0000909518-12-000264.txt : 20120814
0000909518-12-000264.hdr.sgml : 20120814
20120814140125
ACCESSION NUMBER: 0000909518-12-000264
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120630
FILED AS OF DATE: 20120814
DATE AS OF CHANGE: 20120814
EFFECTIVENESS DATE: 20120814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Z Partners Management, LLC
CENTRAL INDEX KEY: 0001455704
IRS NUMBER: 205815234
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13352
FILM NUMBER: 121031627
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: 212 965-2328
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
13F-HR
1
mm08-1412czpm_13fhr.txt
FOR QE 06/30/12
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2012
Check here if Amendment [_]; Amendment Number: _____
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital Z Partners Management, LLC
Address: 230 Park Avenue South, 11th Floor
New York, NY 10003
Attn: Craig Fisher
Form 13F File Number: 028-13352
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Craig Fisher
Title: Secretary
Phone: (212) 965-2328
Signature, Place, and Date of Signing:
/s/ Craig Fisher New York, NY August 14, 2012
---------------- ------------ ---------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 3
Form 13F Information Table Value Total: 296,582
(thousands)
List of Other Included Managers:
NONE
CAPITAL Z PARTNERS MANAGEMENT, LLC
FORM 13F
FOR QUARTER ENDED JUNE 30, 2012
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT DISCRETION VOTING AUTHORITY SHARES
(b)
Shares as
Fair Shares or Defined (c) Managers
Title of Cusip Market Principal (a) in Shared See (a) (b) (c)
Name of Issuer Class Number Value Amount Sole Instr.V Other Instr. V Sole Shared None
-------------- ----- ------ ----- ------ ---- ------- ----- -------- ---- ------ ----
Universal Common
American Corp. stock 913377107 173,147,706 16,443,277 16,443,277 16,443,277
NewStar Common
Financial, Inc. stock 65251F105 123,182,182 9,504,798 9,504,798 9,504,798
Endurance Specialty Common
Holdings Ltd. Stock 630397106 252,375 6,586 6,586 6,586