0001193805-11-002178.txt : 20111114 0001193805-11-002178.hdr.sgml : 20111111 20111114105356 ACCESSION NUMBER: 0001193805-11-002178 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NOMURA ASSET MANAGEMENT SINGAPORE Ltd CENTRAL INDEX KEY: 0001455301 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13391 FILM NUMBER: 111199001 BUSINESS ADDRESS: STREET 1: 6 BATTERY ROAD STREET 2: #34-02 CITY: SINGAPORE STATE: U0 ZIP: 049909 BUSINESS PHONE: 65-6420-1788 MAIL ADDRESS: STREET 1: 6 BATTERY ROAD STREET 2: #34-02 CITY: SINGAPORE STATE: U0 ZIP: 049909 13F-HR 1 e609063_13fhr-namsingapore.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management Singapore Limited Address: 6 Battery Road, #34-02 Singapore, 049909 13F FILE NUMBER: 028-13391 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Yoshimi Masuda Title: Senior Manager / Head of Compliance Phone: 65 6420 1792 Signature, Place, and Date of Signing: /s/ Yoshimi Masuda ------------------ Yoshimi Masuda, Singapore, November 14, 2011 "Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company of certain operating subsidiaries, some of which are or may be institutional investment managers for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules promulgated thereunder. Based upon its parent relationship, NAM Tokyo may be deemed to have investment discretion with respect to positions in Section 13(f) securities held by its operating subsidiaries, including, among others, Nomura Asset Management U.K. Limited ("NAM UK"). The Section 13(f) securities positions of the following operating subsidiaries of NAM Tokyo, which each exceed the $100 million filing threshold, are not included in the Form 13F filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each of these entities: (i) Nomura Asset Management Singapore Limited ("NAM Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK"). ================================================================================ Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 135 Form 13F Information Table Value Total: 369,270 (thousands) List of Other Included Managers: None
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 2,214 43,300 SH SOLE 34,900 8,400 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2,803 53,200 SH SOLE 36,000 17,200 AES CORP COM 00130H105 590 60,400 SH SOLE NONE AFLAC INC COM 001055102 133 3,800 SH SOLE NONE AGCO CORP COM 001084102 2,351 68,000 SH SOLE 68,000 AGILENT TECHNOLOGIES INC COM 00846U101 566 18,100 SH SOLE NONE AIRGAS INC COM 009363102 236 3,700 SH SOLE NONE AKAMAI TECHNOLOGIES INC COM 00971T101 4,123 207,400 SH SOLE 147,400 60,000 ALLERGAN INC COM 018490102 4,910 59,600 SH SOLE 34,900 24,700 AMAZON COM INC COM 023135106 887 4,100 SH SOLE NONE AMERICAN EXPRESS CO COM 025816109 1,776 39,550 SH SOLE NONE AMGEN INC COM 031162100 2,594 47,200 SH SOLE 33,300 13,900 AMPHENOL CORP NEW CL A 032095101 4,562 111,900 SH SOLE 79,900 32,000 APACHE CORP COM 037411105 4,806 59,900 SH SOLE 37,000 22,900 APPLE INC COM 037833100 5,032 13,200 SH SOLE NONE AT&T INC COM 00206R102 2,032 71,250 SH SOLE NONE BAIDU INC SPON ADR REP A 056752108 855 8,000 SH SOLE NONE BAKER HUGHES INC COM 057224107 1,976 42,800 SH SOLE 34,800 8,000 BANK OF AMERICA CORPORATION COM 060505104 887 144,967 SH SOLE NONE BRISTOL MYERS SQUIBB CO COM 110122108 4,327 137,900 SH SOLE 105,900 32,000 BROADCOM CORP CL A 111320107 3,326 99,900 SH SOLE 62,900 37,000 CA INC COM 12673P105 2,863 147,500 SH SOLE 94,100 53,400 CARDINAL HEALTH INC COM 14149Y108 574 13,700 SH SOLE NONE CARNIVAL CORP PAIRED CTF 143658300 248 8,200 SH SOLE NONE CELGENE CORP COM 151020104 2,588 41,800 SH SOLE 41,800 CERNER CORP COM 156782104 3,508 51,200 SH SOLE 23,800 27,400 CHESAPEAKE ENERGY CORP COM 165167107 723 28,300 SH SOLE NONE CHEVRON CORP NEW COM 166764100 9,826 106,200 SH SOLE 87,200 19,000 CIMAREX ENERGY CO COM 171798101 1,153 20,700 SH SOLE 16,700 4,000 CISCO SYS INC COM 17275R102 5,465 352,800 SH SOLE 278,800 74,000 CITIGROUP INC COM NEW 172967424 1,300 50,750 SH SOLE NONE CITRIX SYS INC COM 177376100 6,140 112,600 SH SOLE 67,900 44,700 COACH INC COM 189754104 6,012 116,000 SH SOLE 73,000 43,000 COCA COLA CO COM 191216100 11,553 171,000 SH SOLE 134,100 36,900 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 198 3,150 SH SOLE NONE COLGATE PALMOLIVE CO COM 194162103 887 10,000 SH SOLE NONE CONOCOPHILLIPS COM 20825C104 8,759 138,330 SH SOLE 86,900 51,430 COOPER INDUSTRIES PLC SHS G24140108 2,915 63200 SH SOLE 40600 22600 CORE LABORATORIES N V COM N22717107 4,447 49,500 SH SOLE 49,500 CORNING INC COM 219350105 2,355 190,500 SH SOLE 113,000 77,500 COVIDIEN PLC SHS G2554F113 3,202 72,600 SH SOLE 44,700 27,900 CROWN HOLDINGS INC COM 228368106 180 5,952 SH SOLE NONE CSX CORP COM 126408103 633 33,900 SH SOLE NONE CVS CAREMARK CORPORATION COM 126650100 1,763 52,500 SH SOLE NONE
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 5,428 97,900 SH SOLE 88,500 9,400 DOLLAR TREE INC COM 256746108 3,628 48,300 SH SOLE 30,000 18,300 DR REDDYS LABS LTD ADR 256135203 39 1,300 SH SOLE 1,300 NONE DU PONT E I DE NEMOURS & CO COM 263534109 4,505 112,700 SH SOLE 76,800 35,900 DUKE ENERGY CORP NEW COM 26441C105 1,859 93,000 SH SOLE NONE DUN & BRADSTREET CORP DEL NE COM 26483E100 95 1,550 SH SOLE NONE E M C CORP MASS COM 268648102 8,495 404,700 SH SOLE 257,000 147,700 EDWARDS LIFESCIENCES CORP COM 28176E108 160 2,250 SH SOLE NONE EOG RES INC COM 26875P101 1,910 26,900 SH SOLE NONE EXELON CORP COM 30161N101 1,645 38,600 SH SOLE NONE EXPRESS SCRIPTS INC COM 302182100 4,997 134,800 SH SOLE 113,300 21,500 EXXON MOBIL CORP COM 30231G102 11,788 162,306 SH SOLE 92,700 69,606 FEDEX CORP COM 31428X106 2,978 44,000 SH SOLE 25,100 18,900 FINISAR CORP COM NEW 31787A507 1,727 98,450 SH SOLE 53,600 44,850 FOSTER WHEELER AG COM H27178104 987 55,500 SH SOLE 34,500 21,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 5,939 195,030 SH SOLE 129,500 65,530 GENERAL DYNAMICS CORP COM 369550108 833 14,650 SH SOLE NONE GILEAD SCIENCES INC COM 375558103 1,544 39,800 SH SOLE NONE GOLDMAN SACHS GROUP INC COM 38141G104 841 8,900 SH SOLE NONE GOOGLE INC CL A 38259P508 7,459 14,500 SH SOLE 12,000 2,500 GRAINGER W W INC COM 384802104 4,127 27,600 SH SOLE 18,000 9,600 HOME DEPOT INC COM 437076102 6,505 197,910 SH SOLE 127,300 70,610 HONEYWELL INTL INC COM 438516106 4,650 105,900 SH SOLE 91,700 14,200 ICICI BK LTD ADR 45104G104 224 6,455 SH SOLE 1,455 5,000 IDEXX LABS INC COM 45168D104 2,035 29,500 SH SOLE 29,500 INFOSYS LTD SPONSORED ADR 456788108 562 11,000 SH SOLE 1,000 10,000 INGERSOLL-RAND PLC SHS G47791101 228 8,100 SH SOLE NONE INTEL CORP COM 458140100 1,988 93,200 SH SOLE 93,200 INTERNATIONAL BUSINESS MACHS COM 459200101 10,694 61,100 SH SOLE 46,700 14,400 INTUITIVE SURGICAL INC COM NEW 46120E602 1,858 5,100 SH SOLE NONE JOHNSON & JOHNSON COM 478160104 8,422 132,200 SH SOLE 100,000 32,200 JPMORGAN CHASE & CO COM 46625H100 1,796 59,644 SH SOLE NONE JUNIPER NETWORKS INC COM 48203R104 2,444 141,600 SH SOLE 81,200 60,400 LAUDER ESTEE COS INC CL A 518439104 817 9,300 SH SOLE NONE LG DISPLAY CO LTD SPONS ADR REP 50186V102 122 15,000 SH SOLE NONE LILLY ELI & CO COM 532457108 455 12,300 SH SOLE NONE MANPOWERGROUP INC COM 56418H100 272 8,100 SH SOLE NONE MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,041 43,530 SH SOLE NONE MEDTRONIC INC COM 585055106 1,725 51,900 SH SOLE 51,900 MERCK & CO INC NEW COM 58933Y105 6,275 191,852 SH SOLE 124,400 67,452 METLIFE INC COM 59156R108 1,106 39,500 SH SOLE NONE MICROSOFT CORP COM 594918104 5,712 229,500 SH SOLE 196,900 32,600 MONSANTO CO NEW COM 61166W101 4,083 68,000 SH SOLE 38,900 29,100 NATIONAL INSTRS CORP COM 636518102 197 8,600 SH SOLE NONE NATIONAL OILWELL VARCO INC COM 637071101 7,340 143,300 SH SOLE 107,700 35,600 NETAPP INC COM 64110D104 217 6,400 SH SOLE NONE NEW YORK CMNTY BANCORP INC COM 649445103 500 42,000 SH SOLE NONE
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ NUANCE COMMUNICATIONS INC COM 67020Y100 3,541 173,900 SH SOLE 173,900 O REILLY AUTOMOTIVE INC NEW COM 67103H107 4,064 61,000 SH SOLE 38,500 22,500 ORACLE CORP COM 68389X105 8,737 304,000 SH SOLE 248,200 55,800 PALL CORP COM 696429307 1,866 44,000 SH SOLE 44,000 PEABODY ENERGY CORP COM 704549104 3,070 90,600 SH SOLE 64,600 26,000 PETSMART INC COM 716768106 3,293 77,200 SH SOLE 57,600 19,600 PFIZER INC COM 717081103 758 42,900 SH SOLE NONE PHILIP MORRIS INTL INC COM 718172109 2,133 34,200 SH SOLE NONE PNC FINL SVCS GROUP INC COM 693475105 2,194 45,525 SH SOLE NONE POSCO SPONSORED ADR 693483109 228 3,000 SH SOLE NONE PRICELINE COM INC COM NEW 741503403 2,068 4,600 SH SOLE 4,600 PROCTER & GAMBLE CO COM 742718109 8,207 129,900 SH SOLE 96,700 33,200 PUBLIC SVC ENTERPRISE GROUP COM 744573106 440 13,200 SH SOLE NONE QUALCOMM INC COM 747525103 875 18,000 SH SOLE NONE RACKSPACE HOSTING INC COM 750086100 1,878 55,000 SH SOLE 55,000 RESMED INC COM 761152107 4,598 159,700 SH SOLE 159,700 SALESFORCE COM INC COM 79466L302 3,348 29,300 SH SOLE 20,300 9,000 SCHLUMBERGER LTD COM 806857108 2,849 47,700 SH SOLE 47,700 SIGMA ALDRICH CORP COM 826552101 470 7,600 SH SOLE NONE SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 239 50,020 SH SOLE NONE SINA CORP ORD G81477104 215 3,000 SH SOLE NONE ST JUDE MED INC COM 790849103 2,269 62,700 SH SOLE 50,800 11,900 STAPLES INC COM 855030102 446 33,500 SH SOLE NONE STATE STR CORP COM 857477103 204 4,200 SH SOLE NONE STERICYCLE INC COM 858912108 2,179 27,000 SH SOLE 27,000 SYMANTEC CORP COM 871503108 2,618 160,600 SH SOLE 130,000 30,600 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 689 60,250 SH SOLE NONE TARGET CORP COM 87612E106 1,356 27,650 SH SOLE NONE TATA MTRS LTD SPONSORED ADR 876568502 171 11,090 SH SOLE 3,090 8,000 TE CONNECTIVITY LTD REG SHS H84989104 3,079 109,400 SH SOLE 77,000 32,400 TERADATA CORP DEL COM 88076W103 4,604 86,000 SH SOLE 57,000 29,000 TEXTRON INC COM 883203101 162 9,200 SH SOLE NONE THERMO FISHER SCIENTIFIC INC COM 883556102 3,281 64,800 SH SOLE 41,500 23,300 TYCO INTERNATIONAL LTD SHS H89128104 3,321 81,500 SH SOLE 50,000 31,500 VARIAN MED SYS INC COM 92220P105 3,077 59,000 SH SOLE 35,900 23,100 VCA ANTECH INC COM 918194101 1,982 124,000 SH SOLE 124,000 VERIZON COMMUNICATIONS INC COM 92343V104 3,187 86,600 SH SOLE NONE WARNACO GROUP INC COM NEW 934390402 124 2,700 SH SOLE NONE WATERS CORP COM 941848103 3,510 46,500 SH SOLE 42,000 4,500 WEIGHT WATCHERS INTL INC NEW COM 948626106 699 12,000 SH SOLE NONE WELLPOINT INC COM 94973V107 1,109 16,990 SH SOLE NONE WELLS FARGO & CO NEW COM 949746101 1,836 76,100 SH SOLE NONE XILINX INC COM 983919101 2,155 78,550 SH SOLE 71,600 6,950 YAHOO INC COM 984332106 615 46,700 SH SOLE NONE TOTAL 369,270