0001455495-14-000007.txt : 20141016 0001455495-14-000007.hdr.sgml : 20141016 20141016131136 ACCESSION NUMBER: 0001455495-14-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141016 DATE AS OF CHANGE: 20141016 EFFECTIVENESS DATE: 20141016 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TrueNorth, Inc. CENTRAL INDEX KEY: 0001455495 IRS NUMBER: 481233289 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13377 FILM NUMBER: 141159324 BUSINESS ADDRESS: STREET 1: 8200 E. 32ND ST. NORTH STREET 2: SUITE 100 CITY: WICHITA STATE: KS ZIP: 67226 BUSINESS PHONE: 316-266-6574 MAIL ADDRESS: STREET 1: 8200 E. 32ND ST. NORTH STREET 2: SUITE 100 CITY: WICHITA STATE: KS ZIP: 67226 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001455495 XXXXXXXX 09-30-2014 09-30-2014 TrueNorth, Inc.

8200 E. 32ND ST. NORTH SUITE 100 WICHITA KS 67226

13F HOLDINGS REPORT 028-13377 N Margaret Hornbeck 316-266-6573 Margaret Hornbeck Wichita KS 10-16-2014 0 161 211848 false INFORMATION TABLE 2 tni13f093014.xml 13F REPORT FOR PERIOD ENDING 093014 Onebeacon Insurance Group-A CL A G67742109 183 11880 SH SOLE 11880 0 0 TE Connectivity Ltd F REG SHS H84989104 2454 44380 SH SOLE 43640 0 740 AGCO Corp COM 1084102 1995 43890 SH SOLE 43080 0 810 ALPS Alerian MLP ETF ALERIAN MLP 00162Q866 5670 295795 SH SOLE 295795 0 0 AT&T Inc COM 00206R102 2814 79857 SH SOLE 79817 0 40 AbbVie Inc COM 00287Y109 1046 18111 SH SOLE 18111 0 0 American Express Co COM 25816109 333 3800 SH SOLE 3800 0 0 American Intl Group Inc COM 26874107 2246 41570 SH SOLE 40830 0 740 American Midstream Partners LP COM UNITS 02752P100 335 11515 SH SOLE 11055 0 460 Apollo Investment Corp COM 03761U106 542 66360 SH SOLE 66360 0 0 Apple Inc COM 37833100 1655 16422 SH SOLE 16422 0 0 Ares Capital Corp COM 04010L103 507 31400 SH SOLE 31400 0 0 Atlas Pipeline Part LP UNIT L P INT 49392103 633 17350 SH SOLE 16950 0 400 BP PLC ADR SPONSORED ADR 55622104 842 19155 SH SOLE 19155 0 0 Bank Of America Corporation COM 60505104 11065 648962 SH SOLE 622047 0 26915 Baxter Intl Inc COM 71813109 779 10860 SH SOLE 10860 0 0 Becton Dickinson & Co COM 75887109 867 7620 SH SOLE 7620 0 0 Berkshire Hathaway Inc Cl B CL B NEW 84670702 993 7186 SH SOLE 7186 0 0 1/100 Berkshire Htwy Cl A COM 84990175 1655 800 SH SOLE 800 0 0 Blackrock Limited Duration Inc COM SHS 09249W101 578 35754 SH SOLE 35754 0 0 Blkrck Floatng Rate Incm A COM 09255X100 146 10384 SH SOLE 10384 0 0 Bristol-Myers Squibb Co COM 110122108 268 5228 SH SOLE 5228 0 0 Buckeye Partners LP UNIT LTD PARTN 118230101 708 8890 SH SOLE 8710 0 180 CSX Corp COM 126408103 748 23340 SH SOLE 23340 0 0 CVS Caremark Corporation COM 126650100 382 4800 SH SOLE 4800 0 0 CA Technologies COM 12673P105 1097 39250 SH SOLE 39250 0 0 Cambrex Corp COM 132011107 2238 119820 SH SOLE 118200 0 1620 Celgene Corp COM 151020104 3432 36213 SH SOLE 35693 0 520 CenturyLink Inc COM 156700106 1594 38985 SH SOLE 38955 0 30 Cerner Corp COM 156782104 2951 49530 SH SOLE 48780 0 750 Chevron Corp New COM 166764100 1158 9706 SH SOLE 9706 0 0 Chubb Corporation COM 171232101 1047 11490 SH SOLE 11490 0 0 Guggenheim ETF Trust GUGG TIMBER ETF 18383Q879 221 9400 SH SOLE 9400 0 0 Cognizant Technology Solutions CL A 192446102 2746 61325 SH SOLE 60245 0 1080 Computer Sciences Corp COM 205363104 2873 46980 SH SOLE 46240 0 740 ConocoPhillips COM 20825C104 1552 20288 SH SOLE 20268 0 20 Continental Resources Inc. COM 212015101 3023 45470 SH SOLE 44750 0 720 Crestwood Midstream Partners L UNIT LTD PARTNER 226378107 526 23193 SH SOLE 22573 0 620 Cummins Inc COM 231021106 2477 18770 SH SOLE 18470 0 300 DCP Midstream Partners LP COM UT LTD PTN 23311P100 430 7900 SH SOLE 7650 0 250 Deere & Company COM 244199105 250 3048 SH SOLE 3048 0 0 Discover Financial Services COM 254709108 274 4250 SH SOLE 4250 0 0 Eagle Rock Energy Partners UNIT 26985R104 190 53253 SH SOLE 53253 0 0 Eastman Chemical Co COM 277432100 686 8485 SH SOLE 8485 0 0 Eaton Vance Ltd Duration COM 27828H105 1695 116265 SH SOLE 116065 0 200 Ebay Inc COM 278642103 388 6850 SH SOLE 6570 0 280 Enbridge Energy Partners LP COM 29250R106 591 15225 SH SOLE 14845 0 380 Energy Transfer Partners LP UNIT LTD PARTN 29273R109 504 7875 SH SOLE 7635 0 240 Enlink Midstream Partners LP COM UNIT REP LTD 29336U107 402 13210 SH SOLE 13210 0 0 Exterran Partners LP COM UNITS 30225N105 420 14320 SH SOLE 13850 0 470 Exxon Mobil Corporation COM 30231G102 4235 45034 SH SOLE 45034 0 0 Facebook Inc CL A 30303M102 3334 42180 SH SOLE 41460 0 720 Family Dollar Stores Inc COM 307000109 241 3114 SH SOLE 3114 0 0 Fiduciary/Claymore MLP Opportu COM 31647Q106 3681 129800 SH SOLE 129710 0 90 Fifth Street Finance Cp COM 31678A103 521 56800 SH SOLE 56800 0 0 First Tr Dow Jones Internet In DJ INTERNT IDX 33733E302 5242 86080 SH SOLE 86080 0 0 First Tr Consumer Discretionar CONSUMR DISCRE 33734X101 2303 71050 SH SOLE 71050 0 0 First Tr Indust/Producer Dur A INDLS PROD DUR 33734X150 2625 89380 SH SOLE 89380 0 0 Freeport-McMoRan Copper & Gold COM 35671D857 414 12675 SH SOLE 12675 0 0 Frontier Communications COM 35906A108 217 33400 SH SOLE 33400 0 0 General Electric Company COM 369604103 727 28362 SH SOLE 28362 0 0 Genesis Energy LP UNIT LTD PARTN 371927104 430 8170 SH SOLE 8170 0 0 GlaxoSmithKline plc SPONSORED ADR 37733W105 548 11920 SH SOLE 11920 0 0 Global Partners LP COM UNITS 37946R109 270 6480 SH SOLE 6130 0 350 Google Inc Cl A CL A 38259P508 1560 2651 SH SOLE 2621 0 30 Google Inc Cl C Non Voting Sh CL C 38259P706 1342 2325 SH SOLE 2295 0 30 Healthsouth Corp COM NEW 421924309 411 11130 SH SOLE 11130 0 0 Home Depot Inc COM 437076102 3054 33290 SH SOLE 32710 0 580 Honeywell Intl Inc COM 438516106 1053 11313 SH SOLE 11313 0 0 International Business Machine COM 459200101 1828 9629 SH SOLE 9629 0 0 Invesco Van Kampen Senior Inco COM 46131H107 1105 232620 SH SOLE 232620 0 0 Invesco VK Dynamic Credit Oppo COM 46132R104 873 70670 SH SOLE 70670 0 0 iShares Tr DJ Sel Div Inx DJ SEL DIV INX 464287168 275 3720 SH SOLE 3600 0 120 iShares Core S&P 500 ETF S&P 500 INDEX 464287200 1240 6252 SH SOLE 6252 0 0 iShares Cohen & Steer Realty M COHEN&ST RLTY 464287564 794 9399 SH SOLE 8595 0 804 iShares Tr Russell 3000 Index RUSSELL 3000 464287689 3304 28289 SH SOLE 27547 0 742 iShares Tr Barclays MBS Bond F BARCLYS MBS BD 464288588 666 6160 SH SOLE 6160 0 0 iShares Tr Barclays Bond BARCLYS 1-3YR CR 464288646 251 2385 SH SOLE 2385 0 0 iShares Tr S&P US Pfd Stk Inde US PFD STK IDX 464288687 13231 334784 SH SOLE 333037 0 1747 Ishares Tr High Dividend ETF HIGH DIVIDND ETF 46429B663 433 5760 SH SOLE 5760 0 0 JPMorgan Chase & Co. COM 46625H100 1374 22804 SH SOLE 22804 0 0 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 4765 89766 SH SOLE 89106 0 660 Johnson & Johnson COM 478160104 333 3126 SH SOLE 3126 0 0 KLA-Tencor Corp COM 482480100 1055 13390 SH SOLE 13390 0 0 Kayne Anderson MLP COM 486606106 1863 45623 SH SOLE 45543 0 80 Kimco Realty Corp COM 49446R109 625 28540 SH SOLE 28540 0 0 Lowes Companies Inc COM 548661107 218 4110 SH SOLE 4110 0 0 Main Street Capital Corp COM 56035L104 525 17130 SH SOLE 17130 0 0 Markwest Energy Partners LP UNIT LTD PARTN 570759100 301 3920 SH SOLE 3920 0 0 Mastercard Inc CL A 57636Q104 2654 35900 SH SOLE 35400 0 500 McDonalds Corp COM 580135101 807 8517 SH SOLE 8517 0 0 Medicines Company COM 584688105 2396 107360 SH SOLE 105570 0 1790 Microsoft Corp COM 594918104 1831 39496 SH SOLE 39496 0 0 Molson Coors Brewing Co Cl B CL B 60871R209 371 4990 SH SOLE 4990 0 0 Mondelez Intl Inc Cl A CL A 609207105 585 17065 SH SOLE 17065 0 0 Natural Resource Partners LP COM UNIT L P 63900P103 199 15268 SH SOLE 15268 0 0 Niska Gas Storage Ptnrs UNIT LTD LIABI 654678101 149 11910 SH SOLE 10950 0 960 Northern Tier Energy LP COM UN REPR PART 665826103 202 8640 SH SOLE 8640 0 0 Northstar Realty Fin Corp COM 66704R100 197 11145 SH SOLE 11145 0 0 Novartis A G Spon Adr SPONSORED ADR 66987V109 949 10085 SH SOLE 10085 0 0 Nuveen Floating Rate Income COM 67072T108 524 46398 SH SOLE 46398 0 0 OGE Energy Corp Hldg Co COM 670837103 445 12000 SH SOLE 12000 0 0 Occidental Petroleum Corp. COM 674599105 433 4501 SH SOLE 4501 0 0 Olin Corp COM PAR $1 680665205 498 19730 SH SOLE 19730 0 0 Pepsico Inc COM 713448108 1000 10740 SH SOLE 10740 0 0 Pfizer Incorporated COM 717081103 787 26621 SH SOLE 26621 0 0 Pimco Floating Rate Strategy COM 72201J104 343 32600 SH SOLE 32600 0 0 Plum Creek Timber Co COM 729251108 436 11184 SH SOLE 11184 0 0 Powershares Financial Preferre FINL PFD PTFL 73935X229 5204 288950 SH SOLE 288660 0 290 Powershares Hi-Yld Equity Divd HI YLD EQ DVDN 73935X302 522 41960 SH SOLE 41960 0 0 Powershares Senior Loan Portfo SENIOR LN PORT 73936Q769 3087 127155 SH SOLE 127025 0 130 Procter & Gamble Co COM 742718109 1124 13417 SH SOLE 13417 0 0 Prospect Capital Corp COM 74348T102 505 50970 SH SOLE 50970 0 0 Putnam Premier Inc Tr SH BEN INT 746853100 435 79375 SH SOLE 79375 0 0 Qualcomm Inc COM 747525103 1140 15245 SH SOLE 15245 0 0 Rayonier Inc COM 754907103 1810 58140 SH SOLE 58080 0 60 Rayonier Advanced Materials In COM 75508B104 238 7244 SH SOLE 7244 0 0 Regency Energy Partners LP COM UNITS L P 75885Y107 703 21536 SH SOLE 21096 0 440 Regeneron Pharmaceuticals Inc COM 75886F107 3034 8415 SH SOLE 8275 0 140 Royal Dutch Shell PLC ADR A SPON ADR A 780259206 2720 35725 SH SOLE 35705 0 20 SandRidge Energy Inc. COM 80007P307 215 50000 SH SOLE 50000 0 0 Schlumberger Ltd COM 806857108 718 7065 SH SOLE 7065 0 0 Schwab US Broad Market ETF US BRD MKT ETF 808524102 301 6333 SH SOLE 6280 0 53 Schwab US LargeCap Gth ETF US LCAP GR ETF 808524300 1767 35922 SH SOLE 32873 0 3049 Schwab US Large-Cap Val ETF US LCAP VA ETF 808524409 2421 56771 SH SOLE 56528 0 243 Seaboard Corp COM 811543107 1351 505 SH SOLE 500 0 5 Smith & Wesson Hldg Corp COM 831756101 236 25000 SH SOLE 25000 0 0 SPDR S&P 500 UNIT SER 1 78462F103 373 1893 SH SOLE 1893 0 0 SPDR DJ International Real Est DJ INTL RL ETF 78463X863 806 19460 SH SOLE 19430 0 30 SPDR KBW Regional Banking ETF KBW REGN BK ETF 78464A698 2643 69800 SH SOLE 69800 0 0 SPDR Consumer Staples Select S SBI CONS STPLS 81369Y308 298 6600 SH SOLE 6600 0 0 Suburban Propane Partners LP UNIT LTD PARTN 864482104 214 4794 SH SOLE 4484 0 310 Summit Midstream Lp COM UNIT LTD 866142102 654 12850 SH SOLE 12850 0 0 Sun Life Financial Inc. COM 866796105 407 11230 SH SOLE 11230 0 0 Sunoco Logistics Partners LP COM UNITS 86764L108 536 11100 SH SOLE 11100 0 0 TC Pipelines LP UT COM LTD PRT 87233Q108 345 5100 SH SOLE 5100 0 0 Targa Resources Partners LP COM UNIT 87611X105 419 5785 SH SOLE 5785 0 0 Tesla Motors Inc COM 88160R101 330 1360 SH SOLE 1360 0 0 Tortoise Energy Infrastructure COM 89147L100 976 20295 SH SOLE 20295 0 0 Travelers Companies Inc COM 89417E109 1415 15060 SH SOLE 15060 0 0 Union Pacific Corp COM 907818108 348 3210 SH SOLE 3210 0 0 United Parcel Service Inc Cl B CL B 911312106 685 6970 SH SOLE 6970 0 0 United Technologies Corp COM 913017109 1101 10429 SH SOLE 10429 0 0 UnitedHealth Group Inc COM 91324P102 520 6032 SH SOLE 6032 0 0 VF Corp COM 918204108 1341 20310 SH SOLE 20310 0 0 Valeant Pharmaceuticals Intl COM 91911K102 1207 9200 SH SOLE 8800 0 400 Valmont Inds Inc COM 920253101 1955 14490 SH SOLE 14250 0 240 Vanguard Health Care ETF HEALTH CAR ETF 92204A504 3922 33525 SH SOLE 33525 0 0 Vanguard All-World Ex-US ETF ALLWRLD EX US 922042775 680 13800 SH SOLE 13800 0 0 Verizon Communications Inc COM 92343V104 2034 40695 SH SOLE 40652 0 43 Viacom Inc Cl B CL B 92553P201 351 4565 SH SOLE 4565 0 0 Vodafone Group PLC SPONS ADR NEW 92857W209 820 24936 SH SOLE 24909 0 27 VOYA Prime Rate Trust SH BEN INT 92913A100 814 148050 SH SOLE 148050 0 0 Wells Fargo & Co COM 949746101 934 18000 SH SOLE 18000 0 0 Westar Energy, Inc. COM 95709T100 1307 38300 SH SOLE 38300 0 0 Western Asset/Claymore Inflati COM 95766R104 662 57080 SH SOLE 57080 0 0 Western Union Company COM 959802109 368 22920 SH SOLE 22920 0 0 Whirlpool Corp COM 963320106 208 1430 SH SOLE 1430 0 0 Williams Sonoma Inc COM 969904101 232 3490 SH SOLE 3490 0 0 Windstream Holdings, Inc. COM 97381W104 810 75105 SH SOLE 75105 0 0 Wisdomtree Emerging Mkts ETF EM LCL DEBT FD 97717X867 323 7250 SH SOLE 7250 0 0