0001085146-14-000734.txt : 20140214
0001085146-14-000734.hdr.sgml : 20140214
20140214172000
ACCESSION NUMBER: 0001085146-14-000734
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tricadia Capital Management, LLC
CENTRAL INDEX KEY: 0001455452
IRS NUMBER: 202605420
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13382
FILM NUMBER: 14619227
BUSINESS ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 646-388-5900
MAIL ADDRESS:
STREET 1: 780 THIRD AVENUE
STREET 2: 29TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001455452
XXXXXXXX
12-31-2013
12-31-2013
false
Tricadia Capital Management, LLC
780 Third Avenue
29th Floor
New York
NY
10017
13F HOLDINGS REPORT
028-13382
N
Mike Khorrami
Chief Operating Officer
212-758-8709
/s/Mike Khorrami
New York
NY
02-14-2014
0
27
336419
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ADVANCED EMISSIONS SOLUTS IN
COM
00770C101
13907
256436
SH
DFND
256436
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
16847
330000
SH
DFND
330000
0
0
APPLE INC
COM
037833100
4
39000
SH
Call
DFND
39000
0
0
CENTRAL EUROPEAN MEDIA ENTRP
CL A NEW
G20045202
1478
385000
SH
DFND
385000
0
0
CENTRAL PAC FINL CORP
COM NEW
154760409
8801
438289
SH
DFND
438289
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
32340
750000
SH
DFND
750000
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
19
750000
SH
Put
DFND
750000
0
0
CHIMERA INVT CORP
COM
16934Q109
31638
10205884
SH
DFND
10205884
0
0
CITIGROUP INC
COM NEW
172967424
1687
32383
SH
DFND
32383
0
0
CITIGROUP INC
COM NEW
172967424
172
10000
SH
Call
DFND
10000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
24303
345313
SH
DFND
345313
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
30065
500000
SH
DFND
500000
0
0
DISH NETWORK CORP
CL A
25470M109
8688
150000
SH
DFND
150000
0
0
EASTMAN KODAK CO
*W EXP 09/03/201
277461133
630
31954
SH
DFND
31954
0
0
EASTMAN KODAK CO
*W EXP 09/03/201
277461141
589
31954
SH
DFND
31954
0
0
EASTMAN KODAK CO
COM NEW
277461406
37362
1127296
SH
DFND
1127296
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
11424
740400
SH
DFND
740400
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
514
961600
SH
Call
DFND
961600
0
0
FORTRESS INVESTMENT GROUP LL
CL A
34958B106
42691
4987282
SH
DFND
4987282
0
0
GENERAL MTRS CO
COM
37045V100
3747
91675
SH
DFND
91675
0
0
GENERAL MTRS CO
COM
37045V100
3264
366700
SH
Call
DFND
366700
0
0
NATIONAL BK HLDGS CORP
CL A
633707104
6078
284000
SH
DFND
284000
0
0
NAVISTAR INTL CORP NEW
COM
63934E108
5
100000
SH
Put
DFND
100000
0
0
PENNEY J C INC
COM
708160106
3
650000
SH
Call
DFND
650000
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
29904
812155
SH
DFND
812155
0
0
TIME WARNER CABLE INC
COM
88732J207
14905
110000
SH
DFND
110000
0
0
VISTEON CORP
COM NEW
92839U206
15354
187500
SH
DFND
187500
0
0