0001455915-16-000015.txt : 20161115 0001455915-16-000015.hdr.sgml : 20161115 20161114190209 ACCESSION NUMBER: 0001455915-16-000015 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161115 DATE AS OF CHANGE: 20161114 EFFECTIVENESS DATE: 20161115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL LLC CENTRAL INDEX KEY: 0001455915 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-16387 FILM NUMBER: 161997307 BUSINESS ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 646-279-5016 MAIL ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR/A 1 primary_doc.xml 13F-HR/A LIVE false true false 0001455915 XXXXXXXX 09-30-2016 09-30-2016 true 1 RESTATEMENT OLD MISSION CAPITAL LLC

314 WEST SUPERIOR ST. SUITE 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-16387 N Patrick Nichols 212-389-9455 Patrick Nichols New York NY 11-14-2016 0 360 1523661 false INFORMATION TABLE 2 info_table.xml UNILEVER PLC-SPONSORED ADR ADR 904767704 29213 616304 SH DFND 616304 0 0 TAIWAN SEMICONDUCTOR-SP ADR ADR 874039100 13529 442256 SH DFND 442256 0 0 RANDGOLD RESOURCES LTD-ADR ADR 752344309 11987 119791 SH DFND 119791 0 0 CRH PLC-SPONSORED ADR ADR 12626K203 8647 259906 SH DFND 259906 0 0 BRITISH AMERICAN TOB-SP ADR ADR 110448107 8541 66909 SH DFND 66909 0 0 CHINA MOBILE LTD-SPON ADR ADR 16941M109 7651 124370 SH DFND 124370 0 0 CHINA LIFE INSURANCE CO-ADR ADR 16939P106 7524 575264 SH DFND 575264 0 0 NOVO-NORDISK A/S-SPONS ADR ADR 670100205 6705 161211 SH DFND 161211 0 0 ROYAL DUTCH SHELL-SPON ADR-A ADR 780259206 6676 133336 SH DFND 133336 0 0 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 6643 62798 SH DFND 62798 0 0 HSBC HOLDINGS PLC-SPONS ADR ADR 404280406 5511 146529 SH DFND 146529 0 0 RIO TINTO PLC-SPON ADR ADR 767204100 5327 159496 SH DFND 159496 0 0 TELEFONICA SA-SPON ADR ADR 879382208 4854 481507 SH DFND 481507 0 0 WPP PLC-SPONSORED ADR ADR 92937A102 3904 33164 SH DFND 33164 0 0 BP PLC-SPONS ADR ADR 055622104 3886 110520 SH DFND 110520 0 0 AMEC FOSTER WHEELER-SPN ADR ADR 00167X205 3480 468387 SH DFND 468387 0 0 CHUNGHWA TELECOM LT-SPON ADR ADR 17133Q502 3343 95437 SH DFND 95437 0 0 RELX NV - SPON ADR ADR 75955B102 3146 176130 SH DFND 176130 0 0 CHINA UNICOM HONG KONG-ADR ADR 16945R104 3033 249017 SH DFND 249017 0 0 HONDA MOTOR CO LTD-SPONS ADR ADR 438128308 3009 104051 SH DFND 104051 0 0 BARCLAYS PLC-SPONS ADR ADR 06738E204 2825 325101 SH DFND 325101 0 0 ADVANCED SEMICONDUCTOR E-ADR ADR 00756M404 2711 458738 SH DFND 458738 0 0 SHINHAN FINANCIAL GROUP-ADR ADR 824596100 2664 73106 SH DFND 73106 0 0 LG DISPLAY CO LTD-ADR ADR 50186V102 2598 204233 SH DFND 204233 0 0 HUANENG POWER INTL-SPONS ADR ADR 443304100 2510 99941 SH DFND 99941 0 0 CNOOC LTD-SPON ADR ADR 126132109 2374 18769 SH DFND 18769 0 0 ANGLOGOLD ASHANTI-SPON ADR ADR 035128206 2361 148286 SH DFND 148286 0 0 ORANGE-SPON ADR ADR 684060106 2302 147781 SH DFND 147781 0 0 BAIDU INC - SPON ADR ADR 056752108 2043 11220 SH DFND 11220 0 0 NATIONAL GRID PLC-SP ADR ADR 636274300 2040 28694 SH DFND 28694 0 0 SILICONWARE PRECISION-SP ADR ADR 827084864 1827 246840 SH DFND 246840 0 0 LUXOTTICA GROUP SPA-SPON ADR ADR 55068R202 1686 35261 SH DFND 35261 0 0 NIPPON TELEGRAPH & TELE-ADR ADR 654624105 1390 30339 SH DFND 30339 0 0 KB FINANCIAL GROUP INC-ADR ADR 48241A105 1315 38426 SH DFND 38426 0 0 KOREA ELEC POWER CORP-SP ADR ADR 500631106 1199 49195 SH DFND 49195 0 0 SUMITOMO MITSUI-SPONS ADR ADR 86562M209 1166 172776 SH DFND 172776 0 0 WESTPAC BANKING CORP-SP ADR ADR 961214301 1112 48909 SH DFND 48909 0 0 SASOL LTD-SPONSORED ADR ADR 803866300 1035 37882 SH DFND 37882 0 0 BT GROUP PLC-SPON ADR ADR 05577E101 1015 39931 SH DFND 39931 0 0 MARINE HARVEST ASA- SPON ADR ADR 56824R205 988 55112 SH DFND 55112 0 0 MIZUHO FINANCIAL GROUP-ADR ADR 60687Y109 921 274044 SH DFND 274044 0 0 NOMURA HOLDINGS INC-SPON ADR ADR 65535H208 852 191480 SH DFND 191480 0 0 PETROCHINA CO LTD -ADR ADR 71646E100 827 12380 SH DFND 12380 0 0 NTT DOCOMO INC-SPON ADR ADR 62942M201 817 32145 SH DFND 32145 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 807 100139 SH DFND 100139 0 0 AU OPTRONICS CORP-SPON ADR ADR 002255107 805 220488 SH DFND 220488 0 0 CHINA TELECOM CORP LTD-ADR ADR 169426103 685 13424 SH DFND 13424 0 0 BANCO SANTANDER SA-SPON ADR ADR 05964H105 624 141558 SH DFND 141558 0 0 KYOCERA CORP -SPONS ADR ADR 501556203 619 12854 SH DFND 12854 0 0 VALE SA-SP ADR ADR 91912E105 618 112441 SH DFND 112441 0 0 CREDIT SUISSE GROUP-SPON ADR ADR 225401108 618 47056 SH DFND 47056 0 0 ING GROEP N.V.-SPONSORED ADR ADR 456837103 547 44306 SH DFND 44306 0 0 STATOIL ASA-SPON ADR ADR 85771P102 513 30557 SH DFND 30557 0 0 TELECOM ITALIA SPA-SPON ADR ADR 87927Y102 422 50887 SH DFND 50887 0 0 ROYAL BANK OF SCOT-SPON ADR ADR 780097689 413 88697 SH DFND 88697 0 0 GOLD FIELDS LTD-SPONS ADR ADR 38059T106 381 78534 SH DFND 78534 0 0 AIXTRON SE-SPONSORED ADR ADR 009606104 330 54342 SH DFND 54342 0 0 SIBANYE GOLD- SPON ADR ADR 825724206 250 17663 SH DFND 17663 0 0 INTERNET INITIATIVE-SPON ADR ADR 46059T109 221 23550 SH DFND 23550 0 0 ORIX - SPONSORED ADR ADR 686330101 208 2799 SH DFND 2799 0 0 NOKIA CORP-SPON ADR ADR 654902204 172 29684 SH DFND 29684 0 0 MITSUBISHI UFJ FINL-SPON ADR ADR 606822104 161 31811 SH DFND 31811 0 0 ALUMINUM CORP OF CHINA-ADR ADR 022276109 151 16447 SH DFND 16447 0 0 YANZHOU COAL MINING-SP ADR ADR 984846105 128 18816 SH DFND 18816 0 0 TELECOM ITALIA SPA-SPON ADR ADR 87927Y201 126 18408 SH DFND 18408 0 0 ENERSIS AMERICAS-SPONS ADR ADR 29274F104 124 15102 SH DFND 15102 0 0 ENEL CHILE SA ADR 29278D105 75 15842 SH DFND 15842 0 0 SPROTT PHYSICAL GOLD TRUST Closed-End Fund 85207H104 172 15676 SH DFND 15676 0 0 AUTOLIV INC Common Stock 052800109 1474 13803 SH DFND 13803 0 0 BARRICK GOLD CORP Common Stock 067901108 1405 79275 SH DFND 79275 0 0 NEWMONT MINING CORP Common Stock 651639106 1388 35335 SH DFND 35335 0 0 RESMED INC Common Stock 761152107 1381 21308 SH DFND 21308 0 0 NEW GOLD INC Common Stock 644535106 1247 286700 SH DFND 286700 0 0 TAHOE RESOURCES INC Common Stock 873868103 980 76400 SH DFND 76400 0 0 GOLDCORP INC Common Stock 380956409 849 51421 SH DFND 51421 0 0 AGNICO EAGLE MINES LTD Common Stock 008474108 828 15286 SH DFND 15286 0 0 YAMANA GOLD INC Common Stock 98462Y100 827 191784 SH DFND 191784 0 0 ASANKO GOLD INC Common Stock 04341Y105 768 182900 SH DFND 182900 0 0 FRANCO-NEVADA CORP Common Stock 351858105 666 9531 SH DFND 9531 0 0 NEWS CORP - CLASS B Common Stock 65249B208 619 43544 SH DFND 43544 0 0 KINROSS GOLD CORP Common Stock 496902404 534 126900 SH DFND 126900 0 0 B2GOLD CORP Common Stock 11777Q209 531 201788 SH DFND 201788 0 0 ALAMOS GOLD INC-CLASS A Common Stock 011532108 499 60800 SH DFND 60800 0 0 FORTUNA SILVER MINES INC Common Stock 349915108 451 62256 SH DFND 62256 0 0 GOLD RESOURCE CORP Common Stock 38068T105 450 60643 SH DFND 60643 0 0 ELDORADO GOLD CORP Common Stock 284902103 275 70000 SH DFND 70000 0 0 IAMGOLD CORP Common Stock 450913108 221 54500 SH DFND 54500 0 0 OSISKO GOLD ROYALTIES LTD Common Stock 68827L101 195 17829 SH DFND 17829 0 0 PRETIUM RESOURCES INC Common Stock 74139C102 194 18845 SH DFND 18845 0 0 SANDSTORM GOLD LTD Common Stock 80013R206 137 27170 SH DFND 27170 0 0 IAMGOLD CORP Common Stock 450913108 117 28824 SH DFND 28824 0 0 NOVAGOLD RESOURCES INC Common Stock 66987E206 82 14722 SH DFND 14722 0 0 PRIMERO MINING CORP Common Stock 74164W106 44 26514 SH DFND 26514 0 0 October 16 Puts on PG US Equity Option 742718109 5238 5000 SH Put DFND 5000 0 0 ISHARES CHINA LARGE-CAP ETF ETP 464287184 70524 1855408 SH DFND 1855408 0 0 VANGUARD TOTAL INTL STOCK ETP 921909768 39554 837822 SH DFND 837822 0 0 ISHARES MSCI SOUTH KOREA CAP ETP 464286772 36552 628800 SH DFND 628800 0 0 WISDOMTREE JAPAN HEDGED EQ ETP 97717W851 26392 615058 SH DFND 615058 0 0 ISHARES MSCI JAPAN ETF ETP 46434G822 24255 1934184 SH DFND 1934184 0 0 ISHARES MSCI ALL COUNTRY ASI ETP 464288182 20911 345527 SH DFND 345527 0 0 ISHARES MSCI EMERGING MARKET ETP 464287234 17857 476812 SH DFND 476812 0 0 ISHARES MSCI MEXICO CAPPED ETP 464286822 16922 349053 SH DFND 349053 0 0 WISDOMTREE INDIA EARNINGS ETP 97717W422 16588 767242 SH DFND 767242 0 0 DEUTSCHE X-TRACKERS MSCI JAP ETP 233051507 16410 498791 SH DFND 498791 0 0 DEUTSCHE X-TRACKERS MSCI EAF ETP 233051200 15056 570740 SH DFND 570740 0 0 ISHARES MSCI INDIA ETF ETP 46429B598 14761 501914 SH DFND 501914 0 0 SPDR DJ INTERNATIONAL REAL E ETP 78463X863 13067 313285 SH DFND 313285 0 0 ISHARES MSCI BRAZIL CAPPED E ETP 464286400 12090 358428 SH DFND 358428 0 0 ISHARES MSCI EAFE VALUE ETF ETP 464288877 11841 256525 SH DFND 256525 0 0 ISHARES MSCI SWITZERLAND CAP ETP 464286749 11496 376311 SH DFND 376311 0 0 ISHARES MSCI ACWI EX US ETF ETP 464288240 10470 252410 SH DFND 252410 0 0 KRANESHARES CSI CHINA INTERN ETP 500767306 10323 249655 SH DFND 249655 0 0 DEUTSCHE X-TRACKERS MSCI EUR ETP 233051853 10275 398401 SH DFND 398401 0 0 ISHARES MSCI GERMANY ETF ETP 464286806 9528 362712 SH DFND 362712 0 0 GLOBAL X SILVER MINERS ETF ETP 37954Y848 9301 209099 SH DFND 209099 0 0 DEUTSCHE X-TRACKERS MSCI EME ETP 233051101 8953 444735 SH DFND 444735 0 0 POWERSHARES INDIA PORTFOLIO ETP 73935L100 8757 422444 SH DFND 422444 0 0 VANGUARD TOT WORLD STK ETF ETP 922042742 8636 141915 SH DFND 141915 0 0 SCHWAB INTL EQUITY ETF ETP 808524805 8291 287981 SH DFND 287981 0 0 VANGUARD FTSE ALL WO X-US SC ETP 922042718 7489 75245 SH DFND 75245 0 0 VANGUARD INT HIGH DVD YLD IN ETP 921946794 7345 130204 SH DFND 130204 0 0 ISHARES MSCI CHINA ETF ETP 46429B671 7271 149922 SH DFND 149922 0 0 ISHARES MSCI THAILAND CAPPED ETP 464286624 7261 98779 SH DFND 98779 0 0 WISDOMTREE EMERGING MARKETS ETP 97717W315 6904 183775 SH DFND 183775 0 0 DRXN D CSI CH A-SHR BEAR 1X ETP 25459Y116 6003 144510 SH DFND 144510 0 0 ISHARES CURRENCY HEDGED MSCI ETP 46434V639 5881 237249 SH DFND 237249 0 0 SPDR S&P 500 ETF TRUST ETP 78462F103 5738 26526 SH DFND 26526 0 0 ISHARES MSCI GLOBAL SILVER M ETP 464286327 5600 394611 SH DFND 394611 0 0 SPDR S&P GLOBAL DIVIDEND ETF ETP 78463X459 5092 80119 SH DFND 80119 0 0 ISHARES GLOBAL MATERIALS ETF ETP 464288695 5020 93852 SH DFND 93852 0 0 ISHARES CORE MSCI EAFE ETF ETP 46432F842 4870 88315 SH DFND 88315 0 0 POWERSHARES GLBL GOLD PR-MTL ETP 73936Q876 4818 213019 SH DFND 213019 0 0 ISHARES GLOBAL INFRASTRUCTUR ETP 464288372 4808 115680 SH DFND 115680 0 0 ISHARES MSCI SPAIN CAPPED ET ETP 464286764 4680 174491 SH DFND 174491 0 0 ISHARES MSCI PACIFIC EX JAPA ETP 464286665 4592 108618 SH DFND 108618 0 0 DEUTSCHE X-TRACKERS HARVEST ETP 233051879 4380 178203 SH DFND 178203 0 0 SPDR S&P INTL ENERGY SECTOR ETP 78463X715 4214 240001 SH DFND 240001 0 0 VANECK VECTORS AGRIBUSINESS ETP 92189F700 4013 80333 SH DFND 80333 0 0 ISHARES MSCI INDONESIA ETF ETP 46429B309 4003 151411 SH DFND 151411 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 3936 64974 SH DFND 64974 0 0 ISHARES MSCI MALAYSIA ETF ETP 46434G814 3864 476469 SH DFND 476469 0 0 ISHARES MSCI NETHERLANDS ETF ETP 464286814 3777 150714 SH DFND 150714 0 0 PROSHARES SHORT VIX ST FUTUR ETP 74347W627 3660 50000 SH DFND 50000 0 0 ISHARES ASIA 50 ETF ETP 464288430 3653 72911 SH DFND 72911 0 0 ISHARES GLOBAL REIT ETF ETP 46434V647 3630 133356 SH DFND 133356 0 0 ISHA CURR HEDGED MSCI JAPAN ETP 46434V886 3578 144376 SH DFND 144376 0 0 ISHARES MSCI PHILIPPINES ETF ETP 46429B408 3494 93764 SH DFND 93764 0 0 VANGUARD FTSE EUROPE ETF ETP 922042874 3455 70892 SH DFND 70892 0 0 WISDOMTREE INTERNATIONAL EQU ETP 97717W703 3336 70872 SH DFND 70872 0 0 ISHARES GLOBAL HEALTHCARE ET ETP 464287325 3240 32161 SH DFND 32161 0 0 ISHARES INTERNATIONAL SELECT ETP 464288448 3225 107564 SH DFND 107564 0 0 DEUTSCHE X-TRACKERS MSCI ALL ETP 233051820 3174 137326 SH DFND 137326 0 0 ISHARES IBOXX INVESTMENT GRA ETP 464287242 3091 25092 SH DFND 25092 0 0 ISHARES MSCI POLAND CAPPED E ETP 46429B606 3062 168066 SH DFND 168066 0 0 ISHARES CORE INTL STOCK ETF ETP 46432F834 3011 57659 SH DFND 57659 0 0 ISHARES MSCI AUSTRALIA ETF ETP 464286103 3006 143805 SH DFND 143805 0 0 FLEXSHARES STOXX GLOBAL BROA ETP 33939L795 2958 65502 SH DFND 65502 0 0 ISHARES EDGE MSCI MIN VOL EM ETP 464286533 2867 53026 SH DFND 53026 0 0 ISHARES MSCI WORLD ETF ETP 464286392 2802 38559 SH DFND 38559 0 0 ISHARES MSCI EUROZONE ETF ETP 464286608 2679 77684 SH DFND 77684 0 0 IPATH MSCI INDIA INDEX ETN ETP 06739F291 2627 37940 SH DFND 37940 0 0 SPDR S&P INTL UTILITIES SECT ETP 78463X632 2464 150990 SH DFND 150990 0 0 SPDR S&P GLOBAL INFRASTRUCTU ETP 78463X855 2414 50312 SH DFND 50312 0 0 ISHARES EDGE MSCI MIN VOL EA ETP 46429B689 2310 34153 SH DFND 34153 0 0 POWERSHARES FTSE RAFI DEV EX ETP 73936T789 2220 60401 SH DFND 60401 0 0 ISHARES GLOBAL CONSUMER DISC ETP 464288745 2181 24412 SH DFND 24412 0 0 COLUMBIA EM QUALITY DIVIDEND ETP 19762B301 2180 161252 SH DFND 161252 0 0 ISHARES MSCI HONG KONG ETF ETP 464286871 2121 96348 SH DFND 96348 0 0 FIRST TRUST EMERGING MARKETS ETP 33737J182 2022 97424 SH DFND 97424 0 0 COLUMBIA INDIA SMALL CAP ETF ETP 19762B889 2010 122999 SH DFND 122999 0 0 ISHARES MSCI TAIWAN ETF ETP 46434G772 1944 123830 SH DFND 123830 0 0 ISHA CURR HEDGED MSCI EAFE ETP 46434V803 1937 78077 SH DFND 78077 0 0 ISHARES MSCI CHILE CAPPED ET ETP 464286640 1859 50397 SH DFND 50397 0 0 GUGGENHEIM FRONTIER MARKETS ETP 18383Q838 1795 152085 SH DFND 152085 0 0 SPDR S&P EMERGING MKTS SMALL ETP 78463X756 1749 40518 SH DFND 40518 0 0 POWERSHARES ASIA EX-JAPAN ETP 73936T854 1738 35654 SH DFND 35654 0 0 ISHARES MSCI EMERGING MARKET ETP 464286426 1737 30229 SH DFND 30229 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 1733 32255 SH DFND 32255 0 0 POWERSHARES DB OPTIMUM YIELD ETP 73937V106 1714 98281 SH DFND 98281 0 0 GOLDMAN SACHS ACTIVEBETA EM ETP 381430206 1709 59913 SH DFND 59913 0 0 WISDOMTREE INTERNATIONAL HIG ETP 97717W802 1699 44422 SH DFND 44422 0 0 WISDOMTREE JPN S/C DVD FUND ETP 97717W836 1694 27545 SH DFND 27545 0 0 WISDOMTREE MIDDLE EAST DVD ETP 97717X305 1685 100508 SH DFND 100508 0 0 FT FTSE EPRA/NAREIT REAL EST ETP 33736N101 1633 35377 SH DFND 35377 0 0 ISHARES EUROPE DEVELOPED REA ETP 464288471 1614 43784 SH DFND 43784 0 0 ISHARES MSCI GLOBAL METALS & ETP 46434G848 1573 134818 SH DFND 134818 0 0 FLEXSHARES GLOBAL QUALITY RE ETP 33939L787 1502 24866 SH DFND 24866 0 0 POWERSHARES DWA EMERGING MAR ETP 73936Q207 1477 90419 SH DFND 90419 0 0 GUGGENHEIM S&P GLOBAL WATER ETP 18383Q507 1454 47032 SH DFND 47032 0 0 SCHWAB EMERGING MARKETS EQUI ETP 808524706 1446 62692 SH DFND 62692 0 0 FIRST TRUST BICK INDEX FUND ETP 33733H107 1423 61937 SH DFND 61937 0 0 GUGGENHEIM INTERNATIONAL MUL ETP 18383Q804 1382 90839 SH DFND 90839 0 0 ISHA HEDGED MSCI GERMANY ETP 46434V704 1378 57522 SH DFND 57522 0 0 VANECK VECTORS BRAZIL SMALL- ETP 92189F825 1348 79463 SH DFND 79463 0 0 ISHARES GLOBAL TELECOM ETF ETP 464287275 1312 21220 SH DFND 21220 0 0 FIRST TRUST DW FOCUS 5 INTL ETP 33738R886 1309 74909 SH DFND 74909 0 0 IPATH S&P GSCI CRUDE OIL TR ETP 06738C786 1279 219336 SH DFND 219336 0 0 WISDOMTREE INTL DVD EX-FIN ETP 97717W786 1266 32493 SH DFND 32493 0 0 ISHARES MSCI FRANCE ETF ETP 464286707 1238 51241 SH DFND 51241 0 0 WISDOMTREE INTL M/C DVD FUND ETP 97717W778 1230 21929 SH DFND 21929 0 0 ISHARES CORE MSCI PACIFIC ET ETP 46434V696 1215 23896 SH DFND 23896 0 0 COLUMBIA EMERGING MARKETS CO ETP 19762B509 1192 48021 SH DFND 48021 0 0 ISHARES MSCI BELGIUM CAPPED ETP 464286301 1189 63018 SH DFND 63018 0 0 ISHARES MSCI JAPAN SMALL-CAP ETP 464286582 1172 18137 SH DFND 18137 0 0 FLEXSHARES-INT QUAL DVD DEFE ETP 33939L811 1160 51097 SH DFND 51097 0 0 SPDR S&P GL NAT RESOURCES ETP 78463X541 1143 29223 SH DFND 29223 0 0 FIRST TRUST TAIWAN ETP 33737J257 1133 34863 SH DFND 34863 0 0 SPDR S&P WORLD EX-US ETF ETP 78463X889 1119 42277 SH DFND 42277 0 0 POWERSHARES SENIOR LOAN ETP 73936Q769 1088 46859 SH DFND 46859 0 0 ISHARES MSCI BRIC ETF ETP 464286657 1063 31016 SH DFND 31016 0 0 ISHARES GLOBAL ENERGY ETF ETP 464287341 1058 32192 SH DFND 32192 0 0 ISHARES GLOBAL 100 ETF ETP 464287572 1050 14008 SH DFND 14008 0 0 FIRST TRUST BRAZIL ETP 33737J133 1022 74502 SH DFND 74502 0 0 VANECK VECTORS VIETNAM ETF ETP 92189F817 999 66148 SH DFND 66148 0 0 IQ GLOBAL RESOURCES ETF ETP 45409B883 997 38375 SH DFND 38375 0 0 VIDENT INTERNATIONAL EQUITY ETP 26922A404 982 44676 SH DFND 44676 0 0 FIRST TRUST GLOBAL TACTICAL ETP 33739H101 981 47658 SH DFND 47658 0 0 ISHARES EDGE MSCI MIN VOL AS ETP 46434V746 979 19333 SH DFND 19333 0 0 ISHARES EDGE MSCI MIN VOL EU ETP 46434V720 978 42241 SH DFND 42241 0 0 FLEXSHARES MORNINGSTAR DEVEL ETP 33939L803 960 17059 SH DFND 17059 0 0 ISHARES MSCI BRAZIL SMALL-CA ETP 464289131 960 82411 SH DFND 82411 0 0 WISDOMTREE ASIA-PACIFIC EX-J ETP 97717W828 937 15363 SH DFND 15363 0 0 ISHARES MSCI ISRAEL CAPPED E ETP 464286632 924 19234 SH DFND 19234 0 0 COLUMBIA BEYOND BRICS ETF ETP 19762B103 886 54775 SH DFND 54775 0 0 GOLDMAN SACHS ACTIVEBETA INT ETP 381430107 877 34927 SH DFND 34927 0 0 WISDOMTREE GLOBAL EX-US QUAL ETP 97717W844 874 17745 SH DFND 17745 0 0 DIREXION DAILY INDIA BULL 3X ETP 25490K331 865 14777 SH DFND 14777 0 0 FIRST TRUST GERMANY ETP 33737J190 863 23032 SH DFND 23032 0 0 SCHWAB FUNDAMENTAL INTL L/C ETP 808524755 777 30838 SH DFND 30838 0 0 ISHARES MSCI EMERGING MARKET ETP 464286475 761 17168 SH DFND 17168 0 0 GLOBAL X MSCI GREECE ETF ETP 37950E366 758 105578 SH DFND 105578 0 0 GLOBAL X CHINA CONSUMER ETF ETP 37950E408 755 62092 SH DFND 62092 0 0 DEUTSCHE X-TRACKERS MSCI GER ETP 233051408 754 32253 SH DFND 32253 0 0 SPDR S&P INTL TELECOM SECTOR ETP 78463X640 753 30493 SH DFND 30493 0 0 ALPS INTERNATIONAL SECTOR DI ETP 00162Q718 736 30405 SH DFND 30405 0 0 ISHARES EDGE MSCI MIN VOL GL ETP 464286525 730 9575 SH DFND 9575 0 0 POWERSHARES DB AGRICULTURE F ETP 73936B408 729 36509 SH DFND 36509 0 0 WISDOM TREE KOREA HEDGED EQU ETP 97717W372 729 34017 SH DFND 34017 0 0 ISHARES CORE S&P 500 ETF ETP 464287200 718 3301 SH DFND 3301 0 0 ISHARES GLOBAL TECH ETF ETP 464287291 710 6410 SH DFND 6410 0 0 FIRST TRUST DJ GL SEL DVD ETP 33734X200 702 29881 SH DFND 29881 0 0 ISHARES CORE MSCI EUROPE ETP 46434V738 699 16897 SH DFND 16897 0 0 SPDR MSCI ACWI EX-US ETP 78463X848 698 21492 SH DFND 21492 0 0 FIRST TRUST EUROPE ETP 33737J117 697 23617 SH DFND 23617 0 0 ISHARES GLOBAL INDUSTRIALS E ETP 464288729 687 9310 SH DFND 9310 0 0 FIRST TRUST INTL IPO ETF ETP 33734X853 678 24703 SH DFND 24703 0 0 VELOCITYSHARES INV VIX SH-TM ETP 22542D795 678 18101 SH DFND 18101 0 0 ISHARES MSCI DENMARK CAPPED ETP 46429B523 675 12157 SH DFND 12157 0 0 GLOBAL X SOCIAL MEDIA INDEX ETP 37950E416 675 26735 SH DFND 26735 0 0 WISDOMTREE JPN HDG REAL EST ETP 97717W638 671 28029 SH DFND 28029 0 0 ISHARES MSCI KOKUSAI ETF ETP 464288265 661 12183 SH DFND 12183 0 0 GLOBAL X GOLD EXPLORERS ETF ETP 37954Y863 660 17225 SH DFND 17225 0 0 PUREFUNDS ISE CYBER SECURITY ETP 26924G201 647 23188 SH DFND 23188 0 0 IPATH S&P 500 VIX S/T FU ETN ETP 06740Q252 640 18793 SH DFND 18793 0 0 FIRST TRUST ASIA PAC EX-JAPN ETP 33737J109 637 21052 SH DFND 21052 0 0 ISHARES EDGE MSCI MIN VOL JA ETP 46434V712 634 10311 SH DFND 10311 0 0 DEUTSCHE X-TRACKERS JAPAN JP ETP 233051663 631 25912 SH DFND 25912 0 0 ISHARES LATIN AMERICA 40 ETF ETP 464287390 625 22293 SH DFND 22293 0 0 FIRST TRUST DEVELP MKT EX-US ETP 33737J174 600 12176 SH DFND 12176 0 0 POWERSHARES DWA DEVELOPED MA ETP 73936Q108 598 25261 SH DFND 25261 0 0 ISHARES EUROPE ETF ETP 464287861 594 15089 SH DFND 15089 0 0 WISDOMTREE JAPAN HEDGED SMAL ETP 97717W521 592 19008 SH DFND 19008 0 0 ISHARES CURR HEDGED MSCI UK ETP 46435G862 589 23290 SH DFND 23290 0 0 ISHARES GLOBAL FINANCIALS ET ETP 464287333 585 11453 SH DFND 11453 0 0 ELEMENTS ROGERS TOTAL RETURN ETP 870297801 570 114064 SH DFND 114064 0 0 SPDR S&P INTL SMALL CAP ETP 78463X871 554 17647 SH DFND 17647 0 0 ISHARES GLOBAL CONSUMER STAP ETP 464288737 548 5514 SH DFND 5514 0 0 FIRST TRUST STOXX EUROPE ETP 33735T109 538 45479 SH DFND 45479 0 0 ISHARES JPX-NIKKEI 400 ETF ETP 464287382 535 9846 SH DFND 9846 0 0 SPDR EURO STOXX 50 ETF ETP 78463X202 532 16248 SH DFND 16248 0 0 GUGGENHEIM SOLAR ETF ETP 18383Q739 532 26179 SH DFND 26179 0 0 VANECK VECTORS RUSSIA SMALL- ETP 92189F734 527 16433 SH DFND 16433 0 0 SPDR MSCI JAPAN STRATEGICFAC ETP 78463X368 526 7745 SH DFND 7745 0 0 COLUMBIA INDIA CONSUMER ETF ETP 19762B707 525 14514 SH DFND 14514 0 0 WISDOMTREE EM SMALL CAP ETP 97717W281 523 12515 SH DFND 12515 0 0 ISHARES MSCI EUROPE FINANCIA ETP 464289180 490 28538 SH DFND 28538 0 0 ISHARES MSCI ALL PERU CAPPED ETP 464289842 486 14653 SH DFND 14653 0 0 ISHARES MSCI IRELAND CAPPED ETP 46429B507 478 12568 SH DFND 12568 0 0 ISHARES CURR HEDG MSCI SPAIN ETP 46435G813 476 25138 SH DFND 25138 0 0 GOLDMAN ACTIVEBTA EUR EQ ETF ETP 381430305 467 17663 SH DFND 17663 0 0 DEUTSCHE X-TRACKERS MSCI EUR ETP 233051697 462 18452 SH DFND 18452 0 0 ISHARES INTERNATIONAL DEVELO ETP 464288489 461 15267 SH DFND 15267 0 0 VANECK VECTORS INDONESIA IND ETP 92189F833 454 19258 SH DFND 19258 0 0 VANECK VECTORS GULF STATES I ETP 92189F858 454 20399 SH DFND 20399 0 0 GLOBAL X BRAZIL MID CAP ETF ETP 37950E788 441 48221 SH DFND 48221 0 0 ISHARES MSCI QATAR CP ETF ETP 46434V779 439 22590 SH DFND 22590 0 0 SPDR S&P INTER DVD ETF ETP 78463X772 430 11680 SH DFND 11680 0 0 SPDR STOXX EUROPE 50 ETF ETP 78463X103 427 14118 SH DFND 14118 0 0 FT TACTICAL HIGH YIELD ETF ETP 33738D408 417 8570 SH DFND 8570 0 0 ISHARES MSCI FINLAND CAPPED ETP 46429B515 414 12030 SH DFND 12030 0 0 POWERSHARES DB PREC METALS F ETP 73936B200 410 10095 SH DFND 10095 0 0 ISHARES CUR HDG MSCI S KOREA ETP 46435G888 398 15933 SH DFND 15933 0 0 ISHARES GLOBAL UTILITIES ETF ETP 464288711 386 8129 SH DFND 8129 0 0 SPDR S&P EMERGING LATIN AMER ETP 78463X707 386 8481 SH DFND 8481 0 0 SPDR GLOBAL DOW ETF ETP 78464A706 383 5658 SH DFND 5658 0 0 ISHARES INDIA 50 ETF ETP 464289529 382 12812 SH DFND 12812 0 0 FIRST TRUST CHINA ETP 33737J141 381 18423 SH DFND 18423 0 0 GUGGENHEIM S&P GLOBAL DIVIDE ETP 18383M860 378 37692 SH DFND 37692 0 0 GLOBAL X SOUTHEAST ASIA ETF ETP 37950E648 378 26908 SH DFND 26908 0 0 VANECK VECTORS CHINAAMC SME- ETP 92189F627 371 11403 SH DFND 11403 0 0 ISHARES MSCI SWEDEN ETF ETP 464286756 370 12742 SH DFND 12742 0 0 ISHARES CURR HEDG MSCI ITALY ETP 46435G821 368 21512 SH DFND 21512 0 0 ISHARES MSCI GERMANY SMALL-C ETP 46429B465 367 8287 SH DFND 8287 0 0 IPATH GSCI TOTAL RETURN INDX ETP 06738C794 357 26052 SH DFND 26052 0 0 FIRST TRUST ISE CHINDIA INDE ETP 33733A102 351 11563 SH DFND 11563 0 0 VANECK VECTORS CHINAAMC CSI ETP 92189F759 336 8745 SH DFND 8745 0 0 ISHARES GLOBAL TIMBER & FORE ETP 464288174 334 6658 SH DFND 6658 0 0 VANECK VECTORS NATURAL RESOU ETP 92189F841 322 10135 SH DFND 10135 0 0 PROSHARES EAFE DVD GROWERS ETP 74347B839 320 9095 SH DFND 9095 0 0 WISDOMTREE GERMANY HEDGED EQ ETP 97717W448 320 12210 SH DFND 12210 0 0 GLOBAL X FTSE PORTUGAL 20 ET ETP 37950E192 317 32087 SH DFND 32087 0 0 GUGGENHEIM CHINA ALL-CAP ETF ETP 18385P101 308 11421 SH DFND 11421 0 0 IPATH BLOOMBERG COFFEE SUBIN ETP 06739H297 305 13697 SH DFND 13697 0 0 IPATH BLOOMBERG SUGAR SUBIND ETP 06739H214 297 5815 SH DFND 5815 0 0 VELOCITYSHARES 3X INVERSE NA ETP 22542D530 296 48636 SH DFND 48636 0 0 SCHWAB INTL SMALL-CAP EQUITY ETP 808524888 295 9555 SH DFND 9555 0 0 ISHARES EDGE MSCI MF EM MKT ETP 46434G889 292 7560 SH DFND 7560 0 0 ISHARES CORE HIGH DIVIDEND E ETP 46429B663 287 3530 SH DFND 3530 0 0 VANGUARD INFO TECH ETF ETP 92204A702 282 2339 SH DFND 2339 0 0 SPDR MSCI EMERGING MARKETS S ETP 78463X426 279 5125 SH DFND 5125 0 0 IQ AUSTRALIA SMALL CAP ETF ETP 45409B826 273 15781 SH DFND 15781 0 0 TEUCRIUM SOYBEAN FUND ETP 88166A607 273 14775 SH DFND 14775 0 0 GLOBAL X MSCI NORWAY ETF ETP 37950E747 272 24400 SH DFND 24400 0 0 DEUTSCHE X-TRACKERS MSCI SOU ETP 233051812 269 11061 SH DFND 11061 0 0 WISDOMTREE JPN HDG CAP GOODS ETP 97717W356 267 12679 SH DFND 12679 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 266 106027 SH DFND 106027 0 0 SPDR MSCI GERMANY STRATEGICF ETP 78463X350 260 4986 SH DFND 4986 0 0 WISDOMTREE DY CUR HDG SCP EQ ETP 97717X271 257 9900 SH DFND 9900 0 0 SPDR S&P EMG MARKETS ETF ETP 78463X509 256 4233 SH DFND 4233 0 0 POWERSHARES S&P INTERNATIONA ETP 73937B696 251 10089 SH DFND 10089 0 0 POWERSHARES DB BASE METALS F ETP 73936B705 250 17828 SH DFND 17828 0 0 FIRST TRUST SWITZERLAND ETP 33737J232 248 6030 SH DFND 6030 0 0 WISDOMTREE EUROPE HEDG SM EQ ETP 97717X552 245 10031 SH DFND 10031 0 0 POWERSHARES S&P INTERNATIONA ETP 73936T805 238 11687 SH DFND 11687 0 0 GLOBAL X CHINA INDUSTRIALS ETP 37950E705 236 18947 SH DFND 18947 0 0 WISDOMTREE AUSTRALIA DIVIDEN ETP 97717W810 230 4353 SH DFND 4353 0 0 FIRST TRUST JAPAN ETP 33737J158 229 4636 SH DFND 4636 0 0 ISHARES RUSSELL 1000 VALUE E ETP 464287598 223 2107 SH DFND 2107 0 0 SPDR S&P EMERGING MIDDLE EAS ETP 78463X806 222 3696 SH DFND 3696 0 0 WISDOMTREE JPN HDG TECH MEDI ETP 97717W489 220 9131 SH DFND 9131 0 0 FIRST TRUST NASDAQ CYBERSECU ETP 33734X846 216 10880 SH DFND 10880 0 0 SPDR EURO STOXX SMALL CAP ET ETP 78463X392 209 4402 SH DFND 4402 0 0 ISHARES EDGE MSCI INTL MOMEN ETP 46434V449 207 7857 SH DFND 7857 0 0 FLEXSHARES INT QUAL DVD DYN ETP 33939L829 201 8534 SH DFND 8534 0 0 TEUCRIUM WHEAT FUND ETP 88166A508 179 24842 SH DFND 24842 0 0 DB BASE METALS DOUBLE SHORT ETP 25154K858 165 11504 SH DFND 11504 0 0 CSOP FTSE CHINA A50 ETF ETP 12649L105 159 11730 SH DFND 11730 0 0 UNITED STATES 12 MONTH NATUR ETP 91288X109 139 13679 SH DFND 13679 0 0 GLOBAL X CHINA ENERGY ETF ETP 37950E507 139 13115 SH DFND 13115 0 0 ISHARES COLOMBIA ETF ETP 46434G202 136 10225 SH DFND 10225 0 0 ELEMENTS ROGERS AGRI TOT RET ETP 870297603 93 14945 SH DFND 14945 0 0 DB AGRICULTURE DOUBLE LONG ETP 25154H558 91 24859 SH DFND 24859 0 0 ELEMENTS-MLCX GRAINS INDX TR ETP 870297215 79 21507 SH DFND 21507 0 0 EMPIRE STATE REALTY OP LP-ES Ltd Part 292102100 1065 51041 SH DFND 51041 0 0 EMPIRE STATE REALTY OP-S60 Ltd Part 292102209 860 40705 SH DFND 40705 0 0 EMPIRE STATE REALTY OP -S250 Ltd Part 292102308 324 15333 SH DFND 15333 0 0 ARCELORMITTAL-NY REGISTERED NY Reg Shrs 03938L104 7770 1286419 SH DFND 1286419 0 0 UNILEVER N V -NY SHARES NY Reg Shrs 904784709 5553 120457 SH DFND 120457 0 0 STMICROELECTRONICS NV-NY SHS NY Reg Shrs 861012102 404 49580 SH DFND 49580 0 0 PROCTER & GAMBLE CO/THE Common Stock 742718109 509152 5673000 SH DFND 5673000 0 0