0000909518-12-000178.txt : 20120515 0000909518-12-000178.hdr.sgml : 20120515 20120515111050 ACCESSION NUMBER: 0000909518-12-000178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120515 DATE AS OF CHANGE: 20120515 EFFECTIVENESS DATE: 20120515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Z Partners Management, LLC CENTRAL INDEX KEY: 0001455704 IRS NUMBER: 205815234 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13352 FILM NUMBER: 12842042 BUSINESS ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 212 965-2328 MAIL ADDRESS: STREET 1: 230 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10003 13F-HR 1 mm05-1012czpm_13fhr.txt FOR QE 03/31/12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Capital Z Partners Management, LLC Address: 230 Park Avenue South, 11th Floor New York, NY 10003 Attn: Craig Fisher Form 13F File Number: 028-13352 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Craig Fisher Title: Secretary Phone: (212) 965-2328 Signature, Place, and Date of Signing: /s/ Craig Fisher New York, NY May __, 2012 ---------------- ------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 3 Form 13F Information Table Value Total: 323,854 (thousands) List of Other Included Managers: NONE
CAPITAL Z PARTNERS MANAGEMENT, LLC FORM 13F FOR QUARTER ENDED MARCH 31, 2012 ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8: INVESTMENT DISCRETION VOTING AUTHORITY SHARES (b) Shares as Fair Shares or Defined (c) Managers Title of Cusip Market Principal (a) in Shared See (a) (b) (c) Name of Issuer Class Number Value Amount Sole Instr.V Other Instr. V Sole Shared None -------------- ----- ------ ----- ------ ---- ------- ----- -------- ---- ------ ---- Universal Common American Corp. stock 913377107 217,974,144 20,220,236 20,220,236 20,220,236 NewStar Common Financial, Inc. stock 65251F105 105,693,353 9,504,798 9,504,798 9,504,798 Endurance Specialty Common Holdings Ltd. Stock 630397106 186,873 4,596 4,596 4,596