0001850079-22-000050.txt : 20220613 0001850079-22-000050.hdr.sgml : 20220613 20220613181014 ACCESSION NUMBER: 0001850079-22-000050 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220609 FILED AS OF DATE: 20220613 DATE AS OF CHANGE: 20220613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Witney Frank CENTRAL INDEX KEY: 0001455312 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40497 FILM NUMBER: 221012865 MAIL ADDRESS: STREET 1: 940 WINTER STREET STREET 2: C/O PERKINELMER CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Codex DNA, Inc. CENTRAL INDEX KEY: 0001850079 STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826] IRS NUMBER: 451216839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9535 WAPLES STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-228-4115 MAIL ADDRESS: STREET 1: 9535 WAPLES STREET STREET 2: SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 wf-form4_165515818891627.xml FORM 4 X0306 4 2022-06-09 0 0001850079 Codex DNA, Inc. DNAY 0001455312 Witney Frank C/O CODEX DNA, INC. 9535 WAPLES STREET, SUITE 100 SAN DIEGO CA 92121 1 0 0 0 Common Stock 2022-06-09 4 A 0 20630 0 A 20630 D Stock Option (right to buy) 3.49 2022-06-09 4 A 0 30945 0 A 2032-06-09 Common Stock 30945.0 30945 D These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Codex DNA, Inc.'s (the "Issuer") Common Stock. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Sock Incentive Plan) through each such date, one hundred percent (100%) of the RSUs shall vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the day prior to the date of the annual meeting of the Issuer's shareholders next following the Grant Date. "Grant Date" shall mean June 9, 2022. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Sock Incentive Plan) through each such date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the day prior to the date of the annual meeting of the Issuer's shareholders next following the Grant Date. "Grant Date" shall mean June 9, 2022. /s/ Jennifer McNealey, as Attorney-in-Fact 2022-06-13