0001455495-13-000006.txt : 20131003
0001455495-13-000006.hdr.sgml : 20131003
20131003170313
ACCESSION NUMBER: 0001455495-13-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20130930
FILED AS OF DATE: 20131003
DATE AS OF CHANGE: 20131003
EFFECTIVENESS DATE: 20131003
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TrueNorth, Inc.
CENTRAL INDEX KEY: 0001455495
IRS NUMBER: 480996165
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13377
FILM NUMBER: 131134467
BUSINESS ADDRESS:
STREET 1: 8200 E. 32ND ST. NORTH
STREET 2: SUITE 100
CITY: WICHITA
STATE: KS
ZIP: 67226
BUSINESS PHONE: 316-266-6574
MAIL ADDRESS:
STREET 1: 8200 E. 32ND ST. NORTH
STREET 2: SUITE 100
CITY: WICHITA
STATE: KS
ZIP: 67226
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001455495
XXXXXXXX
09-30-2013
09-30-2013
TrueNorth, Inc.
8200 E. 32ND ST. NORTH
SUITE 100
WICHITA
KS
67226
13F HOLDINGS REPORT
028-13377
N
Margaret Hornbeck
Senior Vice President and CCO
316-266-6573
Margaret Hornbeck
Wichita
KS
10-03-2013
0
160
203785
false
INFORMATION TABLE
2
tni13f093013.xml
AGCO Corp
COM
1084102
2045
33840
SH
SOLE
33210
0
630
ALPS Alerian MLP ETF
ALERIAN MLP
00162Q866
7473
424870
SH
SOLE
424520
0
350
AT&T Inc
COM
00206R102
3080
91057
SH
SOLE
91017
0
40
AbbVie Inc
COM
00287Y109
1193
26680
SH
SOLE
26680
0
0
American Express Co
COM
25816109
295
3910
SH
SOLE
3910
0
0
American Intl Group Inc
COM
26874107
1118
22995
SH
SOLE
22255
0
740
American Tower Corp
CL A
29912201
1972
26600
SH
SOLE
26070
0
530
Apple Inc
COM
37833100
1139
2389
SH
SOLE
2389
0
0
Atlas Pipeline Part LP
UNIT L P INT
49392103
430
11075
SH
SOLE
11075
0
0
Automatic Data Processing
COM
53015103
811
11205
SH
SOLE
11205
0
0
BP PLC ADR
SPONSORED ADR
55622104
855
20335
SH
SOLE
20335
0
0
Bank Of America Corporation
COM
60505104
8624
624948
SH
SOLE
622548
0
2400
iPath S&P 500 VIX Futures ETN
IPATH S&P500 VIX
06740C188
10885
740512
SH
SOLE
735582
0
4930
Baxter Intl Inc
COM
71813109
807
12290
SH
SOLE
12290
0
0
Becton Dickinson & Co
COM
75887109
852
8520
SH
SOLE
8520
0
0
Berkshire Hathaway Inc Cl B
CL B NEW
84670702
803
7072
SH
SOLE
7072
0
0
1/100 Berkshire Htwy Cl A
COM
84990175
1193
700
SH
SOLE
700
0
0
Biogen Idec Inc
COM
09062X103
2331
9680
SH
SOLE
9510
0
170
Blackrock Muni Income Tr
BRIC ETF
09248F109
150
11560
SH
SOLE
11560
0
0
Blackrock Limited Duration Inc
COM SHS
09249W101
303
17854
SH
SOLE
17854
0
0
Blackrock Munivest Fund, Inc.
COM
09253R105
149
16000
SH
SOLE
16000
0
0
Blackstone Group LP
COM UNIT LTD
09253U108
1024
41160
SH
SOLE
41160
0
0
Boardwalk Pipeline Partners LP
UT LTD PARTNER
96627104
264
8685
SH
SOLE
8685
0
0
Bristol-Myers Squibb Co
COM
110122108
242
5228
SH
SOLE
5228
0
0
Buckeye Partners LP
UNIT LTD PARTN
118230101
368
5620
SH
SOLE
5620
0
0
CSX Corp
COM
126408103
623
24220
SH
SOLE
24220
0
0
CA Technologies
COM
12673P105
953
32120
SH
SOLE
32120
0
0
Calamos Convertible & High Inc
COM SHS
12811P108
348
27810
SH
SOLE
27810
0
0
Cambrex Corp
COM
132011107
1693
128290
SH
SOLE
126670
0
1620
Celgene Corp
COM
151020104
2606
16910
SH
SOLE
16650
0
260
CenturyLink Inc
COM
156700106
1403
44695
SH
SOLE
44665
0
30
Cerner Corp
COM
156782104
1421
27050
SH
SOLE
27050
0
0
Chevron Corp New
COM
166764100
538
4426
SH
SOLE
4426
0
0
Chubb Corporation
COM
171232101
1175
13160
SH
SOLE
13160
0
0
Cognizant Technology Solutions
CL A
192446102
2248
27380
SH
SOLE
26840
0
540
Computer Sciences Corp
COM
205363104
2256
43600
SH
SOLE
42860
0
740
ConocoPhillips
COM
20825C104
2021
29068
SH
SOLE
29048
0
20
Continental Resources Inc.
COM
212015101
2219
20690
SH
SOLE
20330
0
360
Crosstex Energy LP
COM
22765U102
284
14270
SH
SOLE
14270
0
0
Cummins Inc
COM
231021106
2148
16165
SH
SOLE
15865
0
300
DCP Midstream Partners LP
COM UT LTD PTN
23311P100
308
6210
SH
SOLE
6210
0
0
Deere & Company
COM
244199105
2363
29038
SH
SOLE
28538
0
500
Eagle Rock Energy Partners
UNIT
26985R104
399
56223
SH
SOLE
56223
0
0
Eastman Chemical Co
COM
277432100
710
9115
SH
SOLE
9115
0
0
Eaton Vance Senior Income Trus
SH BEN INT
27826S103
127
18120
SH
SOLE
18120
0
0
Eaton Vance Ltd Duration
COM
27828H105
1998
127775
SH
SOLE
127575
0
200
Ebay Inc
COM
278642103
410
7350
SH
SOLE
7070
0
280
Enbridge Energy Partners LP
COM
29250R106
391
12835
SH
SOLE
12835
0
0
Energy Transfer Partners LP
UNIT LTD PARTN
29273R109
336
6460
SH
SOLE
6460
0
0
Exxon Mobil Corporation
COM
30231G102
4031
46847
SH
SOLE
46847
0
0
Family Dollar Stores Inc
COM
307000109
224
3114
SH
SOLE
3114
0
0
Federated Investors Inc Cl B
CL B
314211103
997
36720
SH
SOLE
36720
0
0
Fiduciary/Claymore MLP Opportu
COM
31647Q106
1311
53250
SH
SOLE
53250
0
0
First Tr NYSE Arca Biotech Ind
NY ARCA BIOTECH
33733E203
3009
46440
SH
SOLE
46440
0
0
First Tr Dow Jones Internet In
DJ INTERNT IDX
33733E302
3439
63950
SH
SOLE
63950
0
0
Ford Motor Company
COM PAR $0.01
345370860
205
12125
SH
SOLE
12125
0
0
Freeport-McMoRan Copper & Gold
COM
35671D857
433
13085
SH
SOLE
13085
0
0
Frontier Communications
COM
35906A108
140
33400
SH
SOLE
33400
0
0
General Electric Company
COM
369604103
402
16845
SH
SOLE
16845
0
0
Genesis Energy LP
UNIT LTD PARTN
371927104
429
8565
SH
SOLE
8565
0
0
Gladstone Commercial Corp
COM
376536108
214
11900
SH
SOLE
11900
0
0
Google Inc
CL A
38259P508
1877
2143
SH
SOLE
2113
0
30
Healthsouth Corp
COM NEW
421924309
401
11620
SH
SOLE
11620
0
0
Home Depot Inc
COM
437076102
1748
23050
SH
SOLE
22770
0
280
Honeywell Intl Inc
COM
438516106
967
11643
SH
SOLE
11643
0
0
ING Prime Rate Trust
SH BEN INT
44977W106
897
148050
SH
SOLE
148050
0
0
Inergy LP
COM
456615103
151
10930
SH
SOLE
10930
0
0
Inergy Midstream LP
U LTD PARTNERS
45671U106
217
9833
SH
SOLE
9833
0
0
Intel Corp
COM
458140100
395
17246
SH
SOLE
17246
0
0
International Business Machine
COM
459200101
1891
10214
SH
SOLE
10214
0
0
Invesco Van Kampen Senior Inco
COM
46131H107
1326
252615
SH
SOLE
252615
0
0
Invesco VK Dynamic Credit Oppo
COM
46132R104
909
70670
SH
SOLE
70670
0
0
iShares MSCI Thai Index
MSCI THAILAND
464286624
3837
51465
SH
SOLE
51043
0
422
iShares Tr DJ Sel Div Inx
DJ SEL DIV INX
464287168
286
4315
SH
SOLE
4195
0
120
iShares Core S&P 500 ETF
S&P 500 INDEX
464287200
919
5440
SH
SOLE
5440
0
0
iShares Tr MSCI Eafe Index Fd
MSCI EAFE IDX
464287465
232
3630
SH
SOLE
3630
0
0
iShares Cohen & Steer Realty M
COHEN&ST RLTY
464287564
689
8966
SH
SOLE
8734
0
232
iShares Tr Russell 3000 Index
RUSSELL 3000
464287689
3357
33192
SH
SOLE
32728
0
464
iShares Tr Barclays MBS Bond F
BARCLYS MBS BD
464288588
652
6160
SH
SOLE
6160
0
0
iShares Tr Barclays Bond
BARCLYS 1-3YR CR
464288646
251
2385
SH
SOLE
2385
0
0
iShares Tr S&P US Pfd Stk Inde
US PFD STK IDX
464288687
12045
316962
SH
SOLE
315190
0
1772
JPMorgan Chase & Co.
COM
46625H100
1307
25294
SH
SOLE
25294
0
0
JPMorgan Alerian MLP Index ETN
ALERIAN ML ETN
46625H365
3412
76496
SH
SOLE
75906
0
590
Johnson & Johnson
COM
478160104
271
3126
SH
SOLE
3126
0
0
KLA-Tencor Corp
COM
482480100
1102
18115
SH
SOLE
18115
0
0
Kansas City Southern
COM NEW
485170302
606
5540
SH
SOLE
5340
0
200
Kayne Anderson MLP Investment
COM
486606106
648
18070
SH
SOLE
18070
0
0
Kinder Morgan Mgmt LLC
SHS
49455U100
290
3872
SH
SOLE
3872
0
0
Lowes Companies Inc
COM
548661107
201
4230
SH
SOLE
4230
0
0
Markwest Energy Partners LP
UNIT LTD PARTN
570759100
290
4010
SH
SOLE
4010
0
0
Mastercard Inc
CL A
57636Q104
2108
3133
SH
SOLE
3083
0
50
McDonalds Corp
COM
580135101
977
10152
SH
SOLE
10152
0
0
Microsoft Corp
COM
594918104
1381
41486
SH
SOLE
41486
0
0
Molson Coors Brewing Co Cl B
CL B
60871R209
271
5400
SH
SOLE
5400
0
0
Natural Resource Partners LP
COM UNIT L P
63900P103
347
18205
SH
SOLE
18205
0
0
NewMarket Corporation
COM
651587107
556
1930
SH
SOLE
1870
0
60
Northern Tier Energy LP
COM UN REPR PART
665826103
283
14365
SH
SOLE
14365
0
0
Northstar Realty Fin Corp
COM
66704R100
359
38690
SH
SOLE
38690
0
0
Novartis A G Spon Adr
SPONSORED ADR
66987V109
1062
13845
SH
SOLE
13845
0
0
Nustar Energy LP
UNIT COM
67058H102
209
5220
SH
SOLE
5220
0
0
Nuveen Floating Rate Income
COM
67072T108
544
45518
SH
SOLE
45518
0
0
OGE Energy Corp Hldg Co
COM
670837103
433
12000
SH
SOLE
12000
0
0
Ocwen Financial Corp
COM NEW
675746309
776
13910
SH
SOLE
13530
0
380
Olin Corp
COM PAR $1
680665205
839
36350
SH
SOLE
36350
0
0
Panera Bread Co
CL A
69840W108
246
1551
SH
SOLE
1511
0
40
Pepsico Incorporated
COM
713448108
912
11470
SH
SOLE
11470
0
0
Pfizer Incorporated
COM
717081103
786
27361
SH
SOLE
27361
0
0
Pimco Muni Income Fd II
COM
72200W106
151
13650
SH
SOLE
13650
0
0
Pimco Floating Rate Strategy
COM
72201J104
169
16579
SH
SOLE
16579
0
0
Plains All American Pipeline L
UNIT LTD PARTN
726503105
221
4200
SH
SOLE
4200
0
0
Plum Creek Timber Co
COM
729251108
1112
23755
SH
SOLE
23755
0
0
Powershares Financial Preferre
FINL PFD PTFL
73935X229
2226
129920
SH
SOLE
129740
0
180
Powershares Hi-Yield Eq Div Ac
HI YLD EQ DVDN
73935X302
3717
336370
SH
SOLE
336030
0
340
Powershares Senior Loan Portfo
SENIOR LN PORT
73936Q769
2790
113045
SH
SOLE
112915
0
130
Procter & Gamble Co
COM
742718109
876
11594
SH
SOLE
11594
0
0
Putnam Premier Inc Tr
SH BEN INT
746853100
418
79375
SH
SOLE
79375
0
0
Qualcomm Inc
COM
747525103
1049
15575
SH
SOLE
15575
0
0
Rayonier Inc
COM
754907103
3315
59560
SH
SOLE
59500
0
60
Regency Energy Partners LP
COM UNITS L P
75885Y107
392
13705
SH
SOLE
13705
0
0
Regeneron Pharmaceuticals Inc
COM
75886F107
2106
6730
SH
SOLE
6590
0
140
Royal Dutch Shell PLC ADR A
SPON ADR A
780259206
2511
38235
SH
SOLE
38215
0
20
SPDR S&P 500
UNIT SER 1
78462F103
318
1893
SH
SOLE
1893
0
0
SPDR KBW Regional Banking ETF
KBW REGN BK ETF
78464A698
2504
70230
SH
SOLE
70230
0
0
Safeway Inc
COM NEW
786514208
880
27500
SH
SOLE
27500
0
0
SandRidge Energy Inc.
COM
80007P307
293
50000
SH
SOLE
50000
0
0
Schlumberger Ltd
COM
806857108
624
7065
SH
SOLE
7065
0
0
Schwab US LargeCap Gth ETF
US LCAP GR ETF
808524300
1426
34710
SH
SOLE
34130
0
580
Schwab US Large-Cap Val ETF
US LCAP VA ETF
808524409
2489
66741
SH
SOLE
66259
0
482
Seaboard Corp
COM
811543107
1619
589
SH
SOLE
589
0
0
SPDR Consumer Staples Select S
SBI CONS STPLS
81369Y308
212
5330
SH
SOLE
5330
0
0
Southern Copper Corp
COM
84265V105
663
24353
SH
SOLE
24353
0
0
Starbucks Corp
COM
855244109
612
7950
SH
SOLE
7570
0
380
Summit Midstream Lp
COM UNIT LTD
866142102
462
13600
SH
SOLE
13600
0
0
Sun Life Financial Inc.
COM
866796105
234
7310
SH
SOLE
7310
0
0
Sunoco Logistics Partners LP
COM UNITS
86764L108
394
5930
SH
SOLE
5930
0
0
TC Pipelines LP
UT COM LTD PRT
87233Q108
349
7170
SH
SOLE
7170
0
0
TJX Companies Inc
COM
872540109
1084
19230
SH
SOLE
19230
0
0
Targa Resources Partners LP
COM UNIT
87611X105
301
5855
SH
SOLE
5855
0
0
Target Corporation
COM
87612E106
733
11455
SH
SOLE
11455
0
0
Tesla Motors Inc
COM
88160R101
263
1360
SH
SOLE
1360
0
0
Tortoise Energy Infrastructure
COM
89147L100
688
14995
SH
SOLE
14995
0
0
Travelers Companies Inc
COM
89417E109
1313
15490
SH
SOLE
15490
0
0
Union Pacific Corp
COM
907818108
256
1645
SH
SOLE
1645
0
0
United Parcel Service Inc Cl B
CL B
911312106
988
10810
SH
SOLE
10810
0
0
United Technologies Corp
COM
913017109
1224
11349
SH
SOLE
11349
0
0
UnitedHealth Group Inc
COM
91324P102
391
5462
SH
SOLE
5462
0
0
VF Corp
COM
918204108
1113
5590
SH
SOLE
5590
0
0
Valeant Pharmaceuticals Intl
COM
91911K102
1023
9810
SH
SOLE
9410
0
400
Valmont Inds Inc
COM
920253101
1741
12530
SH
SOLE
12290
0
240
Vanguard Health Care ETF
HEALTH CAR ETF
92204A504
3321
35655
SH
SOLE
35655
0
0
Vanguard All-World Ex-US ETF
ALLWRLD EX US
922042775
671
13800
SH
SOLE
13800
0
0
Verizon Communications Inc
COM
92343V104
1806
38702
SH
SOLE
38672
0
30
Viacom Inc Cl B
CL B
92553P201
372
4455
SH
SOLE
4455
0
0
Vodafone Group PLC
SPONS ADR NEW
92857W209
2185
62106
SH
SOLE
62056
0
50
Wells Fargo & Co
COM
949746101
716
17330
SH
SOLE
17330
0
0
Wells Fargo Advantage Multi-Se
COM SHS
94987D101
159
11250
SH
SOLE
11250
0
0
Westar Energy, Inc.
COM
95709T100
1087
35450
SH
SOLE
35450
0
0
Western Asset/Claymore Inflati
COM
95766R104
648
55850
SH
SOLE
55850
0
0
Western Union Company
COM
959802109
522
27990
SH
SOLE
27990
0
0
Windstream Holdings, Inc.
COM
97381W104
1567
196065
SH
SOLE
196065
0
0