH DFND 2196714 0 0 BRITISH AMERICAN TOB-SP ADR ADR 110448107 14670 351626 SH DFND 351626 0 0 NOVARTIS AG-SPONSORED ADR ADR 66987V109 12756 132684 SH DFND 132684 0 0 ROYAL DUTCH SHELL-SPON ADR-A ADR 780259206 9856 157465 SH DFND 157465 0 0 LLOYDS BANKING GROUP PLC-ADR ADR 539439109 7856 2447408 SH DFND 2447408 0 0 MICRO FOCUS INTL-SPN ADR ADR 594837304 7219 279906 SH DFND 279906 0 0 BHP GROUP LTD-SPON ADR ADR 088606108 6769 123822 SH DFND 123822 0 0 PETROCHINA CO LTD -ADR ADR 71646E100 6085 93006 SH DFND 93006 0 0 TAKEDA PHARMACEUTIC-SP ADR ADR 874060205 6024 295733 SH DFND 295733 0 0 CHINA LIFE INSURANCE CO-ADR ADR 16939P106 5698 424612 SH DFND 424612 0 0 BHP GROUP PLC-ADR ADR 05545E209 4831 100065 SH DFND 100065 0 0 CHINA PETROLEUM & CHEM-ADR ADR 16941R108 4324 54387 SH DFND 54387 0 0 CREDIT SUISSE GROUP-SPON ADR ADR 225401108 3614 310192 SH DFND 310192 0 0 SONY CORP-SPONSORED ADR ADR 835699307 3295 78012 SH DFND 78012 0 0 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 2644 16162 SH DFND 16162 0 0 BARCLAYS PLC-SPONS ADR ADR 06738E204 2358 294759 SH DFND 294759 0 0 RIO TINTO PLC-SPON ADR ADR 767204100 2160 36701 SH DFND 36701 0 0 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 2130 50971 SH DFND 50971 0 0 TELEFONICA SA-SPON ADR ADR 879382208 2111 252498 SH DFND 252498 0 0 ROYAL DUTCH SHELL-SPON ADR-B ADR 780259107 1937 30286 SH DFND 30286 0 0 CHINA SOUTHERN AIR-SPONS ADR ADR 169409109 1843 42357 SH DFND 42357 0 0 HSBC HOLDINGS PLC-SPONS ADR ADR 404280406 1471 36240 SH DFND 36240 0 0 SINOPEC SHANGHAI-SPONS ADR ADR 82935M109 1465 30695 SH DFND 30695 0 0 NATIONAL GRID PLC-SP ADR ADR 636274409 1457 26094 SH DFND 26094 0 0 BANCO SANTANDER SA-SPON ADR ADR 05964H105 1285 277597 SH DFND 277597 0 0 CNOOC LTD-SPON ADR ADR 126132109 1252 6740 SH DFND 6740 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 1014 189155 SH DFND 189155 0 0 ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 963 11466 SH DFND 11466 0 0 MORPHOSYS AG ADR ADR 617760202 908 39952 SH DFND 39952 0 0 ORANGE-SPON ADR ADR 684060106 899 55176 SH DFND 55176 0 0 SMITH & NEPHEW PLC -SPON ADR ADR 83175M205 847 21112 SH DFND 21112 0 0 SIBANYE GOLD LTD-SPONS ADR ADR 825724206 815 197450 SH DFND 197450 0 0 HUANENG POWER INTL-SPONS ADR ADR 443304100 763 32972 SH DFND 32972 0 0 FRESENIUS MEDICAL CARE-ADR ADR 358029106 751 18536 SH DFND 18536 0 0 GRIFOLS SA-ADR ADR 398438408 748 37176 SH DFND 37176 0 0 SASOL LTD-SPONSORED ADR ADR 803866300 746 24097 SH DFND 24097 0 0 ERICSSON (LM) TEL-SP ADR ADR 294821608 625 68099 SH DFND 68099 0 0 ARGENX SE - ADR ADR 04016X101 490 3924 SH DFND 3924 0 0 CANON INC-SPONS ADR ADR 138006309 461 15864 SH DFND 15864 0 0 ING GROEP N.V.-SPONSORED ADR ADR 456837103 393 32382 SH DFND 32382 0 0 ENI SPA-SPONSORED ADR ADR 26874R108 339 9609 SH DFND 9609 0 0 CHINA EASTERN AIRLINES-ADS ADR 16937R104 323 9389 SH DFND 9389 0 0 HONDA MOTOR CO LTD-SPONS ADR ADR 438128308 246 9057 SH DFND 9057 0 0 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 205 5005 SH DFND 5005 0 0 TEVA PHARMACEUTICAL-SP ADR ADR 881624209 193 12322 SH DFND 12322 0 0 TELECOM ITALIA SPA-SPON ADR ADR 87927Y201 180 31693 SH DFND 31693 0 0 ANGLOGOLD ASHANTI-SPON ADR ADR 035128206 137 10474 SH DFND 10474 0 0 NOMURA HOLDINGS INC-SPON ADR ADR 65535H208 92 25524 SH DFND 25524 0 0 DRDGOLD LTD-SPONSORED ADR ADR 26152H301 76 38176 SH DFND 38176 0 0 VEON LTD ADR 91822M106 25 12006 SH DFND 12006 0 0 OASMIA PHARMACEUTICAL AB-ADR ADR 67421W109 24 10431 SH DFND 10431 0 0 VEONEER INC Common Stock 92336X109 2897 126679 SH DFND 126679 0 0 EDISON INTERNATIONAL Common Stock 281020107 495 8000 SH DFND 8000 0 0 FIAT CHRYSLER AUTOMOBILES NV Common Stock N31738102 456 30711 SH DFND 30711 0 0 AUTOLIV INC Common Stock 052800109 304 4130 SH DFND 4130 0 0 SALESFORCE.COM INC Common Stock 79466L302 301 1900 SH DFND 1900 0 0 MORGAN STANLEY Common Stock 617446448 300 7100 SH DFND 7100 0 0 CITIGROUP INC Common Stock 172967424 299 4800 SH DFND 4800 0 0 STRYKER CORP Common Stock 863667101 296 1500 SH DFND 1500 0 0 PNC FINANCIAL SERVICES GROUP Common Stock 693475105 294 2400 SH DFND 2400 0 0 SIRIUS XM HOLDINGS INC Common Stock 82968B103 91 16057 SH DFND 16057 0 0 DEUTSCHE BANK AG-REGISTERED Common Stock D18190898 88 10898 SH DFND 10898 0 0 TETRA TECHNOLOGIES INC Common Stock 88162F105 87 37000 SH DFND 37000 0 0 BIOTIME INC Common Stock 09066L105 71 54300 SH DFND 54300 0 0 NOVAGOLD RESOURCES INC Common Stock 66987E206 46 11046 SH DFND 11046 0 0 SILVERCORP METALS INC Common Stock 82835P103 32 12399 SH DFND 12399 0 0 GOLD STANDARD VENTURES CORP Common Stock 380738104 13 12417 SH DFND 12417 0 0 PHUNWARE WARRANT Equity WRT 71948P118 132 79600 SH DFND 79600 0 0 ISHARES IBOXX INVESTMENT GRA ETP 464287242 40503 340189 SH DFND 340189 0 0 ISHARES MSCI HONG KONG ETF ETP 464286871 38301 1461319 SH DFND 1461319 0 0 VANECK VECTORS GOLD MINERS E ETP 92189F106 27164 1211589 SH DFND 1211589 0 0 ISHARES MSCI ALL COUNTRY ASI ETP 464288182 19441 275023 SH DFND 275023 0 0 ISHARES MSCI SOUTH AFRICA ET ETP 464286780 18260 348941 SH DFND 348941 0 0 ISHARES RUSSELL 2000 ETF ETP 464287655 17943 117208 SH DFND 117208 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 17703 62671 SH DFND 62671 0 0 VANGUARD TOT WORLD STK ETF ETP 922042742 16609 226988 SH DFND 226988 0 0 ISHARES MSCI TAIWAN ETF ETP 46434G772 13701 396199 SH DFND 396199 0 0 VANGUARD FTSE EUROPE ETF ETP 922042874 12274 228953 SH DFND 228953 0 0 ISHARES MSCI EAFE ETF ETP 464287465 11566 178321 SH DFND 178321 0 0 ISHARES 20 PLUS YEAR TREASURY BO ETP 464287432 10659 84300 SH DFND 84300 0 0 SPDR PORTFOLIO INTERMEDIATE ETP 78464A375 8487 248377 SH DFND 248377 0 0 ISHARES MSCI INDIA ETF ETP 46429B598 8016 227395 SH DFND 227395 0 0 ISHARES CHINA LARGE-CAP ETF ETP 464287184 6617 149473 SH DFND 149473 0 0 JPMORGAN ULTRA-SHORT INCOME ETP 46641Q837 6387 126974 SH DFND 126974 0 0 PROSHARES ULTRA S&P500 ETP 74347R107 5599 47526 SH DFND 47526 0 0 SPDR PORTFOLIO DEVELOPED WOR ETP 78463X889 5518 188897 SH DFND 188897 0 0 VANECK VECTORS J.P. MORGAN E ETP 92189H300 5247 157298 SH DFND 157298 0 0 VANGUARD INTERMEDIATE-TERM B ETP 921937819 4861 57913 SH DFND 57913 0 0 ISHARES CORE MSCI EUROPE ETP 46434V738 4834 105391 SH DFND 105391 0 0 ISHARES BROAD USD INVESTMENT ETP 464288620 4778 86441 SH DFND 86441 0 0 FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 4625 179886 SH DFND 179886 0 0 SPDR PORTFOLIO AGGREGATE BON ETP 78464A649 4622 161950 SH DFND 161950 0 0 XTRACKERS MSCI EAFE HEDGED E ETP 233051200 4598 147277 SH DFND 147277 0 0 SPDR PORT SHRT TRM CORP BND ETP 78464A474 4435 145158 SH DFND 145158 0 0 ISHARES MSCI SOUTH KOREA ETF ETP 464286772 4011 65812 SH DFND 65812 0 0 ISHARES CORE 1-5 YEAR USD BO ETP 46432F859 3885 77927 SH DFND 77927 0 0 ISHARES MSCI GLOBAL GOLD MIN ETP 46434G855 3382 192606 SH DFND 192606 0 0 PROSHARES ULTRAPRO S&P 500 ETP 74347X864 3236 65665 SH DFND 65665 0 0 ISHARES SELECT DIVIDEND ETF ETP 464287168 3092 31489 SH DFND 31489 0 0 VANECK VECTORS RUSSIA ETF ETP 92189F403 2994 145335 SH DFND 145335 0 0 INVESCO BULLETSHARES 2022 CO ETP 46138J882 2799 132537 SH DFND 132537 0 0 INVESCO DB COMMODITY INDEX T ETP 46138B103 2515 158179 SH DFND 158179 0 0 ISHARES SHORT-TERM CORPORATE ETP 464288646 2336 44231 SH DFND 44231 0 0 SPDR DOUBLELINE TR TACT ETF ETP 78467V848 2324 48062 SH DFND 48062 0 0 WISDOMTREE JPN S/C DVD FUND ETP 97717W836 2195 32185 SH DFND 32185 0 0 ISHARES EUROPE ETF ETP 464287861 2128 49054 SH DFND 49054 0 0 XTRACKERS HARVEST CSI 300 CH ETP 233051879 2074 72198 SH DFND 72198 0 0 ISHARES MSCI MALAYSIA ETF ETP 46434G814 1927 64377 SH DFND 64377 0 0 ISHARES S&P 500 VALUE ETF ETP 464287408 1884 16715 SH DFND 16715 0 0 INVESCO FUNDAMENTAL HIGH YIE ETP 46138E719 1824 97814 SH DFND 97814 0 0 INVESCO BULLETSHARES 2021 CO ETP 46138J700 1824 86739 SH DFND 86739 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 1792 28036 SH DFND 28036 0 0 ISHARES MSCI EAFE SMALL-CAP ETP 464288273 1715 29859 SH DFND 29859 0 0 ISHARES CORE MSCI EMERGING ETP 46434G103 1621 31340 SH DFND 31340 0 0 ISHARES 0-5 YR INV GRD CORP ETP 46434V100 1601 31743 SH DFND 31743 0 0 INVESCO SENIOR LOAN ETF ETP 46138G508 1559 68866 SH DFND 68866 0 0 SPDR S&P EMERGING MARKETS DI ETP 78463X533 1509 47681 SH DFND 47681 0 0 ISHARES IBONDS DEC 2023 TERM ETP 46434VAX8 1427 57067 SH DFND 57067 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 1389 21091 SH DFND 21091 0 0 ISHARES IBONDS DEC 2019 TERM ETP 46434VAU4 1381 55548 SH DFND 55548 0 0 VANGUARD TOTAL INTL STOCK ETP 921909768 1340 25819 SH DFND 25819 0 0 SPDR GOLD SHARES ETP 78463V107 1268 10393 SH DFND 10393 0 0 INVESCO S&P 500 EQUAL WEIGHT ETP 46137V357 1114 10666 SH DFND 10666 0 0 ISHARES IBONDS DEC 2022 TERM ETP 46434VBA7 1113 44685 SH DFND 44685 0 0 PIMCO INV GRADE CORP BD ETF ETP 72201R817 1103 10633 SH DFND 10633 0 0 ISHARES MSCI INDONESIA ETF ETP 46429B309 1065 41473 SH DFND 41473 0 0 FIRST TRUST LOW DURATION OPP ETP 33739Q200 972 18956 SH DFND 18956 0 0 ISHARES IBONDS DEC 2024 TERM ETP 46434VBG4 953 38287 SH DFND 38287 0 0 DRX DLY CHINA A-SHR BEAR 1X ETP 25459Y116 930 31454 SH DFND 31454 0 0 ISHARES MBS ETF ETP 464288588 915 8601 SH DFND 8601 0 0 UNITED STATES OIL FUND LP ETP 91232N108 889 71101 SH DFND 71101 0 0 ISHARES ULTRA SHORT-TERM BON ETP 46434V878 887 17643 SH DFND 17643 0 0 VANGUARD FTSE ALL WO X-US SC ETP 922042718 878 8436 SH DFND 8436 0 0 ISHARES RUSSELL 3000 ETF ETP 464287689 820 4920 SH DFND 4920 0 0 ISHARES MSCI CANADA ETF ETP 464286509 790 28583 SH DFND 28583 0 0 SCHWAB US AGGREGATE BOND ETF ETP 808524839 755 14556 SH DFND 14556 0 0 ISHARES MSCI SPAIN ETF ETP 464286764 736 25714 SH DFND 25714 0 0 ISHARES S&P GSCI COMMODITY I ETP 46428R107 712 44664 SH DFND 44664 0 0 VANGUARD SHORT-TERM TIPS ETP 922020805 661 13569 SH DFND 13569 0 0 ISHARES CORE INTL STOCK ETF ETP 46432F834 646 11131 SH DFND 11131 0 0 ISHARES TIPS BOND ETF ETP 464287176 588 5200 SH DFND 5200 0 0 VANGUARD SMALL-CAP ETF ETP 922908751 572 3744 SH DFND 3744 0 0 INVESCO S&P 500 PURE GROWTH ETP 46137V266 567 4900 SH DFND 4900 0 0 INVESCO S&P 500 QUALITY ETF ETP 46137V241 531 16508 SH DFND 16508 0 0 ISHARES CORE TOTAL BOND ETF ETP 46434V613 515 10171 SH DFND 10171 0 0 INVESCO DWA EMERGING MARKETS ETP 46138E867 506 29791 SH DFND 29791 0 0 INVESCO DB PRECIOUS METALS F ETP 46140H502 506 13964 SH DFND 13964 0 0 INVESCO DB OIL FUND ETP 46140H403 490 46610 SH DFND 46610 0 0 INVESCO S&P 500 PURE VALUE E ETP 46137V258 467 7400 SH DFND 7400 0 0 SPDR PORT LNG TRM CORP BND ETP 78464A367 457 16849 SH DFND 16849 0 0 ISHARES IBONDS DEC 2025 TERM ETP 46434VBD1 439 17643 SH DFND 17643 0 0 ISHA CURR HEDGED MSCI JAPAN ETP 46434V886 438 14240 SH DFND 14240 0 0 ISHARES EDGE MSCI MIN VOL EA ETP 46429B689 416 5783 SH DFND 5783 0 0 INVESCO INTERNATIONAL BUYBAC ETP 46138E644 404 12753 SH DFND 12753 0 0 DIREXION DLY SM CAP BULL 3X ETP 25459W847 395 6470 SH DFND 6470 0 0 VANGUARD RUSSELL 2000 ETF ETP 92206C664 394 3200 SH DFND 3200 0 0 ISHARES MSCI NETHERLANDS ETF ETP 464286814 390 13046 SH DFND 13046 0 0 US NATURAL GAS FUND LP ETP 912318300 384 16343 SH DFND 16343 0 0 GLOBAL X FTSE NORDIC REGION ETP 37950E101 377 17875 SH DFND 17875 0 0 ISHARES MSCI SWITZERLAND ETF ETP 464286749 376 10631 SH DFND 10631 0 0 VANGUARD EMERG MKTS GOV BND ETP 921946885 366 4681 SH DFND 4681 0 0 FIRST TRUST SWITZERLAND ETP 33737J232 360 7475 SH DFND 7475 0 0 INVESCO FTSE RAFI US 1000 ET ETP 46137V613 343 3024 SH DFND 3024 0 0 SPDR S&P MIDCAP 400 ETF TRST ETP 78467Y107 336 974 SH DFND 974 0 0 ISHARES S&P 500 GROWTH ETF ETP 464287309 334 1936 SH DFND 1936 0 0 XTRACKERS MSCI JAPAN HEDGED ETP 233051507 326 8190 SH DFND 8190 0 0 ISHARES CRNCY HEDGD MSCI EM ETP 46434G509 321 12589 SH DFND 12589 0 0 DB AGRICULTURE DOUBLE LONG ETP 25154H558 313 149633 SH DFND 149633 0 0 WISDMTREE EMERG MKT EX-ST OW ETP 97717X578 298 10320 SH DFND 10320 0 0 ISHARES MSCI DENMARK ETF ETP 46429B523 290 4601 SH DFND 4601 0 0 FIRST TRUST DW FOCUS 5 INTL ETP 33738R886 289 15132 SH DFND 15132 0 0 ISHARES MSCI EUROPE FINANCIA ETP 464289180 283 15602 SH DFND 15602 0 0 ISHARES EMERGING MARKETS DIV ETP 464286319 281 6984 SH DFND 6984 0 0 VANECK VECTORS INDONESIA IND ETP 92189F833 277 12275 SH DFND 12275 0 0 JPM DIVERSIFIED RET INTL EQ ETP 46641Q209 270 4875 SH DFND 4875 0 0 ISHARES MSCI CHILE ETF ETP 464286640 259 5988 SH DFND 5988 0 0 ISHARES GLOBAL TIMBER & FORE ETP 464288174 254 4000 SH DFND 4000 0 0 SPDR S&P HOMEBUILDERS ETF ETP 78464A888 247 6401 SH DFND 6401 0 0 FIRST TRUST SENIOR LOAN ETF ETP 33738D309 244 5187 SH DFND 5187 0 0 SPDR BBG BARC HIGH YIELD BND ETP 78464A417 240 6662 SH DFND 6662 0 0 ISHARES MSCI EAFE VALUE ETF ETP 464288877 236 4818 SH DFND 4818 0 0 INVESCO CHINA TECHNOLOGY ETF ETP 46138E800 231 4700 SH DFND 4700 0 0 VANGUARD INFO TECH ETF ETP 92204A702 220 1099 SH DFND 1099 0 0 INVESCO TAXABLE MUNICIPAL BO ETP 46138G805 217 7136 SH DFND 7136 0 0 ISHARES CURR HEDG MSCI ITALY ETP 46435G821 210 12362 SH DFND 12362 0 0 ISHARES INTERNATIONAL DEVELO ETP 464288489 208 6842 SH DFND 6842 0 0 VELOCITYSHARES 3X LG NAT GAS ETP 22539T217 208 7175 SH DFND 7175 0 0 ISHARES MSCI QATAR ETF ETP 46434V779 194 10480 SH DFND 10480 0 0 FIRST TRUST BRAZIL ETP 33737J133 174 12199 SH DFND 12199 0 0 GLOBAL X MSCI NORWAY ETF ETP 37950E747 158 12687 SH DFND 12687 0 0 GLOBAL X MSCI COLOMBIA ETF ETP 37950E200 150 15557 SH DFND 15557 0 0 FIRST TRUST STOXX EUROPE ETP 33735T109 131 10182 SH DFND 10182 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 71 23726 SH DFND 23726 0 0 ELEMENTS ROGERS TOTAL RETURN ETP 870297801 54 10159 SH DFND 10159 0 0 KONINKLIJKE PHILIPS NVR- NY NY Reg Shrs 500472303 4941 120922 SH DFND 120922 0 0 AEGON N.V.-NY REG SHR NY Reg Shrs 007924103 1932 403258 SH DFND 403258 0 0 SIMON PROPERTY GROUP INC REIT 828806109 292 1600 SH DFND 1600 0 0