0000950123-17-003521.txt : 20170420
0000950123-17-003521.hdr.sgml : 20170420
20170420144121
ACCESSION NUMBER: 0000950123-17-003521
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170420
DATE AS OF CHANGE: 20170420
EFFECTIVENESS DATE: 20170420
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Wealth Management LLC
CENTRAL INDEX KEY: 0001455258
IRS NUMBER: 208535025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13358
FILM NUMBER: 17772801
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001455258
XXXXXXXX
03-31-2017
03-31-2017
Calamos Wealth Management LLC
2020 CALAMOS COURT
Naperville
IL
60563
13F HOLDINGS REPORT
028-13358
N
Jacqueline Sinker
VP, CHIEF COMPLIANCE OFFICER
630-245-1110
Jacqueline Sinker
NAPERVILLE
IL
04-20-2017
0
234
668899
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCENTURE PLC
COMMON STOCK
G1151C101
3424
28561
SH
SOLE
25482
0
3079
AETNA INC
COMMON STOCK
00817Y108
1129
8854
SH
SOLE
8756
0
98
AIR LEASE
CONVERTIBLE SECURITY
00912XAK0
717
501000
PRN
SOLE
496
0
5
ALERIAN MLP ETF
COMMON STOCK
00162Q866
2600
204582
SH
SOLE
82564
0
122019
ALLERGAN PLC
CONVERTIBLE PREFERRED SECURITY
G0177J116
944
1111
SH
SOLE
1111
0
0
ALLERGAN PLC
COMMON STOCK
G0177J108
1386
5801
SH
SOLE
5737
0
64
ALPHABET INC
COMMON STOCK
02079K305
11064
13050
SH
SOLE
12139
0
911
ALPHABET INC
COMMON STOCK
02079K107
871
1050
SH
SOLE
1014
0
36
ALTRIA GROUP INC
COMMON STOCK
02209S103
6441
90190
SH
SOLE
78234
0
11956
AMAZON.COM INC
COMMON STOCK
023135106
4667
5264
SH
SOLE
4766
0
498
AMER INTL GROUP
COMMON STOCK
026874784
2800
44855
SH
SOLE
42918
0
1937
AMER TOWER CORP
CONVERTIBLE PREFERRED SECURITY
03027X407
750
6712
SH
SOLE
6712
0
0
AMER TOWER CORP
CONVERTIBLE PREFERRED SECURITY
03027X308
1237
10831
SH
SOLE
10831
0
0
AMGEN INC
COMMON STOCK
031162100
226
1376
SH
SOLE
50
0
1326
ANADARKO PETROLEUM
COMMON STOCK
032511107
570
9200
SH
SOLE
9200
0
0
ANTHEM INC
CONVERTIBLE PREFERRED SECURITY
036752202
1162
22781
SH
SOLE
22781
0
0
APPLE INC
COMMON STOCK
037833100
23641
164563
SH
SOLE
135084
0
29480
APPLIED MATERIALS INC
COMMON STOCK
038222105
1278
32851
SH
SOLE
31338
0
1513
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAJ2
264
258000
PRN
SOLE
258
0
0
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAM5
2132
2066000
PRN
SOLE
2066
0
0
AT&T INC
COMMON STOCK
00206R102
6534
157267
SH
SOLE
142639
0
14628
ATLAS AIR WORLDWIDE HLDGS INC
CONVERTIBLE SECURITY
049164BH8
128
120000
PRN
SOLE
120
0
0
BANK OF AMER CP
COMMON STOCK
060505104
5994
254111
SH
SOLE
243246
0
10865
BANK OF AMERICA CORP.
CONVERTIBLE PREFERRED SECURITY
060505682
315
264
SH
SOLE
264
0
0
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
2491
52733
SH
SOLE
50271
0
2462
BARCLAY/ISHARES FUNDS
COMMON STOCK
464287101
2244
21431
SH
SOLE
2856
0
18575
BARCLAY/ISHARES FUNDS
COMMON STOCK
464287309
12982
98707
SH
SOLE
9157
0
89550
BARD (C.R.) INC
COMMON STOCK
067383109
249
1000
SH
SOLE
0
0
1000
BAXTER INTL INC
COMMON STOCK
071813109
6028
116230
SH
SOLE
112494
0
3736
BB&T CORPORATION
COMMON STOCK
054937107
2688
60133
SH
SOLE
57298
0
2835
BERKSHIRE HTH
COMMON STOCK
084670702
5643
33857
SH
SOLE
29918
0
3939
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAF8
39
33000
PRN
SOLE
29
0
4
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAE1
148
130000
PRN
SOLE
130
0
0
BOEING CO
COMMON STOCK
097023105
3736
21124
SH
SOLE
19733
0
1391
BROADCOM LTD
COMMON STOCK
Y09827109
3445
15733
SH
SOLE
15148
0
585
CALAMOS DYNAMIC CONVERTIBLE
COMMON STOCK
12811V105
21281
1107790
SH
SOLE
1107790
0
0
CALAMOS GLOBAL DYNAMIC INCOME
COMMON STOCK
12811L107
128
16384
SH
SOLE
16384
0
0
CALAMOS GLOBAL TOTAL RETURN FD
COMMON STOCK
128118106
292
24337
SH
SOLE
18624
0
5713
CALATLANTIC GROUP INC
CONVERTIBLE SECURITY
783764AQ6
207
164000
PRN
SOLE
164
0
0
CAPITAL ONE FINANCIAL CORP
COMMON STOCK
14040H105
1223
14115
SH
SOLE
13961
0
154
CATERPILLAR INC
COMMON STOCK
149123101
2996
32295
SH
SOLE
31069
0
1226
CELGENE CORP
COMMON STOCK
151020104
2363
18988
SH
SOLE
18395
0
593
CHEVRONTEXACO CORP
COMMON STOCK
166764100
4940
46007
SH
SOLE
43835
0
2172
CISCO SYSTEMS INC
COMMON STOCK
17275R102
5121
151520
SH
SOLE
139298
0
12222
CITIGROUP INC
COMMON STOCK
172967424
2975
49725
SH
SOLE
49496
0
229
CITRIX SYSTEMS INC
CONVERTIBLE SECURITY
177376AD2
1610
1280000
PRN
SOLE
1280
0
0
COCA-COLA CO
COMMON STOCK
191216100
5049
118960
SH
SOLE
114986
0
3974
COLONY STARWOOD HOMES
CONVERTIBLE SECURITY
85571WAB5
153
129000
PRN
SOLE
129
0
0
COMCAST CORP
COMMON STOCK
20030N101
9139
243120
SH
SOLE
228772
0
14348
CONOCOPHILLIPS
COMMON STOCK
20825C104
2826
56671
SH
SOLE
54030
0
2641
CONSTELLATION BRANDS INC
COMMON STOCK
21036P108
1369
8448
SH
SOLE
8358
0
90
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
1580
9422
SH
SOLE
8987
0
435
CROWN CASTLE INTL CORP
COMMON STOCK
22822V101
3374
35720
SH
SOLE
34367
0
1353
CSX CORPORATION
COMMON STOCK
126408103
726
15600
SH
SOLE
15060
0
540
CTRIP.COM INTL LTD
CONVERTIBLE SECURITY
22943FAF7
128
115000
PRN
SOLE
115
0
0
DELTA AIR LINES INC
COMMON STOCK
247361702
4373
95150
SH
SOLE
92325
0
2825
DISH NETWORK CORP
COMMON STOCK
25470M109
1243
19576
SH
SOLE
19355
0
221
DISNEY WALT CO
COMMON STOCK
254687106
7032
62013
SH
SOLE
58227
0
3786
DOW CHEMICAL CO
COMMON STOCK
260543103
4110
64691
SH
SOLE
57701
0
6990
DTE ENERGY CO
CONVERTIBLE PREFERRED SECURITY
233331883
692
12932
SH
SOLE
12932
0
0
DUKE ENERGY CORP
COMMON STOCK
26441C204
3615
44086
SH
SOLE
38591
0
5495
DYCOM INDS
CONVERTIBLE SECURITY
267475AB7
251
214000
PRN
SOLE
214
0
0
EATON CORP PLC
COMMON STOCK
G29183103
797
10753
SH
SOLE
10487
0
266
EMERGENT BIOSOLUTIONS INC
CONVERTIBLE SECURITY
29089QAB1
122
102000
PRN
SOLE
102
0
0
EOG RESOURCES INC
COMMON STOCK
26875P101
537
5504
SH
SOLE
5504
0
0
EXELON CORP
CONVERTIBLE PREFERRED SECURITY
30161N127
1581
32028
SH
SOLE
32028
0
0
EXXON MOBIL CORP
COMMON STOCK
30231G102
6845
83463
SH
SOLE
80918
0
2545
FACEBOOK INC
COMMON STOCK
30303M102
5051
35556
SH
SOLE
32609
0
2947
FIDELITY NATIONAL INFORMATION
COMMON STOCK
31620M106
957
12019
SH
SOLE
11895
0
124
FINISAR CORP
CONVERTIBLE SECURITY
31787AAM3
1349
1196000
PRN
SOLE
1196
0
0
FORD MOTOR CO
COMMON STOCK
345370860
2531
217470
SH
SOLE
200732
0
16738
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A108
35
16387
SH
SOLE
0
0
16387
GENERAL ELECTRIC CO
COMMON STOCK
369604103
5246
176050
SH
SOLE
168243
0
7807
GILEAD SCIENCES INC
COMMON STOCK
375558103
2667
39260
SH
SOLE
37894
0
1366
GLOBAL X FTSE GREECE 20
COMMON STOCK
37950E366
412
51729
SH
SOLE
51729
0
0
GOLDMAN SACHS
COMMON STOCK
38141G104
3691
16066
SH
SOLE
15440
0
626
GREAT PLAINS ENERGY INC
CONVERTIBLE PREFERRED SECURITY
391164878
755
14047
SH
SOLE
14047
0
0
GREENBRIER COMPANIES
CONVERTIBLE SECURITY
393657AH4
70
54000
PRN
SOLE
54
0
0
GUGGENHEIM S&P 500 PURE GROWTH
COMMON STOCK
78355W403
619
6903
SH
SOLE
0
0
6903
HALLIBURTON CO
COMMON STOCK
406216101
627
12733
SH
SOLE
12733
0
0
HEALTHSOUTH CORP
CONVERTIBLE SECURITY
421924BL4
101
83000
PRN
SOLE
83
0
0
HESS CORP
COMMON STOCK
42809H107
734
15223
SH
SOLE
15065
0
158
HOLOGIC INC
CONVERTIBLE SECURITY
436440AG6
640
516000
PRN
SOLE
516
0
0
HOME DEPOT
COMMON STOCK
437076102
8342
56813
SH
SOLE
51566
0
5247
HONEYWELL INTL
COMMON STOCK
438516106
4079
32662
SH
SOLE
30598
0
2064
IBOXX INV GR CORP BOND
COMMON STOCK
464287242
287
2431
SH
SOLE
964
0
1467
ILLUMINA INC
CONVERTIBLE SECURITY
452327AH2
99
95000
PRN
SOLE
95
0
0
INPHI CORP
CONVERTIBLE SECURITY
45772FAB3
702
508000
PRN
SOLE
508
0
0
INTEL CORP
CONVERTIBLE SECURITY
458140AD2
20
15000
PRN
SOLE
15
0
0
INTEL CORP
CONVERTIBLE SECURITY
458140AF7
1736
993000
PRN
SOLE
993
0
0
INTEL CORP
COMMON STOCK
458140100
4470
123929
SH
SOLE
116877
0
7052
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
5364
89597
SH
SOLE
87042
0
2555
INTUIT
COMMON STOCK
461202103
958
8256
SH
SOLE
8166
0
90
IRONWOOD PHARMACEUTICALS INC
CONVERTIBLE SECURITY
46333XAD0
148
118000
PRN
SOLE
118
0
0
ISHARES 1-3 YEAR CREDIT BOND
COMMON STOCK
464288646
1519
14440
SH
SOLE
1991
0
12449
ISHARES 1-3 YEAR TREASURY BO
COMMON STOCK
464287457
2797
33091
SH
SOLE
27875
0
5216
ISHARES BARCLAYS AGGREGATE
COMMON STOCK
464287226
15101
139191
SH
SOLE
17941
0
121250
ISHARES BARCLAYS TIPS BOND
COMMON STOCK
464287176
303
2642
SH
SOLE
934
0
1708
ISHARES CORE MSCI EAFE
COMMON STOCK
46432F842
16785
289654
SH
SOLE
51278
0
238376
ISHARES CORE MSCI EMERGING
COMMON STOCK
46434G103
4282
89608
SH
SOLE
9388
0
80220
ISHARES CORE RUSSELL US GROWTH
COMMON STOCK
464287671
558
12025
SH
SOLE
12025
0
0
ISHARES DJ SELECT DVD
COMMON STOCK
464287168
11668
128082
SH
SOLE
31173
0
96909
ISHARES EDGE MSCI MIN VOL EAFE
COMMON STOCK
46429B689
6242
94575
SH
SOLE
8170
0
86405
ISHARES IBOXX HY CORP BOND
COMMON STOCK
464288513
1741
19839
SH
SOLE
160
0
19679
ISHARES INTERMEDIATE CREDIT
COMMON STOCK
464288638
4518
41462
SH
SOLE
4971
0
36491
ISHARES INTL SELECT DIVIDEND
COMMON STOCK
464288448
671
21337
SH
SOLE
0
0
21337
ISHARES MSCI ACWI ETF
COMMON STOCK
464288257
314
4961
SH
SOLE
4961
0
0
ISHARES MSCI EAFE INDEX FUND
COMMON STOCK
464287465
10742
172454
SH
SOLE
13793
0
158661
ISHARES MSCI EAFE VALUE ETF
COMMON STOCK
464288877
271
5380
SH
SOLE
3780
0
1600
ISHARES MSCI EMERGING MKTS IND
COMMON STOCK
464287234
2421
61455
SH
SOLE
3507
0
57948
ISHARES RUSSELL 1000
COMMON STOCK
464287622
393
2992
SH
SOLE
1928
0
1064
ISHARES RUSSELL 1000 GROWTH
COMMON STOCK
464287614
655
5758
SH
SOLE
3789
0
1969
ISHARES RUSSELL 3000
COMMON STOCK
464287689
13951
99720
SH
SOLE
4972
0
94748
ISHARES RUSSELL MIDCAP VALUE
COMMON STOCK
464287473
1338
16117
SH
SOLE
141
0
15976
ISHARES S&P 500 INDEX FUND
COMMON STOCK
464287200
43623
183852
SH
SOLE
38810
0
145042
ISHARES S&P 500 VALUE ETF
COMMON STOCK
464287408
9335
89724
SH
SOLE
5679
0
84046
ISHARES S&P MIDCAP 400
COMMON STOCK
464287507
8155
47629
SH
SOLE
10101
0
37528
ISHARES S&P SMALLCAP 600
COMMON STOCK
464287804
555
8023
SH
SOLE
1799
0
6224
ISHARES TR-2000 INDEX FD
COMMON STOCK
464287655
430
3130
SH
SOLE
2610
0
520
JOHNSON & JOHNSON
COMMON STOCK
478160104
7983
64092
SH
SOLE
59484
0
4608
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
9925
112984
SH
SOLE
108619
0
4365
JPMORGAN ALERIAN MLP
COMMON STOCK
46625H365
2842
87978
SH
SOLE
27271
0
60707
KROGER CO
COMMON STOCK
501044101
1026
34792
SH
SOLE
34015
0
777
LAM RESEARCH CORP
CONVERTIBLE SECURITY
512807AL2
397
187000
PRN
SOLE
187
0
0
LAM RESEARCH CORP
COMMON STOCK
512807108
4118
32085
SH
SOLE
30717
0
1368
LIBERTY MEDIA CORPORATION
CONVERTIBLE SECURITY
531229AB8
1983
1742000
PRN
SOLE
1742
0
0
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
4855
18143
SH
SOLE
16652
0
1491
LOWE'S COMPANIES
COMMON STOCK
548661107
874
10636
SH
SOLE
7589
0
3047
MACQUARIE INFRASTRUCTURE CO
CONVERTIBLE SECURITY
55608BAA3
121
108000
PRN
SOLE
108
0
0
MARATHON PETROLEUM
COMMON STOCK
56585A102
2330
46109
SH
SOLE
43912
0
2197
MASTERCARD INC
COMMON STOCK
57636Q104
4292
38165
SH
SOLE
36951
0
1214
MCDONALD'S CORP
COMMON STOCK
580135101
3090
23841
SH
SOLE
22406
0
1435
MEDIDATA SOLUTIONS INC
CONVERTIBLE SECURITY
58471AAB1
255
224000
PRN
SOLE
224
0
0
MEDTRONIC PLC
COMMON STOCK
G5960L103
604
7496
SH
SOLE
7496
0
0
MERCK & CO
COMMON STOCK
58933Y105
6760
106396
SH
SOLE
98771
0
7625
METLIFE INC
COMMON STOCK
59156R108
3150
59632
SH
SOLE
57165
0
2467
MGIC INVESTMENT CORP
CONVERTIBLE SECURITY
552848AD5
778
774000
PRN
SOLE
774
0
0
MGM RESORTS INTERNATIONAL
COMMON STOCK
552953101
1433
52283
SH
SOLE
51738
0
545
MICROCHIP TECHNOLOGY INC
COMMON STOCK
595017104
3317
44955
SH
SOLE
43189
0
1766
MICROCHP TECH
CONVERTIBLE SECURITY
595017AD6
2605
1814000
PRN
SOLE
1805
0
9
MICRON TECHNOLOGY
CONVERTIBLE SECURITY
595112AU7
246
93000
PRN
SOLE
93
0
0
MICROSOFT CORP
COMMON STOCK
594918104
14411
218814
SH
SOLE
193049
0
25765
MOHAWK INDS INC
COMMON STOCK
608190104
1085
4727
SH
SOLE
4682
0
45
MOLINA HEALTHCARE INC
CONVERTIBLE SECURITY
60855RAD2
107
101000
PRN
SOLE
101
0
0
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
764
17742
SH
SOLE
17742
0
0
MONSTER BEVERAGE CORP
COMMON STOCK
61174X109
1715
37149
SH
SOLE
36758
0
391
NEWELL BRANDS INC
COMMON STOCK
651229106
1092
23157
SH
SOLE
22523
0
634
NEXTERA ENERGY INC
CONVERTIBLE PREFERRED SECURITY
65339F846
2030
33627
SH
SOLE
33627
0
0
NEXTERA ENERGY INC
COMMON STOCK
65339F101
5590
43545
SH
SOLE
40577
0
2968
NIKE INC
COMMON STOCK
654106103
1781
31954
SH
SOLE
30151
0
1803
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
535
2251
SH
SOLE
2186
0
65
NOVELLUS SYSTEMS INC
CONVERTIBLE SECURITY
670008AD3
1634
429000
PRN
SOLE
425
0
4
NUCOR CORP
COMMON STOCK
670346105
1274
21329
SH
SOLE
20323
0
1006
NUVASIVE INC
CONVERTIBLE SECURITY
670704AG0
1437
1051000
PRN
SOLE
1051
0
0
NVIDIA CORP
CONVERTIBLE SECURITY
67066GAC8
141
26000
PRN
SOLE
24
0
2
OLD REPUBLIC INTL CORP
CONVERTIBLE SECURITY
680223AH7
142
106000
PRN
SOLE
106
0
0
OMNICOM GROUP INC
COMMON STOCK
681919106
2821
32721
SH
SOLE
29875
0
2846
ON SEMICONDUCTOR CORP
CONVERTIBLE SECURITY
682189AK1
1530
1399000
PRN
SOLE
1399
0
0
ORACLE CORP
COMMON STOCK
68389X105
884
19820
SH
SOLE
0
0
19820
PALO ALTO NETWORKS
CONVERTIBLE SECURITY
697435AB1
49
41000
PRN
SOLE
41
0
0
PANDORA MEDIA INC
CONVERTIBLE SECURITY
698354AB3
721
719000
PRN
SOLE
719
0
0
PARKER HANNIFIN CORP
COMMON STOCK
701094104
1300
8110
SH
SOLE
8023
0
87
PAYPAL HOLDINGS INC
COMMON STOCK
70450Y103
1668
38762
SH
SOLE
38352
0
410
PDC ENERGY INC
CONVERTIBLE SECURITY
69327RAD3
984
958000
PRN
SOLE
958
0
0
PEPSICO INC
COMMON STOCK
713448108
7194
64314
SH
SOLE
58656
0
5658
PFIZER INC
COMMON STOCK
717081103
4414
129021
SH
SOLE
120017
0
9004
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
1362
12067
SH
SOLE
12066
0
1
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
1287
6912
SH
SOLE
6876
0
36
PNC FINANCIAL SERVICES GROUP
COMMON STOCK
693475105
2414
20079
SH
SOLE
18972
0
1107
POWERSHARES S&P 500 LOW VOLA
COMMON STOCK
73937B779
567
13040
SH
SOLE
0
0
13040
PROCTER & GAMBLE CO
COMMON STOCK
742718109
6715
74738
SH
SOLE
68511
0
6226
PROOFPOINT
CONVERTIBLE SECURITY
743424AD5
1052
923000
PRN
SOLE
923
0
0
RED HAT INC
CONVERTIBLE SECURITY
756577AD4
256
197000
PRN
SOLE
197
0
0
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
2068
32810
SH
SOLE
28651
0
4159
ROVI CORP
CONVERTIBLE SECURITY
779376AD4
118
122000
PRN
SOLE
122
0
0
ROYAL CARIBBEAN CRUISES LTD
COMMON STOCK
V7780T103
1026
10462
SH
SOLE
10344
0
118
ROYAL GOLD
CONVERTIBLE SECURITY
780287AA6
663
628000
PRN
SOLE
628
0
0
RTI INTL METALS
CONVERTIBLE SECURITY
74973WAB3
471
404000
PRN
SOLE
404
0
0
RUSSELL MIDCAP GROWTH INDEX FD
COMMON STOCK
464287481
1358
13089
SH
SOLE
13089
0
0
SALESFORCE.COM INC
CONVERTIBLE SECURITY
79466LAD6
1543
1195000
PRN
SOLE
1190
0
5
SALESFORCE.COM INC
COMMON STOCK
79466L302
2167
26268
SH
SOLE
25979
0
289
SCHLUMBERGER LTD
COMMON STOCK
806857108
4756
60898
SH
SOLE
58785
0
2113
SEACOR HOLDINGS INC
CONVERTIBLE SECURITY
811904AM3
27
26000
PRN
SOLE
26
0
0
SERVICENOW INC
CONVERTIBLE SECURITY
81762PAB8
72
56000
PRN
SOLE
56
0
0
SM ENERGY CO
CONVERTIBLE SECURITY
78454LAM2
108
109000
PRN
SOLE
109
0
0
SOUTHWEST AIRLINES
COMMON STOCK
844741108
2225
41383
SH
SOLE
41101
0
282
SPDR TRUST SERIES 1
COMMON STOCK
78464A763
402
4560
SH
SOLE
1320
0
3240
SPDR TRUST SERIES 1
COMMON STOCK
78462F103
514
2182
SH
SOLE
863
0
1319
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAB8
62
60000
PRN
SOLE
60
0
0
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAA0
1775
1751000
PRN
SOLE
1751
0
0
STARBUCKS CORP
COMMON STOCK
855244109
4753
81393
SH
SOLE
74132
0
7261
STARWOOD PROPERTY TRUST INC
CONVERTIBLE SECURITY
85571BAH8
64
64000
PRN
SOLE
64
0
0
STARWOOD PROPERTY TRUST INC
CONVERTIBLE SECURITY
85571BAC9
1162
1145000
PRN
SOLE
1145
0
0
STRYKER CORP
COMMON STOCK
863667101
5451
41402
SH
SOLE
39803
0
1599
SYNCHRONOSS TECHNOLOGIES INC
CONVERTIBLE SECURITY
87157BAA1
170
180000
PRN
SOLE
180
0
0
SYNCHRONY FINANCIAL
COMMON STOCK
87165B103
1147
33439
SH
SOLE
33078
0
361
TARGET CORP
COMMON STOCK
87612E106
2457
44527
SH
SOLE
42422
0
2105
TESLA MOTORS INC
CONVERTIBLE SECURITY
88160RAC5
1838
1869000
PRN
SOLE
1869
0
0
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
3716
46131
SH
SOLE
43520
0
2611
THE PRICELINE GROUP INC
CONVERTIBLE SECURITY
741503AQ9
25
13000
PRN
SOLE
13
0
0
THE PRICELINE GROUP INC
CONVERTIBLE SECURITY
741503AX4
2296
2039000
PRN
SOLE
2039
0
0
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
2410
15692
SH
SOLE
14966
0
726
TIME WARNER INC
COMMON STOCK
887317303
4377
44792
SH
SOLE
42696
0
2096
TJX COMPANIES INC
COMMON STOCK
872540109
1023
12934
SH
SOLE
12795
0
139
T-MOBILE US INC
CONVERTIBLE PREFERRED SECURITY
872590203
1565
14787
SH
SOLE
14697
0
90
TOLL BROTHERS FINANCE CORP.
CONVERTIBLE SECURITY
88947EAM2
1157
1163000
PRN
SOLE
1163
0
0
UNION PACIFIC CORP
COMMON STOCK
907818108
3616
34136
SH
SOLE
32765
0
1371
UNITED PARCEL SERVICE
COMMON STOCK
911312106
1660
15472
SH
SOLE
15366
0
106
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
7129
63528
SH
SOLE
53788
0
9740
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
8453
51539
SH
SOLE
49878
0
1661
VANGUARD FTSE ALL WORLD
COMMON STOCK
922042775
229
4790
SH
SOLE
3700
0
1090
VANGUARD GROWTH ETF
COMMON STOCK
922908736
225
1848
SH
SOLE
1848
0
0
VANGUARD MSCI EAFE ETF
COMMON STOCK
921943858
218
5538
SH
SOLE
4458
0
1080
VANGUARD MSCI EMERGING MKTS
COMMON STOCK
922042858
350
8807
SH
SOLE
6302
0
2505
VANGUARD TOT WORLD STK ETF
COMMON STOCK
922042742
464
7111
SH
SOLE
7111
0
0
VANGUARD TOTAL BOND MARKET
COMMON STOCK
921937835
213
2630
SH
SOLE
2630
0
0
VANGUARD TOTAL STOCK MARKT ETF
COMMON STOCK
922908769
727
5993
SH
SOLE
4896
0
1097
VEECO INSTRUMENTS INC.
CONVERTIBLE SECURITY
922417AD2
761
731000
PRN
SOLE
731
0
0
VERIZON COMM
COMMON STOCK
92343V104
5614
115150
SH
SOLE
106436
0
8714
VISA INC
COMMON STOCK
92826C839
1469
16531
SH
SOLE
16361
0
170
VULCAN MATLS CO
COMMON STOCK
929160109
1258
10439
SH
SOLE
10330
0
109
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
3879
46701
SH
SOLE
42489
0
4212
WAL-MART STORES INC
COMMON STOCK
931142103
2870
39820
SH
SOLE
38260
0
1560
WASTE MGT INC
COMMON STOCK
94106L109
952
13049
SH
SOLE
12902
0
147
WEATHERFORD INTERNATIONAL LTD
CONVERTIBLE SECURITY
947075AH0
73
57000
PRN
SOLE
57
0
0
WEBMD HEALTH CORP
CONVERTIBLE SECURITY
94770VAF9
963
946000
PRN
SOLE
946
0
0
WELLS FARGO & COMPANY
COMMON STOCK
949746101
5318
95544
SH
SOLE
89771
0
5773
WELLS FARGO & COMPANY
CONVERTIBLE PREFERRED SECURITY
949746804
1244
1003
SH
SOLE
1003
0
0
WELLTOWER INC
COMMON STOCK
95040Q104
2371
33476
SH
SOLE
31923
0
1553
WISDOMTREE EUROPE HEDGED EQU
COMMON STOCK
97717X701
358
5695
SH
SOLE
5695
0
0
WORKDAY INC
CONVERTIBLE SECURITY
98138HAC5
1182
1033000
PRN
SOLE
1033
0
0
WORKDAY INC
CONVERTIBLE SECURITY
98138HAD3
189
154000
PRN
SOLE
154
0
0
YAHOO! INC
CONVERTIBLE SECURITY
984332AF3
2041
1972000
PRN
SOLE
1972
0
0
ZOETIS
COMMON STOCK
98978V103
1464
27434
SH
SOLE
27163
0
271