0001850079-22-000050.txt : 20220613
0001850079-22-000050.hdr.sgml : 20220613
20220613181014
ACCESSION NUMBER: 0001850079-22-000050
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220609
FILED AS OF DATE: 20220613
DATE AS OF CHANGE: 20220613
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Witney Frank
CENTRAL INDEX KEY: 0001455312
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-40497
FILM NUMBER: 221012865
MAIL ADDRESS:
STREET 1: 940 WINTER STREET
STREET 2: C/O PERKINELMER
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Codex DNA, Inc.
CENTRAL INDEX KEY: 0001850079
STANDARD INDUSTRIAL CLASSIFICATION: LABORATORY ANALYTICAL INSTRUMENTS [3826]
IRS NUMBER: 451216839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9535 WAPLES STREET
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 858-228-4115
MAIL ADDRESS:
STREET 1: 9535 WAPLES STREET
STREET 2: SUITE 100
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
wf-form4_165515818891627.xml
FORM 4
X0306
4
2022-06-09
0
0001850079
Codex DNA, Inc.
DNAY
0001455312
Witney Frank
C/O CODEX DNA, INC.
9535 WAPLES STREET, SUITE 100
SAN DIEGO
CA
92121
1
0
0
0
Common Stock
2022-06-09
4
A
0
20630
0
A
20630
D
Stock Option (right to buy)
3.49
2022-06-09
4
A
0
30945
0
A
2032-06-09
Common Stock
30945.0
30945
D
These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Codex DNA, Inc.'s (the "Issuer") Common Stock. Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Sock Incentive Plan) through each such date, one hundred percent (100%) of the RSUs shall vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the day prior to the date of the annual meeting of the Issuer's shareholders next following the Grant Date. "Grant Date" shall mean June 9, 2022.
Subject to the Reporting Person's continuing as a Service Provider (as defined in the Issuer's 2021 Sock Incentive Plan) through each such date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the Grant Date or (ii) the day prior to the date of the annual meeting of the Issuer's shareholders next following the Grant Date. "Grant Date" shall mean June 9, 2022.
/s/ Jennifer McNealey, as Attorney-in-Fact
2022-06-13