Manager

0001455915-18-000007.txt : 20180814 0001455915-18-000007.hdr.sgml : 20180814 20180814170814 ACCESSION NUMBER: 0001455915-18-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180814 DATE AS OF CHANGE: 20180814 EFFECTIVENESS DATE: 20180814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL LLC CENTRAL INDEX KEY: 0001455915 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16387 FILM NUMBER: 181018748 BUSINESS ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 646-279-5016 MAIL ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001455915 XXXXXXXX 06-30-2018 06-30-2018 OLD MISSION CAPITAL LLC

314 WEST SUPERIOR ST. SUITE 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-16387 N Patrick Nichols Manager 212-389-9455 Patrick Nichols New York NY 08-14-2018 0 271 911724 false INFORMATION TABLE 2 info_table.xml AAPL US 07/20/18 P185 Equity Option 037833N4U 178 50000 SH Put DFND 50000 0 0 AMZN US 01/18/19 P1600 Equity Option 023136IXN 2843 30000 SH Put DFND 30000 0 0 AMZN US 01/18/19 C1800 Equity Option 023136NSA 2931 25000 SH Call DFND 25000 0 0 AMZN US 07/20/18 P1400 Equity Option 023136POU 56 37500 SH Put DFND 37500 0 0 NFLX US 07/20/18 P330 Equity Option 64110MAVU 1496 350000 SH Put DFND 350000 0 0 SPY US 08/17/18 P235 Equity Option 78462HAIV 6 10200 SH Put DFND 10200 0 0 SPY US 08/17/18 P241 Equity Option 78462GPKC 22 30000 SH Put DFND 30000 0 0 SPY US 08/17/18 P242 Equity Option 78462GPLC 24 30000 SH Put DFND 30000 0 0 SPY US 08/17/18 P243 Equity Option 78462GPMC 17 20000 SH Put DFND 20000 0 0 SPY US 08/17/18 P248 Equity Option 78462GPQC 14 12500 SH Put DFND 12500 0 0 SPY US 08/17/18 P250 Equity Option 78462HALV 21 17500 SH Put DFND 17500 0 0 SPY US 08/17/18 P251 Equity Option 78462HAMV 13 10000 SH Put DFND 10000 0 0 SPY US 08/17/18 C281 Equity Option 78462HBGI 35 36600 SH Call DFND 36600 0 0 SPY US 08/17/18 C282 Equity Option 78462HBHI 188 256100 SH Call DFND 256100 0 0 SPY US 08/17/18 C283 Equity Option 78462HBII 206 364700 SH Call DFND 364700 0 0 SPY US 08/17/18 C284 Equity Option 78462HBJI 81 188600 SH Call DFND 188600 0 0 SPY US 08/17/18 C285 Equity Option 78462HBKI 26 79100 SH Call DFND 79100 0 0 SPY US 08/17/18 C286 Equity Option 78462HBLI 10 40100 SH Call DFND 40100 0 0 SPY US 08/17/18 C287 Equity Option 78462HBMI 2 10600 SH Call DFND 10600 0 0 SPY US 07/20/18 P235 Equity Option 78462GUEU 2 11000 SH Put DFND 11000 0 0 SPY US 07/20/18 P236 Equity Option 78462GUFU 3 20000 SH Put DFND 20000 0 0 SPY US 07/20/18 P238 Equity Option 78462GUHU 4 20000 SH Put DFND 20000 0 0 SPY US 07/20/18 P242 Equity Option 78462GULU 2 10000 SH Put DFND 10000 0 0 SPY US 07/20/18 P244 Equity Option 78462GUNU 4 15600 SH Put DFND 15600 0 0 SPY US 07/20/18 P247 Equity Option 78462GUQU 3 10000 SH Put DFND 10000 0 0 SPY US 07/20/18 P263 Equity Option 78462G9XU 48 37500 SH Put DFND 37500 0 0 SPY US 07/20/18 P264 Equity Option 78462G9WU 127 89500 SH Put DFND 89500 0 0 SPY US 07/20/18 P265 Equity Option 78462GUYU 61 38700 SH Put DFND 38700 0 0 SPY US 07/20/18 P266 Equity Option 78462G9VU 105 60000 SH Put DFND 60000 0 0 SPY US 07/20/18 P267 Equity Option 78462G9UU 176 89800 SH Put DFND 89800 0 0 SPY US 07/20/18 P268 Equity Option 78462G9TU 388 178000 SH Put DFND 178000 0 0 SPY US 07/20/18 P269 Equity Option 78462G9SU 347 142000 SH Put DFND 142000 0 0 SPY US 07/20/18 P270 Equity Option 78462GUXU 327 119600 SH Put DFND 119600 0 0 SPY US 07/20/18 C281 Equity Option 78462GA5H 37 220500 SH Call DFND 220500 0 0 SPY US 07/20/18 C282 Equity Option 78462GA6H 31 281900 SH Call DFND 281900 0 0 SPY US 07/20/18 C283 Equity Option 78462GA7H 17 236200 SH Call DFND 236200 0 0 SPY US 07/20/18 C284 Equity Option 78462GA8H 4 80000 SH Call DFND 80000 0 0 SPY US 07/20/18 C285 Equity Option 78462GU4H 1 15500 SH Call DFND 15500 0 0 SPY US 09/21/18 P230 Equity Option 78462FD7W 21 19900 SH Put DFND 19900 0 0 SPY US 09/21/18 P231 Equity Option 78462G8ZW 32 30000 SH Put DFND 30000 0 0 SPY US 09/21/18 P233 Equity Option 78462G85W 35 30000 SH Put DFND 30000 0 0 SPY US 09/21/18 P234 Equity Option 78462G84W 24 20000 SH Put DFND 20000 0 0 SPY US 09/21/18 P235 Equity Option 78462FQOC 37 29000 SH Put DFND 29000 0 0 SPY US 09/21/18 P236 Equity Option 78462G83W 13 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P237 Equity Option 78462G82W 28 20000 SH Put DFND 20000 0 0 SPY US 09/21/18 P238 Equity Option 78462G81W 14 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 C279 Equity Option 78462GASJ 75 23500 SH Call DFND 23500 0 0 SPY US 09/21/18 C282 Equity Option 78462GAUJ 98 49500 SH Call DFND 49500 0 0 SPY US 09/21/18 C283 Equity Option 78462GAVJ 83 49700 SH Call DFND 49700 0 0 SPY US 09/21/18 C284 Equity Option 78462GAWJ 62 44800 SH Call DFND 44800 0 0 SPY US 09/21/18 C286 Equity Option 78462GQLL 9 10000 SH Call DFND 10000 0 0 ISHARES EDGE MSCI MIN VOL GL ETP 464286525 5703 68667 SH DFND 68667 0 0 WISDOMTREE DY CUR HDG INTL ETP 97717X263 230 7940 SH DFND 7940 0 0 ISHARES MSCI DENMARK ETF ETP 46429B523 737 11530 SH DFND 11530 0 0 ISHARES EDGE MSCI MIN VOL EM ETP 464286533 1440 24892 SH DFND 24892 0 0 ISHARES EDGE MSCI MIN VOL EA ETP 46429B689 553 7776 SH DFND 7776 0 0 ISHARES MSCI NORWAY ETF ETP 46429B499 275 9985 SH DFND 9985 0 0 ISHARES MSCI EUROZONE ETF ETP 464286608 22171 540636 SH DFND 540636 0 0 ISHA CURR HEDGED MSCI EAFE ETP 46434V803 864 29182 SH DFND 29182 0 0 ISHARES INTERNATIONAL SELECT ETP 464288448 1928 60150 SH DFND 60150 0 0 ISHARES SHORT MATURITY BOND ETP 46431W507 415 8268 SH DFND 8268 0 0 ISHARES MSCI GLOBAL SILVER M ETP 464286327 289 28579 SH DFND 28579 0 0 ISHARES MSCI ALL COUNTRY ASI ETP 464288182 8465 118110 SH DFND 118110 0 0 ISHARES MSCI ACWI EX US ETF ETP 464288240 445 9422 SH DFND 9422 0 0 VANGUARD TOTAL INTL BOND ETF ETP 92203J407 3027 55334 SH DFND 55334 0 0 ISHARES INTERMEDIATE CREDIT ETP 464288638 2842 26755 SH DFND 26755 0 0 ISHARES US CREDIT BOND ETF ETP 464288620 434 4054 SH DFND 4054 0 0 WISDOMTREE JAPAN HEDGED SMAL ETP 97717W521 324 7425 SH DFND 7425 0 0 ISHARES MSCI EUROPE FINANCIA ETP 464289180 2897 143218 SH DFND 143218 0 0 FIRST TRUST GERMANY ETP 33737J190 214 4650 SH DFND 4650 0 0 FIRST TRUST JAPAN ETP 33737J158 222 4009 SH DFND 4009 0 0 INVESCO FTSE INTERNATIONAL L ETP 46138E768 249 8448 SH DFND 8448 0 0 ISHARES 7-10 YEAR TREASURY B ETP 464287440 3075 30000 SH DFND 30000 0 0 ISHARES MSCI EUROPE SMALL-CA ETP 464288497 217 3866 SH DFND 3866 0 0 ISHARES S&P SMALL-CAP 600 GR ETP 464287887 491 2600 SH DFND 2600 0 0 ISHARES INDIA 50 ETF ETP 464289529 621 17660 SH DFND 17660 0 0 ISHARES CORE 1-5 YEAR USD BO ETP 46432F859 2212 45074 SH DFND 45074 0 0 ISHARES CORE TOTAL BOND ETF ETP 46434V613 4007 81203 SH DFND 81203 0 0 FIRST TRUST LOW DURATION OPP ETP 33739Q200 382 7470 SH DFND 7470 0 0 ISHARES MBS ETF ETP 464288588 885 8499 SH DFND 8499 0 0 INVESCO OPTIMUM YIELD DIVERS ETP 46090F100 467 25309 SH DFND 25309 0 0 ISHARES US PREFERRED STOCK E ETP 464288687 305 8076 SH DFND 8076 0 0 INVESCO GLOBAL GOLD AND PREC ETP 46138E677 562 30477 SH DFND 30477 0 0 ISHARES MSCI GLOBAL GOLD MIN ETP 46434G855 4323 246773 SH DFND 246773 0 0 ISHARES MSCI EAFE SMALL-CAP ETP 464288273 3809 60718 SH DFND 60718 0 0 PROSHARES ULTRAPRO SHORT QQQ ETP 74348A160 164 11404 SH DFND 11404 0 0 PROSHARES ULTRAPRO QQQ ETP 74347X831 513 8975 SH DFND 8975 0 0 VANGUARD INT-TERM CORPORATE ETP 92206C870 2055 24601 SH DFND 24601 0 0 VANGUARD LONG-TERM TREASURY ETP 92206C847 204 2728 SH DFND 2728 0 0 APPLE INC Common Stock 037833100 9119 49265 SH DFND 49265 0 0 AMAZON.COM INC Common Stock 023135106 80839 47558 SH DFND 47558 0 0 MICROSOFT CORP Common Stock 594918104 201 2038 SH DFND 2038 0 0 NETFLIX INC Common Stock 64110L106 136928 349815 SH DFND 349815 0 0 SIRIUS XM HOLDINGS INC Common Stock 82968B103 91 13385 SH DFND 13385 0 0 ABBVIE INC Common Stock 00287Y109 300 3238 SH DFND 3238 0 0 AETNA INC Common Stock 00817Y108 299 1632 SH DFND 1632 0 0 ALLERGAN PLC Common Stock G0177J108 308 1850 SH DFND 1850 0 0 BECTON DICKINSON AND CO Common Stock 075887109 300 1252 SH DFND 1252 0 0 BLACKROCK INC Common Stock 09247X101 299 600 SH DFND 600 0 0 BRISTOL-MYERS SQUIBB CO Common Stock 110122108 299 5409 SH DFND 5409 0 0 CITIGROUP INC Common Stock 172967424 300 4482 SH DFND 4482 0 0 CATERPILLAR INC Common Stock 149123101 300 2212 SH DFND 2212 0 0 CONOCOPHILLIPS Common Stock 20825C104 296 4254 SH DFND 4254 0 0 SALESFORCE.COM INC Common Stock 79466L302 300 2198 SH DFND 2198 0 0 DOWDUPONT INC Common Stock 26078J100 300 4548 SH DFND 4548 0 0 DXC TECHNOLOGY CO Common Stock 23355L106 300 3720 SH DFND 3720 0 0 GENERAL MOTORS CO Common Stock 37045V100 300 7610 SH DFND 7610 0 0 JPMORGAN CHASE & CO Common Stock 46625H100 300 2876 SH DFND 2876 0 0 LOWE'S COS INC Common Stock 548661107 300 3138 SH DFND 3138 0 0 MCKESSON CORP Common Stock 58155Q103 300 2248 SH DFND 2248 0 0 PRAXAIR INC Common Stock 74005P104 300 1896 SH DFND 1896 0 0 UNITEDHEALTH GROUP INC Common Stock 91324P102 300 1222 SH DFND 1222 0 0 VISA INC-CLASS A SHARES Common Stock 92826C839 299 2260 SH DFND 2260 0 0 VF CORP Common Stock 918204108 300 3678 SH DFND 3678 0 0 VERIZON COMMUNICATIONS INC Common Stock 92343V104 300 5960 SH DFND 5960 0 0 WELLS FARGO & CO Common Stock 949746101 300 5410 SH DFND 5410 0 0 EXXON MOBIL CORP Common Stock 30231G102 300 3622 SH DFND 3622 0 0 YUM! BRANDS INC Common Stock 988498101 300 3834 SH DFND 3834 0 0 ZOETIS INC Common Stock 98978V103 300 3520 SH DFND 3520 0 0 DIGITAL REALTY TRUST INC REIT 253868103 300 2686 SH DFND 2686 0 0 INVESCO TAXABLE MUNICIPAL BO ETP 46138G805 2981 100694 SH DFND 100694 0 0 DB BASE METALS DOUBLE LONG ETP 25154K841 406 49130 SH DFND 49130 0 0 VANGUARD INTERMEDIATE-TERM B ETP 921937819 363 4477 SH DFND 4477 0 0 INVESCO SENIOR LOAN ETF ETP 46138G508 14770 644985 SH DFND 644985 0 0 PIMCO ACTIVE BOND EXCHANGE-T ETP 72201R775 344 3340 SH DFND 3340 0 0 INVESCO BULLETSHARES 2018 CO ETP 46138J106 1010 47752 SH DFND 47752 0 0 INVESCO BULLETSHARES 2019 CO ETP 46138J304 3646 173654 SH DFND 173654 0 0 INVESCO BULLETSHARES 2022 CO ETP 46138J882 2036 98606 SH DFND 98606 0 0 INVESCO BULLETSHARES 2023 CO ETP 46138J866 1289 63828 SH DFND 63828 0 0 VANGUARD SHORT-TERM BOND ETF ETP 921937827 3543 45298 SH DFND 45298 0 0 SPDR BBG BARC INTL TREASURY ETP 78464A516 612 22060 SH DFND 22060 0 0 DRXN D CSI CH A-SHR BEAR 1X ETP 25459Y116 971 27525 SH DFND 27525 0 0 PIMCO INV GRADE CORP BD ETF ETP 72201R817 383 3815 SH DFND 3815 0 0 INVESCO CHINA TECHNOLOGY ETF ETP 46138E800 436 7846 SH DFND 7846 0 0 DB AGRICULTURE DOUBLE LONG ETP 25154H558 309 127160 SH DFND 127160 0 0 INVESCO DB AGRICULTURE FUND ETP 46140H106 1024 56773 SH DFND 56773 0 0 XTRACKERS MSCI EAFE HEDGED E ETP 233051200 1486 47336 SH DFND 47336 0 0 XTRACKERS MSCI EUROPE HEDGED ETP 233051853 323 11498 SH DFND 11498 0 0 XTRACKERS MSCI JAPAN HEDGED ETP 233051507 2099 50419 SH DFND 50419 0 0 WISDOMTREE EMERGING MARKETS ETP 97717W315 15073 351596 SH DFND 351596 0 0 WISDOMTREE JPN S/C DVD FUND ETP 97717W836 350 4552 SH DFND 4552 0 0 WISDOMTREE EM SMALL CAP ETP 97717W281 376 7892 SH DFND 7892 0 0 WISDOMTREE INTL S/C DVD FUND ETP 97717W760 2270 31543 SH DFND 31543 0 0 WISDOMTREE INTL L/C DVD FUND ETP 97717W794 2057 43040 SH DFND 43040 0 0 ISHARES ASIA/PACIFIC DIVIDEN ETP 464286293 275 6146 SH DFND 6146 0 0 WISDOMTREE JAPAN HEDGED EQ ETP 97717W851 5357 99248 SH DFND 99248 0 0 SPDR BBG BARC EM LOCAL BOND ETP 78464A391 882 32730 SH DFND 32730 0 0 COLUMBIA EMERGING MARKETS CO ETP 19762B509 409 16772 SH DFND 16772 0 0 ISHARES MSCI EMERGING MARKET ETP 464287234 9318 215048 SH DFND 215048 0 0 INVESCO S&P EMERGING MARKETS ETP 46138E289 319 16727 SH DFND 16727 0 0 ISHARES MSCI EMERGING MKT SM ETP 464286475 1635 34246 SH DFND 34246 0 0 ISHARES MSCI EAFE ETF ETP 464287465 143419 2141547 SH DFND 2141547 0 0 ISHARES MSCI ISRAEL ETF ETP 464286632 275 5296 SH DFND 5296 0 0 ISHARES MSCI PACIFIC EX JAPA ETP 464286665 2275 49438 SH DFND 49438 0 0 ISHARES MSCI PERU ETF ETP 464289842 340 8664 SH DFND 8664 0 0 WISDOMTREE EUROPE HEDG SM EQ ETP 97717X552 563 18734 SH DFND 18734 0 0 ISHARES MSCI GERMANY ETF ETP 464286806 3612 120474 SH DFND 120474 0 0 ISHARES MSCI HONG KONG ETF ETP 464286871 627 25888 SH DFND 25888 0 0 ISHARES MSCI ITALY ETF ETP 46434G830 2643 91481 SH DFND 91481 0 0 ISHARES MSCI JAPAN ETF ETP 46434G822 4882 84304 SH DFND 84304 0 0 ISHARES MSCI BELGIUM ETF ETP 464286301 485 24635 SH DFND 24635 0 0 ISHARES MSCI SWITZERLAND ETF ETP 464286749 2134 65506 SH DFND 65506 0 0 ISHARES MSCI NETHERLANDS ETF ETP 464286814 489 16014 SH DFND 16014 0 0 ISHARES MSCI SPAIN ETF ETP 464286764 483 15916 SH DFND 15916 0 0 ISHARES MSCI SINGAPORE ETF ETP 46434G780 3497 145754 SH DFND 145754 0 0 ISHARES MSCI SOUTH KOREA ETF ETP 464286772 2478 36597 SH DFND 36597 0 0 FIRST TRUST STOXX EUROPE ETP 33735T109 285 21632 SH DFND 21632 0 0 SPDR STOXX EUROPE 50 ETF ETP 78463X103 296 8856 SH DFND 8856 0 0 SPDR EURO STOXX 50 ETF ETP 78463X202 3031 79086 SH DFND 79086 0 0 ISHARES CHINA LARGE-CAP ETF ETP 464287184 9018 209861 SH DFND 209861 0 0 VANECK VECTORS GOLD MINERS E ETP 92189F106 20503 919006 SH DFND 919006 0 0 GOLDMAN SACHS ACTIVEBETA EM ETP 381430206 265 7982 SH DFND 7982 0 0 GLOBAL X GOLD EXPLORERS ETF ETP 37954Y863 470 21203 SH DFND 21203 0 0 ISHARES S&P GSCI COMMODITY I ETP 46428R107 624 34822 SH DFND 34822 0 0 GLOBAL X FTSE NORDIC REGION ETP 37950E101 260 11973 SH DFND 11973 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 4600 72856 SH DFND 72856 0 0 ISHARES CURR HEDG MSCI ITALY ETP 46435G821 216 12562 SH DFND 12562 0 0 ISHA CURR HEDGED MSCI JAPAN ETP 46434V886 1826 56615 SH DFND 56615 0 0 ISHARES CURR HEDGED MSCI UK ETP 46435G862 416 16773 SH DFND 16773 0 0 ISHARES CURRENCY HEDGED MSCI ETP 46434V639 485 16135 SH DFND 16135 0 0 ISHARES IBOXX HIGH YLD CORP ETP 464288513 7955 93498 SH DFND 93498 0 0 ISHARES IBONDS DEC 2019 TERM ETP 46434VAU4 2136 86203 SH DFND 86203 0 0 ISHARES IBONDS DEC 2022 TERM ETP 46434VBA7 391 16055 SH DFND 16055 0 0 ISHARES CORE MSCI DEV MKTS ETP 46435G326 865 15443 SH DFND 15443 0 0 INVESCO S&P INTERNATIONAL DE ETP 46138E222 459 17253 SH DFND 17253 0 0 ISHARES CORE MSCI EMERGING ETP 46434G103 16435 312988 SH DFND 312988 0 0 ISHARES CORE MSCI EUROPE ETP 46434V738 523 10994 SH DFND 10994 0 0 ISHARES EUROPE ETF ETP 464287861 730 16328 SH DFND 16328 0 0 WISDOMTREE INTERNATIONAL HED ETP 97717X594 1138 35813 SH DFND 35813 0 0 ISHARES GLOBAL 100 ETF ETP 464287572 334 7278 SH DFND 7278 0 0 ISHARES CORE MSCI PACIFIC ET ETP 46434V696 513 8898 SH DFND 8898 0 0 ISHARES CORE S&P TOTAL U.S. ETP 464287150 599 9579 SH DFND 9579 0 0 ISHARES CORE S&P 500 ETF ETP 464287200 6881 25200 SH DFND 25200 0 0 ISHARES JPX-NIKKEI 400 ETF ETP 464287382 521 8289 SH DFND 8289 0 0 KRANESH BOSERA MSCI CHINA A ETP 500767405 1242 41591 SH DFND 41591 0 0 GLOBAL X MSCI PORTUGAL ETF ETP 37950E192 630 49635 SH DFND 49635 0 0 INVESCO PREFERRED ETF ETP 46138E511 220 15125 SH DFND 15125 0 0 INVESCO FUNDAMENTAL HIGH YIE ETP 46138E719 859 46959 SH DFND 46959 0 0 ELEMENTS ROGERS AGRI TOT RET ETP 870297603 372 62489 SH DFND 62489 0 0 ELEMENTS ROGERS TOTAL RETURN ETP 870297801 268 47096 SH DFND 47096 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 38 11426 SH DFND 11426 0 0 VANECK VECTORS RUSSIA SMALL- ETP 92189F734 593 16433 SH DFND 16433 0 0 ISHARES MSCI JAPAN SMALL-CAP ETP 464286582 1616 20723 SH DFND 20723 0 0 SPDR NUVEEN BBG BARC ST MUNI ETP 78468R739 284 5908 SH DFND 5908 0 0 ISHARES 0-5 YR HY CORP BOND ETP 46434V407 753 16160 SH DFND 16160 0 0 SPDR PORTFOLIO AGGREGATE BON ETP 78464A649 1968 70560 SH DFND 70560 0 0 SPDR PORT SHRT TRM CORP BND ETP 78464A474 3739 123976 SH DFND 123976 0 0 SPDR BLACKSTONE/GSO SEN LOAN ETP 78467V608 800 17030 SH DFND 17030 0 0 PROSHARES SHORT VIX ST FUTUR ETP 74347W627 225 17700 SH DFND 17700 0 0 SPDR NUV BBG BARC MUNI BOND ETP 78468R721 215 4487 SH DFND 4487 0 0 FLEXSHARES MORNINGSTAR DEVEL ETP 33939L803 220 3393 SH DFND 3393 0 0 ISHARES MSCI KOKUSAI ETF ETP 464288265 2268 35205 SH DFND 35205 0 0 VANGUARD FTSE DEVELOPED ETF ETP 921943858 128807 3002492 SH DFND 3002492 0 0 VANGUARD INFO TECH ETF ETP 92204A702 288 1585 SH DFND 1585 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 548 7834 SH DFND 7834 0 0 VANGUARD FTSE EMERGING MARKE ETP 922042858 18748 444264 SH DFND 444264 0 0 COLUMBIA EM CORE EX-CHINA ET ETP 19762B202 321 12836 SH DFND 12836 0 0 MIDATECH PHARMA PLC-ADR ADR 59564R104 29 41827 SH DFND 41827 0 0 OASMIA PHARMACEUTICAL AB-ADR ADR 67421W109 21 16147 SH DFND 16147 0 0 CELLECTIS - ADR ADR 15117K103 786 27768 SH DFND 27768 0 0 VODAFONE GROUP PLC-SP ADR ADR 92857W308 10978 451589 SH DFND 451589 0 0 GRIFOLS SA-ADR ADR 398438408 1879 87410 SH DFND 87410 0 0 ASML HOLDING NV-NY REG SHS NY Reg Shrs N07059210 4453 22495 SH DFND 22495 0 0 GALAPAGOS NV-SPON ADR ADR 36315X101 1566 16989 SH DFND 16989 0 0 LOGITECH INTERNATIONAL-REG Common Stock H50430232 559 12736 SH DFND 12736 0 0 BAIDU INC - SPON ADR ADR 056752108 1014 4172 SH DFND 4172 0 0 LLOYDS BANKING GROUP PLC-ADR ADR 539439109 1260 378425 SH DFND 378425 0 0 BRITISH AMERICAN TOB-SP ADR ADR 110448107 11527 228493 SH DFND 228493 0 0 AEGON N.V.-NY REG SHR NY Reg Shrs 007924103 1238 209152 SH DFND 209152 0 0 BANCO BILBAO VIZCAYA-SP ADR ADR 05946K101 1349 192737 SH DFND 192737 0 0 MICRO FOCUS INTL-SPN ADR ADR 594837304 3310 191659 SH DFND 191659 0 0 MITSUBISHI UFJ FINL-SPON ADR ADR 606822104 1049 185593 SH DFND 185593 0 0 SANOFI-ADR ADR 80105N105 7189 179687 SH DFND 179687 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 1101 168347 SH DFND 168347 0 0 WESTPAC BANKING CORP-SP ADR ADR 961214301 2562 118177 SH DFND 118177 0 0 BP PLC-SPONS ADR ADR 055622104 5374 117695 SH DFND 117695 0 0 STMICROELECTRONICS NV-NY SHS NY Reg Shrs 861012102 2501 113063 SH DFND 113063 0 0 ARCELORMITTAL-NY REGISTERED NY Reg Shrs 03938L203 2846 98887 SH DFND 98887 0 0 BHP BILLITON LTD-SPON ADR ADR 088606108 4273 85433 SH DFND 85433 0 0 ORANGE-SPON ADR ADR 684060106 1290 77409 SH DFND 77409 0 0 KONINKLIJKE PHILIPS NVR- NY NY Reg Shrs 500472303 2829 66928 SH DFND 66928 0 0 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 2655 65869 SH DFND 65869 0 0 CHINA LIFE INSURANCE CO-ADR ADR 16939P106 642 50216 SH DFND 50216 0 0 LINE CORP-SPONSORED ADR ADR 53567X101 2036 49578 SH DFND 49578 0 0 ROYAL DUTCH SHELL-SPON ADR-A ADR 780259206 3378 48791 SH DFND 48791 0 0 NOVO-NORDISK A/S-SPONS ADR ADR 670100205 2030 44019 SH DFND 44019 0 0 UNILEVER PLC-SPONSORED ADR ADR 904767704 1938 35057 SH DFND 35057 0 0 ENDEAVOUR SILVER CORP Common Stock 29258Y103 98 31403 SH DFND 31403 0 0 CANON INC-SPONS ADR ADR 138006309 1024 31318 SH DFND 31318 0 0 HUANENG POWER INTL-SPONS ADR ADR 443304100 735 28006 SH DFND 28006 0 0 NOMURA HOLDINGS INC-SPON ADR ADR 65535H208 125 26113 SH DFND 26113 0 0 CREDIT SUISSE GROUP-SPON ADR ADR 225401108 332 22288 SH DFND 22288 0 0 DEUTSCHE BANK AG-REGISTERED Common Stock D18190898 223 20998 SH DFND 20998 0 0 SINOPEC SHANGHAI-SPONS ADR ADR 82935M109 1201 20024 SH DFND 20024 0 0 BT GROUP PLC-SPON ADR ADR 05577E101 274 18933 SH DFND 18933 0 0 UNILEVER N V -NY SHARES NY Reg Shrs 904784709 838 15043 SH DFND 15043 0 0 TELECOM ITALIA SPA-SPON ADR ADR 87927Y102 104 14209 SH DFND 14209 0 0 SEABRIDGE GOLD INC Common Stock 811916105 150 13467 SH DFND 13467 0 0 DRDGOLD LTD-SPONSORED ADR ADR 26152H301 33 13158 SH DFND 13158 0 0 CHINA TELECOM CORP LTD-ADR ADR 169426103 586 12631 SH DFND 12631 0 0 PEARSON PLC-SPONSORED ADR ADR 705015105 146 12624 SH DFND 12624 0 0 ALUMINUM CORP OF CHINA-ADR ADR 022276109 120 10998 SH DFND 10998 0 0 ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 1082 10737 SH DFND 10737 0 0 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 1947 10496 SH DFND 10496 0 0 ORIX - SPONSORED ADR ADR 686330101 811 10259 SH DFND 10259 0 0 CHINA EASTERN AIRLINES-ADS ADR 16937R104 221 6475 SH DFND 6475 0 0 CNOOC LTD-SPON ADR ADR 126132109 1060 6188 SH DFND 6188 0 0 TOYOTA MOTOR CORP -SPON ADR ADR 892331307 740 5745 SH DFND 5745 0 0 FERRARI NV Common Stock N3167Y103 475 3521 SH DFND 3521 0 0 SPROTT PHYSICAL SILVER TRUST Closed-End Fund 85207K107 525 89397 SH DFND 89397 0 0 GOLDEN STAR RESOURCES LTD Common Stock 38119T104 58 86341 SH DFND 86341 0 0 GREAT PANTHER SILVER LTD Common Stock 39115V101 42 36090 SH DFND 36090 0 0 NOVAGOLD RESOURCES INC Common Stock 66987E206 158 35405 SH DFND 35405 0 0 SILVERCORP METALS INC Common Stock 82835P103 88 32858 SH DFND 32858 0 0 ASANKO GOLD INC Common Stock 04341Y105 30 28151 SH DFND 28151 0 0 GOLD STANDARD VENTURES CORP Common Stock 380738104 38 27813 SH DFND 27813 0 0 MAG SILVER CORP Common Stock 55903Q104 120 11140 SH DFND 11140 0 0