Manager

0001455915-18-000004.txt : 20180216 0001455915-18-000004.hdr.sgml : 20180216 20180216120243 ACCESSION NUMBER: 0001455915-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180216 DATE AS OF CHANGE: 20180216 EFFECTIVENESS DATE: 20180216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL LLC CENTRAL INDEX KEY: 0001455915 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16387 FILM NUMBER: 18620243 BUSINESS ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 646-279-5016 MAIL ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false false false 0001455915 XXXXXXXX 12-31-2017 12-31-2017 true 1 RESTATEMENT OLD MISSION CAPITAL LLC

314 WEST SUPERIOR ST. SUITE 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-16387 N Patrick Nichols Manager 212-389-9455 Patrick Nichols New York NY 02-16-2018 0 719 1576023 false INFORMATION TABLE 2 info_table_amended.xml GREAT PANTHER SILVER LTD Common Stock 39115V101 32 24893 SH DFND 24893 0 0 GOLD STANDARD VENTURES CORP Common Stock 380738104 40 22743 SH DFND 22743 0 0 DRDGOLD LTD-SPONSORED ADR ADR 26152H301 51 15653 SH DFND 15653 0 0 GOLDEN STAR RESOURCES LTD Common Stock 38119T104 58 65325 SH DFND 65325 0 0 GOLD RESOURCE CORP Common Stock 38068T105 63 14241 SH DFND 14241 0 0 NOVAGOLD RESOURCES INC Common Stock 66987E206 87 22071 SH DFND 22071 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 88 31394 SH DFND 31394 0 0 TEUCRIUM WHEAT FUND ETP 88166A508 93 15528 SH DFND 15528 0 0 ICICI BANK LTD-SPON ADR ADR 45104G104 98 10112 SH DFND 10112 0 0 ANGLOGOLD ASHANTI-SPON ADR ADR 035128206 105 10273 SH DFND 10273 0 0 GLOBAL X CHINA ENERGY ETF ETP 37950E507 137 12152 SH DFND 12152 0 0 PROSH ULTRAPRO SHORT S&P 500 ETP 74348A442 142 12522 SH DFND 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CTRIP.COM INTERNATIONAL-ADR ADR 22943F100 1302 29532 SH DFND 29532 0 0 TIM PARTICIPACOES SA-ADR ADR 88706P205 1307 67689 SH DFND 67689 0 0 GLOBAL X LITHIUM & BATTERY T ETP 37954Y855 1311 33836 SH DFND 33836 0 0 VANECK VECTORS FALLEN ANGEL ETP 92189F437 1317 43962 SH DFND 43962 0 0 ISHARES INTERMEDIATE GOVERNM ETP 464288612 1324 12064 SH DFND 12064 0 0 ISHARES IBONDS DEC 2020 TERM ETP 46434VAQ3 1364 53886 SH DFND 53886 0 0 MICROSOFT CORP Common Stock 594918104 1399 16353 SH DFND 16353 0 0 ISHARES INDIA 50 ETF ETP 464289529 1401 37737 SH DFND 37737 0 0 GOLD FIELDS LTD-SPONS ADR ADR 38059T106 1444 335775 SH DFND 335775 0 0 ALPHABET INC-CL A Common Stock 02079K305 1456 1382 SH DFND 1382 0 0 GLOBAL X NEXT EMERGING & FRO ETP 37950E218 1568 65390 SH DFND 65390 0 0 JANUS HENDERSON GROUP PLC Common Stock G4474Y214 1584 41393 SH DFND 41393 0 0 ISHARES MSCI INDIA SMALL-CAP ETP 46429B614 1598 30393 SH DFND 30393 0 0 GUGGENHEIM BULLETSHARES 2020 ETP 18383M514 1653 77630 SH DFND 77630 0 0 UBS GROUP AG-REG Common Stock H42097107 1705 92688 SH DFND 92688 0 0 PEARSON PLC-SPONSORED ADR ADR 705015105 1736 176736 SH DFND 176736 0 0 JD.COM INC-ADR ADR 47215P106 1924 46456 SH DFND 46456 0 0 WALT DISNEY CO/THE Common Stock 254687106 1935 18000 SH DFND 18000 0 0 ISHARES S&P GSCI COMMODITY I ETP 46428R107 1936 118911 SH DFND 118911 0 0 VISA INC-CLASS A SHARES Common Stock 92826C839 1938 17000 SH DFND 17000 0 0 XTRACKERS MSCI EAFE HEDGED E ETP 233051200 1974 62116 SH DFND 62116 0 0 AUTOLIV INC Common Stock 052800109 2121 16688 SH DFND 16688 0 0 ISHA CURR HEDGED MSCI JAPAN ETP 46434V886 2121 63632 SH DFND 63632 0 0 POWERSHARES PREFERRED PORTFO ETP 73936T565 2218 149252 SH DFND 149252 0 0 ISHARES CORE INTL STOCK ETF ETP 46432F834 2219 35181 SH DFND 35181 0 0 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 2369 59757 SH DFND 59757 0 0 WISDOMTREE STRONG DOLLAR EM ETP 97717X487 2384 85241 SH DFND 85241 0 0 INTERCONTINENTAL HOTELS-ADR ADR 45857P707 2460 38738 SH DFND 38738 0 0 NETEASE INC-ADR ADR 64110W102 2555 7404 SH DFND 7404 0 0 ISHARES MSCI PHILIPPINES ETF ETP 46429B408 2563 66018 SH DFND 66018 0 0 VANECK VECTORS INDIA SMALL-C ETP 92189F767 2607 38440 SH DFND 38440 0 0 RANDGOLD RESOURCES LTD-ADR ADR 752344309 2734 27643 SH DFND 27643 0 0 JPMORGAN CHASE & CO Common Stock 46625H100 2909 27200 SH DFND 27200 0 0 BERKSHIRE HATHAWAY INC-CL B Common Stock 084670702 2914 14700 SH DFND 14700 0 0 CHINA LIFE INSURANCE CO-ADR ADR 16939P106 3012 192974 SH DFND 192974 0 0 MASTERCARD INC - A Common Stock 57636Q104 3130 20682 SH DFND 20682 0 0 ISHARES MSCI CHILE ETF ETP 464286640 3199 61332 SH DFND 61332 0 0 ANHEUSER-BUSCH INBEV-SPN ADR ADR 03524A108 3207 28749 SH DFND 28749 0 0 ISHARES MSCI JAPAN SMALL-CAP ETP 464286582 3306 41440 SH DFND 41440 0 0 FINANCIAL SELECT SECTOR SPDR ETP 81369Y605 3468 124243 SH DFND 124243 0 0 TOYOTA MOTOR CORP -SPON ADR ADR 892331307 3521 27687 SH DFND 27687 0 0 VODAFONE GROUP PLC-SP ADR ADR 92857W308 3553 111394 SH DFND 111394 0 0 XTRACKERS HARVEST CSI 300 CH ETP 233051879 3700 119226 SH DFND 119226 0 0 ISHARES US PREFERRED STOCK E ETP 464288687 3763 98844 SH DFND 98844 0 0 POWERSHARES EM MKT SOVR DEBT ETP 73936T573 4014 135891 SH DFND 135891 0 0 BT GROUP PLC-SPON ADR ADR 05577E101 4448 244108 SH DFND 244108 0 0 ISHARES MSCI PACIFIC EX JAPA ETP 464286665 4453 93156 SH DFND 93156 0 0 ISHARES MSCI SOUTH KOREA ETF ETP 464286772 4588 61231 SH DFND 61231 0 0 ISHARES MSCI POLAND ETF ETP 46429B606 4630 170919 SH DFND 170919 0 0 SPDR PORTFOLIO EMERGING MARK ETP 78463X509 4697 123115 SH DFND 123115 0 0 FIRST TRUST ENH SHORT MAT FD ETP 33739Q408 4752 79221 SH DFND 79221 0 0 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 4776 134656 SH DFND 134656 0 0 NOKIA CORP-SPON ADR ADR 654902204 4864 1043870 SH DFND 1043870 0 0 NOVARTIS AG-SPONSORED ADR ADR 66987V109 4883 58155 SH DFND 58155 0 0 BHP BILLITON PLC-ADR ADR 05545E209 4972 123363 SH DFND 123363 0 0 SPDR S&P CHINA ETF ETP 78463X400 4982 46477 SH DFND 46477 0 0 DRXN D CSI CH A-SHR BEAR 1X ETP 25459Y116 5324 170974 SH DFND 170974 0 0 MICRO FOCUS INTL-SPN ADR ADR 594837304 5543 165008 SH DFND 165008 0 0 ISHARES MSCI TURKEY ETF ETP 464286715 5623 129376 SH DFND 129376 0 0 TELEFONICA SA-SPON ADR ADR 879382208 5748 593800 SH DFND 593800 0 0 VANECK VECTORS JUNIOR GOLD M ETP 92189F791 6012 176155 SH DFND 176155 0 0 POWERSHARES QQQ TRUST SERIES ETP 73935A104 6207 39849 SH DFND 39849 0 0 SPDR EURO STOXX 50 ETF ETP 78463X202 6352 156025 SH DFND 156025 0 0 VANGUARD LONG-TERM CORP BOND ETP 92206C813 6616 69092 SH DFND 69092 0 0 HONDA MOTOR CO LTD-SPONS ADR ADR 438128308 6741 197787 SH DFND 197787 0 0 SASOL LTD-SPONSORED ADR ADR 803866300 6756 197482 SH DFND 197482 0 0 ISHARES MSCI SPAIN ETF ETP 464286764 6763 206381 SH DFND 206381 0 0 BAIDU INC - SPON ADR ADR 056752108 6779 28946 SH DFND 28946 0 0 PRUDENTIAL PLC-ADR ADR 74435K204 6823 134365 SH DFND 134365 0 0 BP PLC-SPONS ADR ADR 055622104 7384 175684 SH DFND 175684 0 0 VANECK VECTORS GOLD MINERS E ETP 92189F106 7927 341073 SH DFND 341073 0 0 VANGUARD S/T CORP BOND ETF ETP 92206C409 8137 102614 SH DFND 102614 0 0 NATIONAL GRID PLC-SP ADR ADR 636274409 8162 138778 SH DFND 138778 0 0 ISHARES MSCI INDONESIA ETF ETP 46429B309 8432 296600 SH DFND 296600 0 0 ISHARES MSCI AUSTRALIA ETF ETP 464286103 8499 366793 SH DFND 366793 0 0 ISHARES MSCI GERMANY ETF ETP 464286806 8611 260792 SH DFND 260792 0 0 ISHARES MSCI INDIA ETF ETP 46429B598 8724 241869 SH DFND 241869 0 0 SPDR DOUBLELINE TR TACT ETF ETP 78467V848 8740 179678 SH DFND 179678 0 0 ISHARES 20 PLUS YEAR TREASURY BO ETP 464287432 9146 72092 SH DFND 72092 0 0 POWERSHARES SENIOR LOAN ETP 73936Q769 9329 404891 SH DFND 404891 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 9406 147644 SH DFND 147644 0 0 ISHARES MSCI THAILAND ETF ETP 464286624 9547 103215 SH DFND 103215 0 0 VANECK VECTORS RUSSIA ETF ETP 92189F403 10336 487336 SH DFND 487336 0 0 ISHARES MSCI MEXICO ETF ETP 464286822 10724 217561 SH DFND 217561 0 0 BARCLAYS PLC-SPONS ADR ADR 06738E204 11504 1055438 SH DFND 1055438 0 0 SANOFI-ADR ADR 80105N105 12056 280376 SH DFND 280376 0 0 ISHARES INTERNATIONAL SELECT ETP 464288448 12881 381221 SH DFND 381221 0 0 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 13140 89982 SH DFND 89982 0 0 IPATH S&P GSCI CRUDE OIL TR ETP 06738C786 13300 2033677 SH DFND 2033677 0 0 SCHWAB US AGGREGATE BOND ETF ETP 808524839 14050 269981 SH DFND 269981 0 0 ISHARES MSCI SOUTH AFRICA ET ETP 464286780 15555 222247 SH DFND 222247 0 0 BRITISH AMERICAN TOB-SP ADR ADR 110448107 16652 248574 SH DFND 248574 0 0 SHIRE PLC-ADR ADR 82481R106 18368 118414 SH DFND 118414 0 0 VANGUARD TOTAL INTL STOCK ETP 921909768 20188 355362 SH DFND 355362 0 0 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 22397 129890 SH DFND 129890 0 0 VANGUARD TOT WORLD STK ETF ETP 922042742 22400 301637 SH DFND 301637 0 0 VANGUARD FTSE EMERGING MARKE ETP 922042858 22529 490721 SH DFND 490721 0 0 ISHARES CORE MSCI EAFE ETF ETP 46432F842 22540 341056 SH DFND 341056 0 0 VANGUARD FTSE ALL-WORLD EX-U ETP 922042775 24052 439555 SH DFND 439555 0 0 XTRACKERS MSCI JAPAN HEDGED ETP 233051507 29232 663016 SH DFND 663016 0 0 CITIGROUP INC Common Stock 172967424 29764 400000 SH DFND 400000 0 0 ISHARES MSCI BRAZIL ETF ETP 464286400 43206 1068143 SH DFND 1068143 0 0 ISHARES CHINA LARGE-CAP ETF ETP 464287184 45416 983660 SH DFND 983660 0 0 TIME WARNER INC Common Stock 887317303 45735 500000 SH DFND 500000 0 0 ISHARES MSCI EUROZONE ETF ETP 464286608 51153 1179174 SH DFND 1179174 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 56935 781007 SH DFND 781007 0 0 APPLE INC Common Stock 037833100 85943 507849 SH DFND 507849 0 0 FACEBOOK INC-A Common Stock 30303M102 89585 507681 SH DFND 507681 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 304830 1142285 SH DFND 1142285 0 0 AAPL US 01/19/18 P170 Equity Option 037833KJR 1508 500000 SH Put DFND 500000 0 0 C US 01/19/18 P75 Equity Option 172967PHN 668 400000 SH Put DFND 400000 0 0 FB US 01/19/18 P170 Equity Option 30303MXDN 502 500000 SH Put DFND 500000 0 0 OIH US 01/19/18 C25 Equity Option 57060VT3A 75 58400 SH Call DFND 58400 0 0 OIH US 01/19/18 P22 Equity Option 57060VS7N 0 32600 SH Put DFND 32600 0 0 SPY US 01/12/18 C271 Equity Option 78462GK5A 16 135100 SH Call DFND 135100 0 0 SPY US 01/12/18 C272 Equity Option 78462GK6A 1 24500 SH Call DFND 24500 0 0 SPY US 01/12/18 P267.5 Equity Option 78462GK0N 76 39600 SH Put DFND 39600 0 0 SPY US 01/12/18 P268 Equity Option 78462GK1N 83 38000 SH Put DFND 38000 0 0 SPY US 01/19/18 C267 Equity Option 78462GHFB 190 102300 SH Call DFND 102300 0 0 SPY US 01/19/18 P232 Equity Option 78462GWBN 3 25000 SH Put DFND 25000 0 0 SPY US 01/19/18 P237 Equity Option 78462GV8N 4 25500 SH Put DFND 25500 0 0 SPY US 01/19/18 P252 Equity Option 78462GHHO 4 11100 SH Put DFND 11100 0 0 SPY US 01/19/18 P254 Equity Option 78462GHJO 4 10500 SH Put DFND 10500 0 0 SPY US 01/19/18 P255 Equity Option 78462FPVO 7 16300 SH Put DFND 16300 0 0 SPY US 01/19/18 P266 Equity Option 78462GRYP 177 100000 SH Put DFND 100000 0 0 SPY US 02/16/18 C264 Equity Option 78462GE0E 171 30700 SH Call DFND 30700 0 0 SPY US 02/16/18 C265 Equity Option 78462GFVB 96 20000 SH Call DFND 20000 0 0 SPY US 02/16/18 C266 Equity Option 78462GE1E 123 30000 SH Call DFND 30000 0 0 SPY US 02/16/18 P258 Equity Option 78462GS6P 29 20000 SH Put DFND 20000 0 0 SPY US 02/16/18 P263 Equity Option 78462GTAP 27 11900 SH Put DFND 11900 0 0 SPY US 02/16/18 P264 Equity Option 78462GTBP 26 10500 SH Put DFND 10500 0 0 SPY US 02/16/18 P265 Equity Option 78462GGBO 86 31700 SH Put DFND 31700 0 0 SPY US 03/16/18 P260 Equity Option 78462FXCP 30 10000 SH Put DFND 10000 0 0 SPY US 12/29/17 C267 Equity Option 78462GHXM 0 100000 SH Call DFND 100000 0 0 SPY US 12/29/17 C268 Equity Option 78462GHYM 0 200000 SH Call DFND 200000 0 0 TWX US 01/05/18 P83 Equity Option 887317CHN 50 500000 SH Put DFND 500000 0 0