-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BK3xpA1pIJazTDWMLgAH5VfQUC0PkIw9KUSeBQPUaz7FrxkSg4vOm1pgNIB1N3fw oCDSSBgzq52am5wM25Wi2g== 0001085146-11-000405.txt : 20110228 0001085146-11-000405.hdr.sgml : 20110228 20110228114952 ACCESSION NUMBER: 0001085146-11-000405 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110228 DATE AS OF CHANGE: 20110228 EFFECTIVENESS DATE: 20110228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Tricadia Capital Management, LLC CENTRAL INDEX KEY: 0001455452 IRS NUMBER: 202605420 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13382 FILM NUMBER: 11644096 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 646-388-5900 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 tricadia4q10.txt TRICADIA CAPITAL MANAGEMENT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tricadia Capital Management, LLC Address: 780 Third Avenue 29th Floor New York, New York 10017 13F File Number: 28-13382 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tucker Goodrich Title: Managing Director Phone: 914-798-4214 Signature, Place, and Date of Signing: /s/ Tucker Goodrich Harrison, New York February 24, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 24 Form13F Information Table Value Total: $166,159 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 28-11231 Mariner Investment Group, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- BANK OF AMERICA CORPORATION COM 060505104 3335 250000 SH DEFINED 0 250000 0 BARCLAYS BK PLC IPTH S&P VIX NEW 06740C261 15 19500 SH PUT DEFINED 0 19500 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 3892 115000 SH DEFINED 0 115000 0 CHEMTURA CORP COM NEW 163893209 34896 2183755 SH DEFINED 0 2183755 0 CITIGROUP INC COM 172967101 4730 1000000 SH DEFINED 0 1000000 0 HSBC HLDGS PLC SPON ADR NEW 404280406 5104 100000 SH DEFINED 0 100000 0 INTEL CORP COM 458140100 6309 300000 SH DEFINED 0 300000 0 ISHARES TR FTSE XNHUA IDX 464287184 1232 28600 SH DEFINED 0 28600 0 ISHARES TR FTSE XNHUA IDX 464287184 195 150000 SH PUT DEFINED 0 150000 0 JPMORGAN CHASE & CO COM 46625H100 4242 100000 SH DEFINED 0 100000 0 MACYS INC COM 55616P104 7590 300000 SH DEFINED 0 300000 0 MADISON SQUARE GARDEN INC CL A 55826P100 5945 230605 SH DEFINED 0 230605 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 223 80000 SH PUT DEFINED 0 80000 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 166 71000 SH CALL DEFINED 0 71000 0 MORGAN STANLEY COM NEW 617446448 5442 200000 SH DEFINED 0 200000 0 PREMIER EXIBITIONS INC COM 74051E102 1279 649119 SH DEFINED 0 649119 0 PREMIER EXIBITIONS INC COM 74051E102 199 101167 SH DEFINED 1 101167 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 3869 473000 SH DEFINED 0 473000 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 63594 1169003 SH DEFINED 0 1169003 0 SPDR GOLD TRUST GOLD SHS 78463V107 243 62000 SH CALL DEFINED 0 62000 0 SPDR GOLD TRUST GOLD SHS 78463V107 2603 18768 SH DEFINED 0 18768 0 TIME WARNER CABLE INC COM 88732J207 6603 100000 SH DEFINED 0 100000 0 WET SEAL INC CL A 961840105 4441 1200300 SH DEFINED 0 1200300 0 YAHOO INC COM 984332106 12 100000 SH CALL DEFINED 0 100000 0
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