0000950123-19-003250.txt : 20190412
0000950123-19-003250.hdr.sgml : 20190412
20190412100712
ACCESSION NUMBER: 0000950123-19-003250
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190412
DATE AS OF CHANGE: 20190412
EFFECTIVENESS DATE: 20190412
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Wealth Management LLC
CENTRAL INDEX KEY: 0001455258
IRS NUMBER: 208535025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13358
FILM NUMBER: 19745438
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001455258
XXXXXXXX
03-31-2019
03-31-2019
CALAMOS WEALTH MANAGEMENT LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
13F HOLDINGS REPORT
028-13358
N
Jacqueline Sinker
VP, CHIEF COMPLIANCE OFFICER
630-245-1110
Jacqueline Sinker
NAPERVILLE
IL
04-11-2019
0
230
700120
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COMMON STOCK
88579Y101
2608
12551
SH
SOLE
12150
0
401
ABBVIE INC
COMMON STOCK
00287Y109
270
3350
SH
SOLE
3010
0
340
ACCENTURE PLC
COMMON STOCK
G1151C101
1151
6539
SH
SOLE
4387
0
2152
ADVANCED MICRO DEVICES
CONVERTIBLE SECURITY
007903BD8
312
96000
PRN
SOLE
96
0
0
AGILENT TECHNOLOGIES INC
COMMON STOCK
00846U101
5193
64604
SH
SOLE
61628
0
2976
AIR PRODUCTS & CHEMICALS INC
COMMON STOCK
009158106
6405
33543
SH
SOLE
32436
0
1107
AIR TRANSPORT SERVICES
CONVERTIBLE SECURITY
00922RAB1
820
819000
PRN
SOLE
819
0
0
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
3719
27510
SH
SOLE
26645
0
865
ALLSCRIPTS HEALTHCARE SO
CONVERTIBLE SECURITY
01988PAD0
23
23000
PRN
SOLE
23
0
0
ALPHABET INC
COMMON STOCK
02079K107
988
842
SH
SOLE
817
0
25
ALPHABET INC
COMMON STOCK
02079K305
15481
13154
SH
SOLE
12270
0
884
ALTRIA GROUP INC
COMMON STOCK
02209S103
236
4110
SH
SOLE
0
0
4110
AMAZON.COM INC
COMMON STOCK
023135106
14810
8317
SH
SOLE
7559
0
758
AMERICAN ELECTRIC POWER
CONVERTIBLE PREFERRED SECURITY
025537127
987
19175
SH
SOLE
19175
0
0
AMERICAN INTERNATIONAL GROUP
COMMON STOCK
026874784
5017
116516
SH
SOLE
112537
0
3979
AMERICAN TOWER CORP
COMMON STOCK
03027X100
1102
5591
SH
SOLE
4630
0
961
AMERICAN WATER WORKS CO INC
COMMON STOCK
030420103
270
2585
SH
SOLE
2585
0
0
AMGEN INC
COMMON STOCK
031162100
252
1326
SH
SOLE
0
0
1326
ANTHEM INC
COMMON STOCK
036752103
788
2745
SH
SOLE
2745
0
0
APPLE INC
COMMON STOCK
037833100
24547
129227
SH
SOLE
97784
0
31443
APPLIED MATERIALS INC
COMMON STOCK
038222105
2854
71952
SH
SOLE
69280
0
2672
APTIV PLC
COMMON STOCK
G6095L109
3197
40219
SH
SOLE
38852
0
1367
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAT0
1746
1750000
PRN
SOLE
1750
0
0
ASSURANT INC
CONVERTIBLE PREFERRED SECURITY
04621X207
614
5923
SH
SOLE
5923
0
0
AT&T INC
COMMON STOCK
00206R102
1223
38983
SH
SOLE
32617
0
6366
ATLAS AIR WORLDWIDE HLDG
CONVERTIBLE SECURITY
049164BH8
131
125000
PRN
SOLE
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0
0
ATLAS AIR WORLDWIDE HLDG
CONVERTIBLE SECURITY
049164BJ4
54
50000
PRN
SOLE
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0
0
BANK OF AMERICA CORP
COMMON STOCK
060505104
8134
294802
SH
SOLE
281726
0
13076
BANK OF AMERICA CORP
CONVERTIBLE PREFERRED SECURITY
060505682
1087
835
SH
SOLE
835
0
0
BAXTER INTERNATIONAL INC
COMMON STOCK
071813109
10252
126088
SH
SOLE
122212
0
3876
BECTON DICKINSON AND CO
CONVERTIBLE PREFERRED SECURITY
075887208
1077
17430
SH
SOLE
17430
0
0
BERKSHIRE HATHAWAY INC
COMMON STOCK
084670702
1136
5653
SH
SOLE
2868
0
2785
BIOMARIN PHARMACEUTICAL
CONVERTIBLE SECURITY
09061GAF8
1485
1305000
PRN
SOLE
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0
0
BOEING CO/THE
COMMON STOCK
097023105
6908
18111
SH
SOLE
16641
0
1470
BOOKING HOLDINGS INC
COMMON STOCK
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1101
631
SH
SOLE
511
0
120
BOOKING HOLDINGS INC
CONVERTIBLE SECURITY
741503AS5
382
282000
PRN
SOLE
282
0
0
BOOKING HOLDINGS INC
CONVERTIBLE SECURITY
741503AX4
690
624000
PRN
SOLE
624
0
0
BROADCOM INC
COMMON STOCK
11135F101
1676
5572
SH
SOLE
5506
0
66
CAESARS ENTERTAIN CORP
CONVERTIBLE SECURITY
127686AA1
207
145000
PRN
SOLE
145
0
0
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
3747
45871
SH
SOLE
44437
0
1434
CATERPILLAR INC
COMMON STOCK
149123101
716
5285
SH
SOLE
4322
0
963
CBOE GLOBAL MARKETS INC
COMMON STOCK
12503M108
5655
59248
SH
SOLE
54877
0
4371
CDW CORP/DE
COMMON STOCK
12514G108
474
4915
SH
SOLE
4915
0
0
CHEVRON CORP
COMMON STOCK
166764100
7321
59432
SH
SOLE
57572
0
1860
CHUBB LTD
COMMON STOCK
H1467J104
384
2740
SH
SOLE
2740
0
0
CISCO SYSTEMS INC
COMMON STOCK
17275R102
8719
161487
SH
SOLE
147564
0
13923
CITIGROUP INC
COMMON STOCK
172967424
1781
28628
SH
SOLE
27233
0
1395
CME GROUP INC
COMMON STOCK
12572Q105
443
2694
SH
SOLE
2694
0
0
COCA-COLA CO/THE
COMMON STOCK
191216100
1687
36001
SH
SOLE
32489
0
3512
COLGATE-PALMOLIVE CO
COMMON STOCK
194162103
3280
47852
SH
SOLE
46090
0
1762
COMCAST CORP
COMMON STOCK
20030N101
2390
59775
SH
SOLE
49287
0
10488
CONOCOPHILLIPS
COMMON STOCK
20825C104
3781
56656
SH
SOLE
54483
0
2173
CONSTELLATION BRANDS INC
COMMON STOCK
21036P108
1077
6144
SH
SOLE
6026
0
118
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1607
6636
SH
SOLE
6050
0
586
CROWN CASTLE INTL CORP
CONVERTIBLE PREFERRED SECURITY
22822V309
1322
1116
SH
SOLE
1116
0
0
CSX CORP
COMMON STOCK
126408103
812
10855
SH
SOLE
9310
0
1545
CTRIP.COM INTL LTD
CONVERTIBLE SECURITY
22943FAF7
23
23000
PRN
SOLE
23
0
0
DANAHER CORP
CONVERTIBLE PREFERRED SECURITY
235851300
1008
957
SH
SOLE
957
0
0
DEERE & CO
COMMON STOCK
244199105
2820
17640
SH
SOLE
16972
0
668
DELTA AIR LINES INC
COMMON STOCK
247361702
7007
135666
SH
SOLE
131706
0
3960
DEXCOM INC
CONVERTIBLE SECURITY
252131AF4
117
87000
PRN
SOLE
87
0
0
DISH NETWORK CORP
CONVERTIBLE SECURITY
25470MAB5
285
334000
PRN
SOLE
334
0
0
DOLLAR TREE INC
COMMON STOCK
256746108
430
4094
SH
SOLE
4094
0
0
DOWDUPONT INC
COMMON STOCK
26078J100
604
11333
SH
SOLE
9325
0
2008
DTE ENERGY CO
CONVERTIBLE PREFERRED SECURITY
233331883
1153
20825
SH
SOLE
20825
0
0
DUKE ENERGY CORP
COMMON STOCK
26441C204
3522
39134
SH
SOLE
34551
0
4583
DYCOM INDUSTRIES INC
CONVERTIBLE SECURITY
267475AB7
141
152000
PRN
SOLE
152
0
0
ECHO GLOBAL LOGISTICS
CONVERTIBLE SECURITY
27875TAA9
23
23000
PRN
SOLE
23
0
0
EDWARDS LIFESCIENCES CORP
COMMON STOCK
28176E108
3899
20380
SH
SOLE
19679
0
701
EMERSON ELECTRIC CO
COMMON STOCK
291011104
5301
77414
SH
SOLE
74931
0
2483
ENVESTNET INC
CONVERTIBLE SECURITY
29404KAA4
1111
996000
PRN
SOLE
996
0
0
EOG RESOURCES INC
COMMON STOCK
26875P101
881
9259
SH
SOLE
8782
0
477
EQUINIX INC
COMMON STOCK
29444U700
3068
6771
SH
SOLE
6521
0
250
ETRADE FINANCIAL CORP
COMMON STOCK
269246401
2987
64330
SH
SOLE
61056
0
3274
EVOLENT HEALTH INC
CONVERTIBLE SECURITY
30050BAB7
155
160000
PRN
SOLE
160
0
0
EXACT SCIENCES CORP
CONVERTIBLE SECURITY
30063PAA3
224
164000
PRN
SOLE
164
0
0
EXACT SCIENCES CORP
CONVERTIBLE SECURITY
30063PAB1
427
417000
PRN
SOLE
417
0
0
EXELON CORP
COMMON STOCK
30161N101
566
11297
SH
SOLE
11297
0
0
EXPEDIA GROUP INC
COMMON STOCK
30212P303
250
2102
SH
SOLE
2055
0
47
EXXON MOBIL CORP
COMMON STOCK
30231G102
2635
32615
SH
SOLE
31547
0
1068
FACEBOOK INC
COMMON STOCK
30303M102
12022
72121
SH
SOLE
68259
0
3862
FIDELITY NATIONAL INFO SERV
COMMON STOCK
31620M106
1494
13207
SH
SOLE
13028
0
179
FORTIVE CORPORATION
CONVERTIBLE PREFERRED SECURITY
34959J207
925
882
SH
SOLE
882
0
0
GENERAL ELECTRIC CO
COMMON STOCK
369604103
339
33904
SH
SOLE
33801
0
103
GOLDMAN SACHS GROUP INC
COMMON STOCK
38141G104
4141
21568
SH
SOLE
20674
0
894
GREENBRIER COS INC
CONVERTIBLE SECURITY
393657AK7
343
357000
PRN
SOLE
357
0
0
GUIDEWIRE SOFTWARE INC
CONVERTIBLE SECURITY
40171VAA8
666
611000
PRN
SOLE
611
0
0
HEICO CORP
COMMON STOCK
422806109
207
2186
SH
SOLE
0
0
2186
HESS CORP
COMMON STOCK
42809H107
400
6647
SH
SOLE
6647
0
0
HOME DEPOT INC
COMMON STOCK
437076102
3730
19440
SH
SOLE
15766
0
3674
HONEYWELL INTERNATIONAL INC
COMMON STOCK
438516106
5321
33481
SH
SOLE
31199
0
2282
HUMANA INC
COMMON STOCK
444859102
1097
4124
SH
SOLE
4047
0
77
IH MERGER SUB LLC
CONVERTIBLE SECURITY
19625XAB8
1414
1228000
PRN
SOLE
1228
0
0
IHS MARKIT LTD
COMMON STOCK
G47567105
440
8090
SH
SOLE
8090
0
0
II-VI INC
CONVERTIBLE SECURITY
902104AB4
584
558000
PRN
SOLE
558
0
0
ILLUMINA INC
CONVERTIBLE SECURITY
452327AF6
1148
936000
PRN
SOLE
936
0
0
ILLUMINA INC
CONVERTIBLE SECURITY
452327AH2
406
299000
PRN
SOLE
299
0
0
INNOVIVA INC
CONVERTIBLE SECURITY
88338TAB0
270
265000
PRN
SOLE
210
0
55
INPHI CORP
CONVERTIBLE SECURITY
45772FAC1
420
402000
PRN
SOLE
402
0
0
INTEL CORP
COMMON STOCK
458140100
463
8626
SH
SOLE
6981
0
1645
INTERCONTINENTAL EXCHANGE IN
COMMON STOCK
45866F104
2341
30749
SH
SOLE
29325
0
1424
INTL FLAVOR & FRAGRANCES
CONVERTIBLE PREFERRED SECURITY
459506309
542
10850
SH
SOLE
10850
0
0
INTUITIVE SURGICAL INC
COMMON STOCK
46120E602
572
1002
SH
SOLE
1002
0
0
IONIS PHARMACEUTICALS IN
CONVERTIBLE SECURITY
464337AJ3
490
362000
PRN
SOLE
362
0
0
ISHARES 1-3 YEAR TREASURY BO
COMMON STOCK
464287457
1199
14252
SH
SOLE
0
0
14252
ISHARES CORE HIGH DIVIDEND E
COMMON STOCK
46429B663
381
4085
SH
SOLE
4085
0
0
ISHARES CORE MSCI EAFE ETF
COMMON STOCK
46432F842
7319
120432
SH
SOLE
62435
0
57997
ISHARES CORE MSCI EMERGING
COMMON STOCK
46434G103
1042
20148
SH
SOLE
6176
0
13972
ISHARES CORE S&P 500 ETF
COMMON STOCK
464287200
112139
394079
SH
SOLE
164242
0
229837
ISHARES CORE S&P MIDCAP ETF
COMMON STOCK
464287507
943
4978
SH
SOLE
785
0
4193
ISHARES CORE U.S. AGGREGATE
COMMON STOCK
464287226
6196
56809
SH
SOLE
0
0
56809
ISHARES INTERMEDIATE-TERM CO
COMMON STOCK
464288638
839
15217
SH
SOLE
10098
0
5119
ISHARES INTERNATIONAL SELECT
COMMON STOCK
464288448
282
9147
SH
SOLE
0
0
9147
ISHARES MSCI ACWI EX US ETF
COMMON STOCK
464288240
10473
226341
SH
SOLE
115631
0
110710
ISHARES MSCI EAFE ETF
COMMON STOCK
464287465
6844
105521
SH
SOLE
5829
0
99692
ISHARES MSCI EMERGING MARKET
COMMON STOCK
464287234
2130
49617
SH
SOLE
1350
0
48267
ISHARES RUSSELL 1000 ETF
COMMON STOCK
464287622
458
2911
SH
SOLE
2263
0
648
ISHARES RUSSELL 1000 GROWTH
COMMON STOCK
464287614
722
4769
SH
SOLE
4261
0
508
ISHARES RUSSELL 1000 VALUE E
COMMON STOCK
464287598
282
2287
SH
SOLE
2287
0
0
ISHARES RUSSELL 3000 ETF
COMMON STOCK
464287689
27778
166635
SH
SOLE
3406
0
163229
ISHARES RUSSELL MID-CAP ETF
COMMON STOCK
464287499
220
4076
SH
SOLE
4076
0
0
ISHARES RUSSELL MID-CAP GROW
COMMON STOCK
464287481
1802
13284
SH
SOLE
13284
0
0
ISHARES S&P 500 GROWTH ETF
COMMON STOCK
464287309
5026
29160
SH
SOLE
8156
0
21004
ISHARES S&P 500 VALUE ETF
COMMON STOCK
464287408
16815
149148
SH
SOLE
99748
0
49400
ISHARES SELECT DIVIDEND ETF
COMMON STOCK
464287168
778
7928
SH
SOLE
4191
0
3737
ISHARES SHORT-TERM CORPORATE
COMMON STOCK
464288646
1260
23849
SH
SOLE
6999
0
16850
JOHNSON & JOHNSON
COMMON STOCK
478160104
4667
33388
SH
SOLE
29506
0
3882
JPMORGAN CHASE & CO
COMMON STOCK
46625H100
11026
108924
SH
SOLE
103181
0
5743
LABORATORY CRP OF AMER HLDGS
COMMON STOCK
50540R409
6297
41165
SH
SOLE
39808
0
1357
LAM RESEARCH CORP
COMMON STOCK
512807108
308
1720
SH
SOLE
1400
0
320
LIBERTY MEDIA CORP
CONVERTIBLE SECURITY
531229AF9
1281
1137000
PRN
SOLE
1137
0
0
LIBERTY MEDIA CORP
CONVERTIBLE SECURITY
531229AB8
1367
1218000
PRN
SOLE
1218
0
0
LIQTECH INTERNATIONAL INC
COMMON STOCK
53632A102
108
50000
SH
SOLE
50000
0
0
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
1078
3590
SH
SOLE
2461
0
1129
LOWE'S COS INC
COMMON STOCK
548661107
1623
14826
SH
SOLE
12968
0
1858
LULULEMON ATHLETICA INC
COMMON STOCK
550021109
3459
21110
SH
SOLE
20340
0
770
LUMENTUM HOLDINGS INC
CONVERTIBLE SECURITY
55024UAB5
218
184000
PRN
SOLE
184
0
0
MARATHON PETROLEUM CORP
COMMON STOCK
56585A102
3828
63962
SH
SOLE
61505
0
2457
MARSH & MCLENNAN COS
COMMON STOCK
571748102
696
7412
SH
SOLE
7412
0
0
MASTERCARD INC
COMMON STOCK
57636Q104
4492
19080
SH
SOLE
18273
0
807
MCDONALD'S CORP
COMMON STOCK
580135101
9244
48679
SH
SOLE
46663
0
2016
MEDTRONIC PLC
COMMON STOCK
G5960L103
4442
48766
SH
SOLE
47454
0
1312
MERCK & CO. INC.
COMMON STOCK
58933Y105
4788
57574
SH
SOLE
51535
0
6039
METLIFE INC
COMMON STOCK
59156R108
346
8127
SH
SOLE
8127
0
0
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
920
35853
SH
SOLE
35175
0
678
MICROCHIP TECHNOLOGY INC
CONVERTIBLE SECURITY
595017AD6
112
69000
PRN
SOLE
0
0
69
MICROCHIP TECHNOLOGY INC
CONVERTIBLE SECURITY
595017AF1
968
877000
PRN
SOLE
877
0
0
MICROSOFT CORP
COMMON STOCK
594918104
16552
140345
SH
SOLE
133227
0
7118
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
3306
66234
SH
SOLE
63930
0
2304
MONSTER BEVERAGE CORP
COMMON STOCK
61174X109
961
17599
SH
SOLE
17225
0
374
MORGAN STANLEY
COMMON STOCK
617446448
1524
36119
SH
SOLE
35551
0
568
NETFLIX INC
COMMON STOCK
64110L106
1111
3117
SH
SOLE
2567
0
550
NEXTERA ENERGY INC
COMMON STOCK
65339F101
5972
30892
SH
SOLE
28611
0
2281
NEXTERA ENERGY INC
CONVERTIBLE PREFERRED SECURITY
65339F820
1367
22094
SH
SOLE
22094
0
0
NIKE INC
COMMON STOCK
654106103
4864
57765
SH
SOLE
54364
0
3401
NORFOLK SOUTHERN CORP
COMMON STOCK
655844108
389
2080
SH
SOLE
1730
0
350
NORTHERN TRUST CORP
COMMON STOCK
665859104
368
4066
SH
SOLE
4066
0
0
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
3993
14812
SH
SOLE
14257
0
555
NOVELLUS SYSTEMS INC
CONVERTIBLE SECURITY
670008AD3
686
124000
PRN
SOLE
79
0
45
NUVASIVE INC
CONVERTIBLE SECURITY
670704AG0
149
134000
PRN
SOLE
134
0
0
NVIDIA CORP
COMMON STOCK
67066G104
3246
18077
SH
SOLE
17465
0
612
ON SEMICONDUCTOR CORP
CONVERTIBLE SECURITY
682189AK1
1307
1055000
PRN
SOLE
1055
0
0
OSI SYSTEMS INC
CONVERTIBLE SECURITY
671044AD7
211
208000
PRN
SOLE
208
0
0
PACIRA PHARMACEUTICALS
CONVERTIBLE SECURITY
695127AD2
189
192000
PRN
SOLE
192
0
0
PALO ALTO NETWORKS
CONVERTIBLE SECURITY
697435AB1
123
56000
PRN
SOLE
56
0
0
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
1072
10325
SH
SOLE
10211
0
114
PDC ENERGY INC
CONVERTIBLE SECURITY
69327RAD3
1132
1206000
PRN
SOLE
1206
0
0
PEPSICO INC
COMMON STOCK
713448108
2071
16899
SH
SOLE
12925
0
3974
PFIZER INC
COMMON STOCK
717081103
7013
165119
SH
SOLE
154929
0
10190
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
3291
37234
SH
SOLE
35753
0
1481
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
4308
28292
SH
SOLE
27314
0
978
PROCTER & GAMBLE CO/THE
COMMON STOCK
742718109
2086
20051
SH
SOLE
13222
0
6829
PRUDENTIAL FINANCIAL INC
COMMON STOCK
744320102
320
3478
SH
SOLE
3478
0
0
QUOTIENT TECHNOLOGY INC
CONVERTIBLE SECURITY
749119AB9
190
203000
PRN
SOLE
203
0
0
RAYTHEON COMPANY
COMMON STOCK
755111507
4123
22643
SH
SOLE
21814
0
829
REALPAGE INC
COMMON STOCK
75606N109
3278
54008
SH
SOLE
52017
0
1991
REALPAGE INC
CONVERTIBLE SECURITY
75606NAB5
231
149000
PRN
SOLE
149
0
0
RH
CONVERTIBLE SECURITY
761283AC4
358
326000
PRN
SOLE
326
0
0
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
3403
29687
SH
SOLE
28729
0
958
ROYAL GOLD INC
CONVERTIBLE SECURITY
780287AA6
864
863000
PRN
SOLE
863
0
0
SALESFORCE.COM INC
COMMON STOCK
79466L302
5454
34439
SH
SOLE
32258
0
2181
SCHLUMBERGER LTD
COMMON STOCK
806857108
583
13390
SH
SOLE
13178
0
212
SEMPRA ENERGY
CONVERTIBLE PREFERRED SECURITY
816851406
1066
10085
SH
SOLE
10085
0
0
SM ENERGY CO
CONVERTIBLE SECURITY
78454LAM2
184
195000
PRN
SOLE
195
0
0
SPDR S&P 500 ETF TRUST
COMMON STOCK
78462F103
695
2459
SH
SOLE
1830
0
629
SPDR S&P DIVIDEND ETF
COMMON STOCK
78464A763
522
5254
SH
SOLE
5254
0
0
STANLEY BLACK & DECKER I
CONVERTIBLE PREFERRED SECURITY
854502887
857
8794
SH
SOLE
8794
0
0
STARBUCKS CORP
COMMON STOCK
855244109
1223
16456
SH
SOLE
11346
0
5110
STARWOOD PROPERTY TRUST
CONVERTIBLE SECURITY
85571BAH8
347
348000
PRN
SOLE
348
0
0
STARWOOD PROPERTY TRUST INC
COMMON STOCK
85571B105
3797
169910
SH
SOLE
163581
0
6329
STRYKER CORP
COMMON STOCK
863667101
981
4965
SH
SOLE
4112
0
853
SYNAPTICS INC
CONVERTIBLE SECURITY
87157DAD1
182
197000
PRN
SOLE
197
0
0
TECHNOLOGY SELECT SECT SPDR
COMMON STOCK
81369Y803
439
5933
SH
SOLE
5000
0
933
TESLA INC
CONVERTIBLE SECURITY
88160RAC5
857
835000
PRN
SOLE
835
0
0
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
411
3873
SH
SOLE
2793
0
1080
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
208
760
SH
SOLE
760
0
0
TJX COMPANIES INC
COMMON STOCK
872540109
645
12123
SH
SOLE
11267
0
856
TRANSOCEAN INC
CONVERTIBLE SECURITY
893830BJ7
201
180000
PRN
SOLE
180
0
0
TWILIO INC
COMMON STOCK
90138F102
5080
39327
SH
SOLE
37930
0
1397
TWITTER INC
CONVERTIBLE SECURITY
90184LAD4
1393
1479000
PRN
SOLE
1479
0
0
UNION PACIFIC CORP
COMMON STOCK
907818108
892
5333
SH
SOLE
4873
0
460
UNITED CONTINENTAL HOLDINGS
COMMON STOCK
910047109
651
8164
SH
SOLE
7990
0
174
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
299
2320
SH
SOLE
308
0
2012
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
11471
46394
SH
SOLE
44482
0
1912
US BANCORP
COMMON STOCK
902973304
495
10265
SH
SOLE
10265
0
0
VANGUARD CONSUMER STAPLE ETF
COMMON STOCK
92204A207
364
2508
SH
SOLE
2508
0
0
VANGUARD GROWTH ETF
COMMON STOCK
922908736
272
1737
SH
SOLE
1737
0
0
VANGUARD RUSSELL 1000 GROWTH
COMMON STOCK
92206C680
231
1488
SH
SOLE
0
0
1488
VANGUARD SHORT-TERM BOND ETF
COMMON STOCK
921937827
9128
114692
SH
SOLE
72879
0
41813
VANGUARD TOTAL STOCK MKT ETF
COMMON STOCK
922908769
269
1855
SH
SOLE
1855
0
0
VERINT SYSTEMS INC
CONVERTIBLE SECURITY
92343XAA8
216
195000
PRN
SOLE
195
0
0
VERIZON COMMUNICATIONS INC
COMMON STOCK
92343V104
5791
97944
SH
SOLE
91337
0
6607
VF CORP
COMMON STOCK
918204108
3588
41280
SH
SOLE
41280
0
0
VIAVI SOLUTIONS INC
CONVERTIBLE SECURITY
925550AB1
435
386000
PRN
SOLE
386
0
0
VISA INC
COMMON STOCK
92826C839
8996
57594
SH
SOLE
54964
0
2630
VULCAN MATERIALS CO
COMMON STOCK
929160109
241
2037
SH
SOLE
1992
0
45
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
571
9021
SH
SOLE
6755
0
2266
WALMART INC
COMMON STOCK
931142103
6699
68690
SH
SOLE
66554
0
2136
WALT DISNEY CO/THE
COMMON STOCK
254687106
7658
68971
SH
SOLE
64871
0
4100
WASTE CONNECTIONS INC
COMMON STOCK
94106B101
207
2336
SH
SOLE
2336
0
0
WELLCARE HEALTH PLANS INC
COMMON STOCK
94946T106
2780
10307
SH
SOLE
9926
0
381
WELLS FARGO & CO
COMMON STOCK
949746101
742
15350
SH
SOLE
13880
0
1470
WELLS FARGO & COMPANY
CONVERTIBLE PREFERRED SECURITY
949746804
1095
847
SH
SOLE
847
0
0
WEX INC
COMMON STOCK
96208T104
274
1427
SH
SOLE
1427
0
0
WORKDAY INC
CONVERTIBLE SECURITY
98138HAF8
931
658000
PRN
SOLE
658
0
0
WRIGHT MEDICAL GROUP INC
CONVERTIBLE SECURITY
98235TAE7
1301
1148000
PRN
SOLE
1148
0
0
XCEL ENERGY INC
COMMON STOCK
98389B100
265
4710
SH
SOLE
2400
0
2310
ZENDESK INC
COMMON STOCK
98936J101
4249
49994
SH
SOLE
48168
0
1826
ZIONS BANCORP NA
COMMON STOCK
989701107
5876
129406
SH
SOLE
124939
0
4467
ZOETIS INC
COMMON STOCK
98978V103
213
2115
SH
SOLE
2115
0
0