-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LWhVOdd7dsw+OklRAKPjHsySMJRvJMMoVK2H++BnKhj0EREvHKfyEVH2ILfxTdrW /53apo7xm80/A7x9AO2dIA== 0001144204-11-007873.txt : 20110211 0001144204-11-007873.hdr.sgml : 20110211 20110211172800 ACCESSION NUMBER: 0001144204-11-007873 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: First Savings Financial Group Inc CENTRAL INDEX KEY: 0001435508 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84392 FILM NUMBER: 11600677 BUSINESS ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 BUSINESS PHONE: 812-283-0724 MAIL ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: First Savings Bank FSB Employee Stock Ownership Plan Trust CENTRAL INDEX KEY: 0001455456 IRS NUMBER: 000000000 STATE OF INCORPORATION: IN FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 BUSINESS PHONE: 812-283-0724 MAIL ADDRESS: STREET 1: 501 EAST LEWIS & CLARK PARKWAY CITY: CLARKSVILLE STATE: IN ZIP: 47129 SC 13G/A 1 v210790_sc13ga.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.  20549




SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 2)*


First Savings Financial Group, Inc.
(Name of Issuer)

Common Stock, par value $0.01 per share
(Title of Class of Securities)


33621E 109
(CUSIP Number)


December 31, 2010
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x  Rule 13d-1(b)

o  Rule 13d-1(c)

o  Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934  ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 33621E 109
 
 
1.
 
NAMES OF REPORTING PERSONS.
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY).
 
First Savings Bank, F.S.B. Employee Stock Ownership Plan Trust
 
  
 
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)  □
(b) □
  
 
3.
 
SEC USE ONLY
 
 
 
  
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Indiana
  
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
5.
 
SOLE VOTING POWER
145,225
 
  
 
6.
 
SHARED VOTING POWER
57,437
 
  
 
7.
 
SOLE DISPOSITIVE POWER
202,662
 
  
 
8.
 
SHARED DISPOSITIVE POWER
0
 
  
 
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
202,662
 
  
 
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES  □
(SEE INSTRUCTIONS)
 
 
  
 
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.6% of 2,368,945 shares of Common Stock outstanding as of December 31, 2010.
 
  
 
12.
 
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
EP
  

 
FIRST SAVINGS BANK, F.S.B. EMPLOYEE STOCK OWNERSHIP PLAN TRUST
EMPLOYEE STOCK OWNERSHIP PLAN

SCHEDULE 13G
 
Item 1.
      
       
 
(a)
 Name of Issuer:
       
    First Savings Financial Group, Inc.
       
 
(b)
 Address of Issuer's Principal Executive Offices:
       
    501 East Lewis & Clark Parkway
    Clarksville, Indiana  47129
Item 2.
      
       
 
(a)
 Name of Person Filing:
       
    First Savings Bank, F.S.B.
    Employee Stock Ownership Plan Trust
       
 
Trustee:
First Bankers Trust Services, Inc.
     
2321 Kochs Lane
     
P.O. Box 4005
     
Quincy, Illinois 62305
       
 
(b)
 Address of Principal Business Office or, if none, Residence:
       
    501 East Lewis & Clark Parkway
    Clarksville, Indiana  47129
       
 
(c)
 Citizenship
       
    See Page 2, Item 4.
       
 
(d)
 Title of Class of Securities:
       
    Common Stock, par value $0.01 per share
       
 
(e)
 CUSIP Number:
       
 
See Page 1.
 

Item 3.
If this statement is filed pursuant to § 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
(f) [x]
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).

Item 4.
Ownership.

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount beneficially owned: See Page 2, Item 9.

 
(b)
Percent of class: See Page 2, Item 11.

 
(c)
Number of shares as to which the person has:

 
(i)
Sole power to vote or to direct the vote:
See Page 2, Item 5.

 
(ii)
Shared power to vote or to direct the vote:
See Page 2, Item 6.

 
(iii)
Sole power to dispose or to direct the disposition of:
See Page 2, Item 7.
     
 
(iv)
Shared power to dispose or to direct the disposition of:
See Page 2, Item 8.
   
Item 5.
Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following □.

Item 6.
Ownership of More than Five Percent on Behalf of Another Person.

N/A




Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

N/A

Item 8.
Identification and Classification of Members of the Group.

N/A

Item 9.
Notice of Dissolution of Group.

N/A
 
Item 10. 
Certification.
   
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 
 
SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 9, 2011
____________________________________________
Date


/s/ Linda J. Shultz
Signature

First Bankers Trust Services, Inc., as Trustee
By:  Linda J. Shultz, Trust Officer
____________________________________________
Name/Title



 
 
 

 
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