0000950123-16-022062.txt : 20161114
0000950123-16-022062.hdr.sgml : 20161111
20161114092004
ACCESSION NUMBER: 0000950123-16-022062
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161114
DATE AS OF CHANGE: 20161114
EFFECTIVENESS DATE: 20161114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Wealth Management LLC
CENTRAL INDEX KEY: 0001455258
IRS NUMBER: 208535025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13358
FILM NUMBER: 161991132
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001455258
XXXXXXXX
09-30-2016
09-30-2016
Calamos Wealth Management LLC
2020 CALAMOS COURT
Naperville
IL
60563
13F HOLDINGS REPORT
028-13358
N
Jacqueline Sinker
VP, CHIEF COMPLIANCE OFFICER
630-245-1110
Jacqueline Sinker
NAPERVILLE
IL
11-14-2016
0
220
585058
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCENTURE PLC
COMMON STOCK
G1151C101
6738
55156
SH
SOLE
52503
0
2653
ACTIVISION BLIZZARD INC
COMMON STOCK
00507V109
1452
32785
SH
SOLE
32102
0
683
AIR LEASE
CONVERTIBLE SECURITY
00912XAK0
755
610000
PRN
SOLE
603
0
7
ALERIAN MLP ETF
COMMON STOCK
00162Q866
196
15450
SH
SOLE
0
0
15450
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
698
5695
SH
SOLE
5577
0
118
ALLERGAN PLC
COMMON STOCK
G0177J108
1795
7792
SH
SOLE
7619
0
173
ALLERGAN PLC
CONVERTIBLE PREFERRED SECURITY
G0177J116
3471
4225
SH
SOLE
4211
0
14
ALPHABET INC
COMMON STOCK
02079K305
12688
15780
SH
SOLE
15466
0
314
ALPHABET INC
COMMON STOCK
02079K107
654
841
SH
SOLE
790
0
51
ALTRIA GROUP INC
COMMON STOCK
02209S103
4080
64520
SH
SOLE
60293
0
4227
AMAZON.COM INC
COMMON STOCK
023135106
5911
7060
SH
SOLE
6568
0
492
AMER INTL GROUP
COMMON STOCK
026874784
3445
58057
SH
SOLE
57364
0
693
AMER TOWER CORP
CONVERTIBLE PREFERRED SECURITY
03027X407
1126
10271
SH
SOLE
10226
0
45
AMER TOWER CORP
CONVERTIBLE PREFERRED SECURITY
03027X308
1790
16138
SH
SOLE
16088
0
50
AMGEN INC
COMMON STOCK
031162100
221
1326
SH
SOLE
0
0
1326
ANADARKO PETROLEUM
COMMON STOCK
032511107
889
14026
SH
SOLE
13971
0
55
ANTHEM INC
CONVERTIBLE PREFERRED SECURITY
036752202
1459
33571
SH
SOLE
33456
0
115
APPLE INC
COMMON STOCK
037833100
18536
163961
SH
SOLE
157719
0
6242
APPLIED MATERIALS INC
COMMON STOCK
038222105
1227
40695
SH
SOLE
39834
0
861
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAJ2
365
352000
PRN
SOLE
352
0
0
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAM5
3246
3101000
PRN
SOLE
3089
0
12
AT&T INC
COMMON STOCK
00206R102
5464
134542
SH
SOLE
126643
0
7899
ATLAS AIR WORLDWIDE HLDGS INC
CONVERTIBLE SECURITY
049164BH8
46
47000
PRN
SOLE
47
0
0
AUTOZONE INC
COMMON STOCK
053332102
924
1203
SH
SOLE
1182
0
21
BANK OF AMERICA CORP
CONVERTIBLE PREFERRED SECURITY
060505682
378
310
SH
SOLE
310
0
0
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
1561
39131
SH
SOLE
38748
0
383
BARCLAY/ISHARES FUNDS
COMMON STOCK
464287309
2063
16955
SH
SOLE
0
0
16955
BARD (C.R.) INC
COMMON STOCK
067383109
336
1500
SH
SOLE
0
0
1500
BAXTER INTL INC
COMMON STOCK
071813109
1566
32908
SH
SOLE
32183
0
725
BB&T CORPORATION
COMMON STOCK
054937107
1677
44450
SH
SOLE
43985
0
465
BERKSHIRE HTH
COMMON STOCK
084670702
3638
25180
SH
SOLE
23187
0
1993
BIOGEN INC
COMMON STOCK
09062X103
713
2277
SH
SOLE
2265
0
12
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAF8
55
44000
PRN
SOLE
40
0
4
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAE1
71
59000
PRN
SOLE
59
0
0
BIOMARIN PHARMACEUTICAL INC
COMMON STOCK
09061G101
1459
15766
SH
SOLE
15405
0
361
BOEING CO
COMMON STOCK
097023105
4262
32354
SH
SOLE
31363
0
991
BROADCOM LTD
COMMON STOCK
Y09827109
1475
8551
SH
SOLE
8360
0
191
CALAMOS CONVERT & HIGH INCOME
COMMON STOCK
12811P108
2488
226009
SH
SOLE
226009
0
0
CALAMOS CONVERTIBLE OPP&INC
COMMON STOCK
128117108
500
48438
SH
SOLE
48438
0
0
CALAMOS DYNAMIC CONVERTIBLE
COMMON STOCK
12811V105
20572
1107790
SH
SOLE
1107790
0
0
CALAMOS GLOBAL DYNAMIC INCOME
COMMON STOCK
12811L107
123
16384
SH
SOLE
16384
0
0
CALAMOS GLOBAL TOTAL RETURN FD
COMMON STOCK
128118106
2229
194837
SH
SOLE
189426
0
5411
CALAMOS STRATEGIC TOTAL RETURN
COMMON STOCK
128125101
2700
262635
SH
SOLE
257531
0
5105
CALATLANTIC GROUP INC
CONVERTIBLE SECURITY
783764AQ6
232
193000
PRN
SOLE
193
0
0
CARDINAL HEALTH INC
COMMON STOCK
14149Y108
2459
31647
SH
SOLE
30204
0
1443
CELGENE CORP
COMMON STOCK
151020104
2267
21685
SH
SOLE
21242
0
443
CEPHEID INC
CONVERTIBLE SECURITY
15670RAC1
1127
1085000
PRN
SOLE
1080
0
5
CERUS CORP
COMMON STOCK
157085101
99
15995
SH
SOLE
15995
0
0
CHEVRONTEXACO CORP
COMMON STOCK
166764100
4029
39146
SH
SOLE
38468
0
678
CISCO SYSTEMS INC
COMMON STOCK
17275R102
3699
116606
SH
SOLE
109916
0
6690
CITIGROUP INC
COMMON STOCK
172967424
1996
42252
SH
SOLE
42082
0
170
CITRIX SYSTEMS INC
CONVERTIBLE SECURITY
177376AD2
2094
1853000
PRN
SOLE
1847
0
6
COCA-COLA CO
COMMON STOCK
191216100
5224
123449
SH
SOLE
121861
0
1588
COMCAST CORP
COMMON STOCK
20030N101
7912
119262
SH
SOLE
113987
0
5275
CONOCOPHILLIPS
COMMON STOCK
20825C104
1820
41876
SH
SOLE
41466
0
410
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
2200
14428
SH
SOLE
14088
0
340
CROWN CASTLE INTL CORP
CONVERTIBLE PREFERRED SECURITY
22822V200
1124
9947
SH
SOLE
9912
0
35
CROWN CASTLE INTL CORP
COMMON STOCK
22822V101
4414
46849
SH
SOLE
46166
0
683
CSX CORPORATION
COMMON STOCK
126408103
904
29642
SH
SOLE
29002
0
640
CTRIP.COM INTL LTD
CONVERTIBLE SECURITY
22943FAD2
146
113000
PRN
SOLE
113
0
0
CVS HEALTH CORP
COMMON STOCK
126650100
206
2317
SH
SOLE
0
0
2317
DELTA AIR LINES INC
COMMON STOCK
247361702
805
20461
SH
SOLE
20381
0
80
DISNEY WALT CO
COMMON STOCK
254687106
3924
42255
SH
SOLE
40053
0
2202
DOLLAR GENERAL
COMMON STOCK
256677105
1570
22433
SH
SOLE
22002
0
431
DOMINION RESOURCES INC VA
CONVERTIBLE PREFERRED SECURITY
25746U869
1522
30584
SH
SOLE
30484
0
100
DOMINION RESOURCES INC VA
COMMON STOCK
25746U109
1727
23248
SH
SOLE
23016
0
232
DOW CHEMICAL CO
COMMON STOCK
260543103
2048
39515
SH
SOLE
35222
0
4293
DUKE ENERGY CORP
COMMON STOCK
26441C204
2752
34383
SH
SOLE
30782
0
3601
DYCOM INDS
CONVERTIBLE SECURITY
267475AB7
148
135000
PRN
SOLE
135
0
0
EATON CORP PLC
COMMON STOCK
G29183103
1103
16792
SH
SOLE
16313
0
479
EMERGENT BIOSOLUTIONS INC
CONVERTIBLE SECURITY
29089QAB1
147
119000
PRN
SOLE
119
0
0
EOG RESOURCES INC
COMMON STOCK
26875P101
808
8350
SH
SOLE
8320
0
30
EXELON CORP
CONVERTIBLE PREFERRED SECURITY
30161N127
1554
33241
SH
SOLE
33151
0
90
EXXON MOBIL CORP
COMMON STOCK
30231G102
5696
65265
SH
SOLE
64537
0
728
FACEBOOK INC
COMMON STOCK
30303M102
5543
43210
SH
SOLE
41523
0
1687
FIDELITY NATIONAL INFORMATION
COMMON STOCK
31620M106
1227
15928
SH
SOLE
15519
0
409
FINISAR CORP
CONVERTIBLE SECURITY
31787AAM3
87
74000
PRN
SOLE
74
0
0
FORD MOTOR CO
COMMON STOCK
345370860
1965
162840
SH
SOLE
154371
0
8469
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A108
68
16387
SH
SOLE
0
0
16387
GENERAL ELECTRIC CO
COMMON STOCK
369604103
6732
227285
SH
SOLE
222961
0
4324
GILEAD SCIENCES INC
COMMON STOCK
375558103
3069
38790
SH
SOLE
37492
0
1298
GLOBAL X FTSE GREECE 20
COMMON STOCK
37950E366
364
50764
SH
SOLE
50764
0
0
GOLDMAN SACHS
COMMON STOCK
38141G104
1292
8011
SH
SOLE
7981
0
30
GREENBRIER COMPANIES
CONVERTIBLE SECURITY
393657AH4
73
64000
PRN
SOLE
64
0
0
GUGGENHEIM S&P 500 PURE GROWTH
COMMON STOCK
78355W403
7610
90354
SH
SOLE
0
0
90354
HALLIBURTON CO
COMMON STOCK
406216101
875
19492
SH
SOLE
19417
0
75
HOLOGIC INC
CONVERTIBLE SECURITY
436440AC5
484
355000
PRN
SOLE
355
0
0
HOLOGIC INC
CONVERTIBLE SECURITY
436440AG6
1551
1259000
PRN
SOLE
1254
0
5
HOME DEPOT
COMMON STOCK
437076102
8070
62717
SH
SOLE
59699
0
3018
HONEYWELL INTL
COMMON STOCK
438516106
5349
45879
SH
SOLE
45275
0
604
IBOXX INV GR CORP BOND
COMMON STOCK
464287242
273
2217
SH
SOLE
0
0
2217
ILLUMINA INC
CONVERTIBLE SECURITY
452327AH2
1538
1410000
PRN
SOLE
1405
0
5
INCYTE GENOMICS
CONVERTIBLE SECURITY
45337CAM4
86
45000
PRN
SOLE
45
0
0
INTEGRA LIFESCI
CONVERTIBLE SECURITY
457985AK5
20
13000
PRN
SOLE
0
0
13
INTEL CORP
CONVERTIBLE SECURITY
458140AD2
21
15000
PRN
SOLE
15
0
0
INTEL CORP
CONVERTIBLE SECURITY
458140AF7
2736
1491000
PRN
SOLE
1486
0
5
INTEL CORP
COMMON STOCK
458140100
3531
93527
SH
SOLE
91151
0
2376
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
5090
18898
SH
SOLE
18652
0
246
INTUIT
COMMON STOCK
461202103
1213
11025
SH
SOLE
10786
0
239
INTUITIVE SURGICAL INC
COMMON STOCK
46120E602
973
1342
SH
SOLE
1316
0
26
IRONWOOD PHARMACEUTICALS INC
CONVERTIBLE SECURITY
46333XAD0
167
139000
PRN
SOLE
139
0
0
ISHARES 7-10 YEAR TREASURY B
COMMON STOCK
464287440
562
5021
SH
SOLE
0
0
5021
ISHARES BARCLAYS AGGREGATE
COMMON STOCK
464287226
13678
121667
SH
SOLE
0
0
121667
ISHARES CORE MSCI EAFE
COMMON STOCK
46432F842
4952
89805
SH
SOLE
0
0
89805
ISHARES DJ SELECT DVD
COMMON STOCK
464287168
5960
69557
SH
SOLE
0
0
69557
ISHARES EDGE MSCI MIN VOL EAFE
COMMON STOCK
46429B689
14961
221183
SH
SOLE
60
0
221123
ISHARES INTL SELECT DIVIDEND
COMMON STOCK
464288448
554
18492
SH
SOLE
0
0
18492
ISHARES MSCI EAFE INDEX FUND
COMMON STOCK
464287465
6006
101568
SH
SOLE
0
0
101568
ISHARES MSCI EMERGING MKTS IND
COMMON STOCK
464287234
367
9806
SH
SOLE
0
0
9806
ISHARES NATIONAL AMT-FREE MUNI
COMMON STOCK
464288414
854
7570
SH
SOLE
0
0
7570
ISHARES RUSSELL 3000
COMMON STOCK
464287689
10263
80060
SH
SOLE
0
0
80060
ISHARES RUSSELL MIDCAP VALUE
COMMON STOCK
464287473
1322
17221
SH
SOLE
0
0
17221
ISHARES S&P 500 INDEX FUND
COMMON STOCK
464287200
18956
87129
SH
SOLE
560
0
86569
ISHARES S&P 500 VALUE ETF
COMMON STOCK
464287408
9126
96102
SH
SOLE
0
0
96102
ISHARES S&P MIDCAP 400
COMMON STOCK
464287507
2185
14122
SH
SOLE
0
0
14122
ISHARES S&P SMALLCAP 600
COMMON STOCK
464287804
319
2567
SH
SOLE
0
0
2567
JOHNSON & JOHNSON
COMMON STOCK
478160104
7354
62250
SH
SOLE
58970
0
3280
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
7408
111249
SH
SOLE
110303
0
946
JPMORGAN ALERIAN MLP
COMMON STOCK
46625H365
287
9105
SH
SOLE
0
0
9105
LAM RESEARCH CORP
CONVERTIBLE SECURITY
512807AL2
335
210000
PRN
SOLE
210
0
0
LAM RESEARCH CORP
COMMON STOCK
512807108
2415
25494
SH
SOLE
25278
0
216
LIBERTY MEDIA CORPORATION
CONVERTIBLE SECURITY
531229AB8
2707
2586000
PRN
SOLE
2577
0
9
LINKEDIN CORPORATION
CONVERTIBLE SECURITY
53578AAB4
220
222000
PRN
SOLE
222
0
0
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
4747
19804
SH
SOLE
18743
0
1061
LOWE'S COMPANIES
COMMON STOCK
548661107
1054
14593
SH
SOLE
11501
0
3092
MARATHON PETROLEUM
COMMON STOCK
56585A102
1385
34113
SH
SOLE
33764
0
349
MASTERCARD INC
COMMON STOCK
57636Q104
4142
40697
SH
SOLE
40293
0
404
MCDONALD'S CORP
COMMON STOCK
580135101
1985
17205
SH
SOLE
16941
0
264
MEDIDATA SOLUTIONS INC
CONVERTIBLE SECURITY
58471AAB1
153
130000
PRN
SOLE
130
0
0
MEDTRONIC PLC
COMMON STOCK
G5960L103
941
10891
SH
SOLE
10851
0
40
MERCK & CO
COMMON STOCK
58933Y105
6473
103710
SH
SOLE
98571
0
5139
METLIFE INC
COMMON STOCK
59156R108
4473
100682
SH
SOLE
99669
0
1013
MGIC INVESTMENT CORP
CONVERTIBLE SECURITY
552848AD5
1241
1212000
PRN
SOLE
1207
0
5
MICROCHP TECH
CONVERTIBLE SECURITY
595017AD6
3426
2684000
PRN
SOLE
2666
0
18
MICRON TECHNOLOGY
CONVERTIBLE SECURITY
595112AU7
186
110000
PRN
SOLE
110
0
0
MICROSOFT CORP
COMMON STOCK
594918104
12584
218469
SH
SOLE
197259
0
21211
MOLINA HEALTHCARE INC
CONVERTIBLE SECURITY
60855RAD2
1915
1611000
PRN
SOLE
1605
0
6
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
2945
67083
SH
SOLE
66007
0
1076
MONSTER BEVERAGE CORP
COMMON STOCK
61174X109
1575
10727
SH
SOLE
10506
0
221
NASDAQ INC
COMMON STOCK
631103108
373
5529
SH
SOLE
5529
0
0
NEWELL BRANDS INC
COMMON STOCK
651229106
1908
36229
SH
SOLE
35458
0
771
NEXTERA ENERGY INC
CONVERTIBLE PREFERRED SECURITY
65339F846
3025
51239
SH
SOLE
51044
0
195
NEXTERA ENERGY INC
COMMON STOCK
65339F101
4108
33580
SH
SOLE
32202
0
1378
NIKE INC
COMMON STOCK
654106103
1002
19039
SH
SOLE
17266
0
1773
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
2357
11015
SH
SOLE
10758
0
257
NOVELLUS SYSTEMS INC
CONVERTIBLE SECURITY
670008AD3
2003
717000
PRN
SOLE
709
0
8
NUVASIVE INC
CONVERTIBLE SECURITY
670704AC9
205
127000
PRN
SOLE
127
0
0
NVIDIA CORP
CONVERTIBLE SECURITY
67066GAC8
416
122000
PRN
SOLE
120
0
2
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
1253
17185
SH
SOLE
17120
0
65
OLD REPUBLIC INTL CORP
CONVERTIBLE SECURITY
680223AH7
148
123000
PRN
SOLE
123
0
0
OMNICOM GROUP INC
COMMON STOCK
681919106
2109
24815
SH
SOLE
23202
0
1613
ON SEMICONDUCTOR CORP
CONVERTIBLE SECURITY
682189AH8
982
820000
PRN
SOLE
817
0
3
PALO ALTO NETWORKS
CONVERTIBLE SECURITY
697435AB1
73
48000
PRN
SOLE
48
0
0
PDC ENERGY INC
CONVERTIBLE SECURITY
69327RAD3
77
72000
PRN
SOLE
72
0
0
PEPSICO INC
COMMON STOCK
713448108
5840
53688
SH
SOLE
49442
0
4246
PFIZER INC
COMMON STOCK
717081103
5749
169730
SH
SOLE
163713
0
6017
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
1460
15015
SH
SOLE
14893
0
122
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
810
4365
SH
SOLE
4269
0
96
POWERSHARES S&P 500 LOW VOLA
COMMON STOCK
73937B779
5494
132424
SH
SOLE
0
0
132424
PRICELINE.COM INC
CONVERTIBLE SECURITY
741503AS5
3365
2626000
PRN
SOLE
2617
0
9
PROCTER & GAMBLE CO
COMMON STOCK
742718109
5568
62038
SH
SOLE
58775
0
3263
PROOFPOINT
CONVERTIBLE SECURITY
743424AD5
1589
1368000
PRN
SOLE
1363
0
5
QUALCOMM INC
COMMON STOCK
747525103
3290
48029
SH
SOLE
47654
0
375
RED HAT INC
CONVERTIBLE SECURITY
756577AD4
1226
965000
PRN
SOLE
962
0
3
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
2295
48680
SH
SOLE
44280
0
4400
ROCKWELL AUTOMTN
COMMON STOCK
773903109
898
7340
SH
SOLE
7185
0
155
ROYAL GOLD
CONVERTIBLE SECURITY
780287AA6
1026
914000
PRN
SOLE
911
0
3
RTI INTL METALS
CONVERTIBLE SECURITY
74973WAB3
1106
1039000
PRN
SOLE
1032
0
7
S&P GLOBAL INC
COMMON STOCK
78409V104
983
7770
SH
SOLE
7603
0
167
SALESFORCE.COM INC
COMMON STOCK
79466L302
721
10108
SH
SOLE
9883
0
225
SALESFORCE.COM INC
CONVERTIBLE SECURITY
79466LAD6
2055
1720000
PRN
SOLE
1710
0
10
SCHLUMBERGER LTD
COMMON STOCK
806857108
4669
59378
SH
SOLE
58559
0
819
SEACOR HOLDINGS INC
CONVERTIBLE SECURITY
811904AM3
221
219000
PRN
SOLE
219
0
0
SERVICENOW INC
CONVERTIBLE SECURITY
81762PAB8
80
65000
PRN
SOLE
65
0
0
SM ENERGY CO
CONVERTIBLE SECURITY
78454LAM2
78
65000
PRN
SOLE
65
0
0
SOUTHWEST AIRLINES
COMMON STOCK
844741108
2150
55287
SH
SOLE
54107
0
1180
SPDR BARCLAYS AGGREGATE BOND
COMMON STOCK
78464A649
252
4260
SH
SOLE
0
0
4260
SPDR TRUST SERIES 1
COMMON STOCK
78462F103
202
933
SH
SOLE
0
0
933
SPDR TRUST SERIES 1
COMMON STOCK
78464A954
1507
10000
SH
Put
SOLE
10000
0
0
SPDR TRUST SERIES 1
COMMON STOCK
78464A904
5390
14000
SH
Call
SOLE
14000
0
0
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAB8
74
65000
PRN
SOLE
65
0
0
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAA0
2883
2600000
PRN
SOLE
2590
0
10
STANLEY BLACK & DECKER INC
CONVERTIBLE PREFERRED SECURITY
854502804
2146
16990
SH
SOLE
16930
0
60
STARBUCKS CORP
COMMON STOCK
855244109
4526
83601
SH
SOLE
80050
0
3551
STARWOOD PROPERTY TRUST INC
CONVERTIBLE SECURITY
85571BAA3
146
133000
PRN
SOLE
133
0
0
STARWOOD PROPERTY TRUST INC
CONVERTIBLE SECURITY
85571BAC9
1792
1740000
PRN
SOLE
1733
0
7
STARWOOD WAYPOINT RESIDENTIAL
CONVERTIBLE SECURITY
85571WAB5
164
150000
PRN
SOLE
150
0
0
STRYKER CORP
COMMON STOCK
863667101
3188
27383
SH
SOLE
27193
0
190
SYNCHRONOSS TECHNOLOGIES INC
CONVERTIBLE SECURITY
87157BAA1
221
208000
PRN
SOLE
208
0
0
TAKE-TWO INTERACTIVE SOFTWARE
CONVERTIBLE SECURITY
874054AC3
92
39000
PRN
SOLE
39
0
0
TARGET CORP
COMMON STOCK
87612E106
2395
34875
SH
SOLE
34476
0
399
TEMPLETON EMERGING MKTS FD
COMMON STOCK
880191101
1968
155848
SH
SOLE
155848
0
0
TESLA MOTORS INC
CONVERTIBLE SECURITY
88160RAC5
2265
2644000
PRN
SOLE
2637
0
7
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
2560
36475
SH
SOLE
35485
0
990
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
3714
23348
SH
SOLE
22944
0
404
TIME WARNER INC
COMMON STOCK
887317303
2654
33334
SH
SOLE
33012
0
322
TJX COMPANIES INC
COMMON STOCK
872540109
1315
17586
SH
SOLE
48410
0
1059
T-MOBILE US INC
CONVERTIBLE PREFERRED SECURITY
872590203
1785
22870
SH
SOLE
22695
0
175
T-MOBILE US INC
COMMON STOCK
872590104
2311
49469
SH
SOLE
48410
0
1059
TOLL BROTHERS FINANCE CORP.
CONVERTIBLE SECURITY
88947EAM2
1735
1763000
PRN
SOLE
1756
0
7
TYSON FOODS A
CONVERTIBLE PREFERRED SECURITY
902494301
1799
21981
SH
SOLE
21841
0
140
UNION PACIFIC CORP
COMMON STOCK
907818108
2871
29437
SH
SOLE
29111
0
326
UNITED PARCEL SERVICE
COMMON STOCK
911312106
2374
21711
SH
SOLE
21411
0
300
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
5349
52650
SH
SOLE
50131
0
2519
UNITEDHEALTH GROUP INC
COMMON STOCK
91324P102
6422
45874
SH
SOLE
45319
0
555
VERIZON COMM
COMMON STOCK
92343V104
5294
101850
SH
SOLE
96324
0
5526
VISA INC
COMMON STOCK
92826C839
2186
26433
SH
SOLE
25680
0
753
VULCAN MATLS CO
COMMON STOCK
929160109
1144
10057
SH
SOLE
9839
0
218
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
5432
67372
SH
SOLE
63725
0
3647
WAL-MART STORES INC
COMMON STOCK
931142103
2689
37281
SH
SOLE
36940
0
341
WEATHERFORD INTERNATIONAL LTD
CONVERTIBLE SECURITY
947075AH0
66
59000
PRN
SOLE
59
0
0
WEBMD HEALTH CORP
CONVERTIBLE SECURITY
94770VAF9
1416
1365000
PRN
SOLE
1361
0
4
WELLS FARGO & COMPANY
COMMON STOCK
949746101
6567
148307
SH
SOLE
143743
0
4564
WELLS FARGO & COMPANY(WACHOVIA
CONVERTIBLE PREFERRED SECURITY
949746804
1890
1444
SH
SOLE
1440
0
4
WELLTOWER INC
COMMON STOCK
95040Q104
1854
24791
SH
SOLE
24528
0
263
WORKDAY INC
CONVERTIBLE SECURITY
98138HAC5
3071
2490000
PRN
SOLE
2481
0
9
WORKDAY INC
CONVERTIBLE SECURITY
98138HAD3
235
180000
PRN
SOLE
180
0
0
YAHOO! INC
CONVERTIBLE SECURITY
984332AF3
1766
1724000
PRN
SOLE
1718
0
6
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
3994
30722
SH
SOLE
30237
0
485
ZOETIS
COMMON STOCK
98978V103
1821
35020
SH
SOLE
34294
0
726