0000950123-16-016003.txt : 20160425
0000950123-16-016003.hdr.sgml : 20160425
20160425160439
ACCESSION NUMBER: 0000950123-16-016003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160425
DATE AS OF CHANGE: 20160425
EFFECTIVENESS DATE: 20160425
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Calamos Wealth Management LLC
CENTRAL INDEX KEY: 0001455258
IRS NUMBER: 208535025
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13358
FILM NUMBER: 161589077
BUSINESS ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
BUSINESS PHONE: 630-245-7200
MAIL ADDRESS:
STREET 1: 2020 CALAMOS COURT
CITY: NAPERVILLE
STATE: IL
ZIP: 60563
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001455258
XXXXXXXX
03-31-2016
03-31-2016
CALAMOS WEALTH MANAGEMENT LLC
2020 CALAMOS COURT
NAPERVILLE
IL
60563
13F HOLDINGS REPORT
028-13358
N
Jacqueline Sinker
VP, CHIEF COMPLIANCE OFFICER
630-245-1110
Jacqueline Sinker
NAPERVILLE
IL
04-25-2016
0
241
519647
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COMMON STOCK
88579Y101
1102
6613
SH
SOLE
6593
0
20
ABBVIE
COMMON STOCK
00287Y109
1773
31041
SH
SOLE
30582
0
459
ACADIA HEALTHCARE
COMMON STOCK
00404A109
1465
26586
SH
SOLE
26220
0
366
ACCENTURE PLC
COMMON STOCK
G1151C101
7581
65689
SH
SOLE
63069
0
2620
ACORDA THERAPEUTICS INC
CONVERTIBLE SECURITY
00484MAA4
48
54000
PRN
SOLE
54
0
0
AIR LEASE
CONVERTIBLE SECURITY
00912XAK0
923
690000
PRN
SOLE
688
0
2
ALEXION PHARMACEUTICALS INC
COMMON STOCK
015351109
1788
12843
SH
SOLE
12725
0
118
ALLEGION PUBLIC LIMITED CO
COMMON STOCK
G0176J109
366
5752
SH
SOLE
5665
0
87
ALLERGAN PLC
CONVERTIBLE PREFERRED SECURITY
G0177J116
3237
3522
SH
SOLE
3512
0
10
ALPHABET INC
COMMON STOCK
02079K305
11961
15678
SH
SOLE
15493
0
185
ALPHABET INC
COMMON STOCK
02079K107
630
846
SH
SOLE
833
0
13
ALTRIA GROUP INC
COMMON STOCK
02209S103
2994
47780
SH
SOLE
43597
0
4183
AMAZON.COM INC
COMMON STOCK
023135106
3465
5837
SH
SOLE
5631
0
206
AMER INTL GROUP
COMMON STOCK
026874784
3043
56298
SH
SOLE
55818
0
480
AMER TOWER CORP
CONVERTIBLE PREFERRED SECURITY
03027X308
1953
18567
SH
SOLE
18517
0
50
ANADARKO PETROLEUM
COMMON STOCK
032511107
755
16220
SH
SOLE
16165
0
55
ANTHEM INC
COMMON STOCK
036752103
1579
11361
SH
SOLE
11165
0
196
ANTHEM INC
CONVERTIBLE PREFERRED SECURITY
036752202
2338
50083
SH
SOLE
49933
0
150
APPLE INC
COMMON STOCK
037833100
18890
173318
SH
SOLE
167833
0
5485
APPLIED MATERIALS INC
COMMON STOCK
038222105
1020
48176
SH
SOLE
47462
0
714
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAJ2
381
374000
PRN
SOLE
374
0
0
ARES CAPITAL CORP
CONVERTIBLE SECURITY
04010LAM5
3655
3594000
PRN
SOLE
3582
0
12
AT&T INC
COMMON STOCK
00206R102
3049
77832
SH
SOLE
70152
0
7680
BANK OF AMERICA CORP
CONVERTIBLE PREFERRED SECURITY
060505682
371
326
SH
SOLE
326
0
0
BANK OF NEW YORK MELLON CORP
COMMON STOCK
064058100
1040
28241
SH
SOLE
27761
0
480
BARCLAY/ISHARES FUNDS
COMMON STOCK
464287309
2092
18053
SH
SOLE
0
0
18053
BARD (C.R.) INC
COMMON STOCK
067383109
304
1500
SH
SOLE
0
0
1500
BB&T CORPORATION
COMMON STOCK
054937107
1068
32107
SH
SOLE
31530
0
577
BERKSHIRE HTH
COMMON STOCK
084670702
2637
18585
SH
SOLE
16873
0
1712
BIOGEN INC
COMMON STOCK
09062X103
695
2670
SH
SOLE
2658
0
12
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAF8
576
485000
PRN
SOLE
482
0
3
BIOMARIN PHARMACEUTICAL INC
CONVERTIBLE SECURITY
09061GAE1
1084
937000
PRN
SOLE
935
0
2
BOEING CO
COMMON STOCK
097023105
4475
35257
SH
SOLE
34178
0
1079
BOOZ ALLEN HAMILTON
COMMON STOCK
099502106
1167
38551
SH
SOLE
38003
0
548
CALAMOS CONVERT & HIGH INCOME
COMMON STOCK
12811P108
2228
214397
SH
SOLE
214397
0
0
CALAMOS CONVERTIBLE OPP&INC
COMMON STOCK
128117108
446
46952
SH
SOLE
46952
0
0
CALAMOS DYNAMIC CONVERTIBLE
COMMON STOCK
12811V105
19143
1107790
SH
SOLE
1107790
0
0
CALAMOS FOCUS GROWTH ETF
COMMON STOCK
12811T100
14646
1510000
SH
SOLE
1510000
0
0
CALAMOS GLOBAL DYNAMIC INCOME
COMMON STOCK
12811L107
115
16384
SH
SOLE
16384
0
0
CALAMOS GLOBAL TOTAL RETURN FD
COMMON STOCK
128118106
2043
184591
SH
SOLE
178862
0
5729
CALAMOS STRATEGIC TOTAL RETURN
COMMON STOCK
128125101
2405
252937
SH
SOLE
245178
0
7760
CALATLANTIC GROUP INC
CONVERTIBLE SECURITY
783764AQ6
251
205000
PRN
SOLE
205
0
0
CARDINAL HEALTH INC
COMMON STOCK
14149Y108
1910
23307
SH
SOLE
21778
0
1529
CELGENE CORP
COMMON STOCK
151020104
2576
25737
SH
SOLE
25512
0
225
CENTENE CORP
COMMON STOCK
15135B101
929
15095
SH
SOLE
14889
0
206
CEPHEID INC
CONVERTIBLE SECURITY
15670RAC1
1150
1285000
PRN
SOLE
1280
0
5
CHEVRONTEXACO CORP
COMMON STOCK
166764100
3064
32116
SH
SOLE
31545
0
571
CISCO SYSTEMS INC
COMMON STOCK
17275R102
2475
86930
SH
SOLE
79960
0
6970
CITIGROUP INC
COMMON STOCK
172967424
2029
48601
SH
SOLE
48431
0
170
CITRIX SYSTEMS INC
CONVERTIBLE SECURITY
177376AD2
900
804000
PRN
SOLE
802
0
2
COCA-COLA CO
COMMON STOCK
191216100
5619
121131
SH
SOLE
119767
0
1364
COMCAST CORP
COMMON STOCK
20030N101
5983
97951
SH
SOLE
92950
0
5001
CONOCOPHILLIPS
COMMON STOCK
20825C104
1212
30090
SH
SOLE
29570
0
520
CORNING INC
COMMON STOCK
219350105
598
28614
SH
SOLE
28166
0
448
COSTAR GRP INC
COMMON STOCK
22160N109
1030
5475
SH
SOLE
5409
0
66
COSTCO WHOLESALE CORP
COMMON STOCK
22160K105
2625
16659
SH
SOLE
16604
0
55
CROWN CASTLE INTL CORP
CONVERTIBLE PREFERRED SECURITY
22822V200
1294
12074
SH
SOLE
12039
0
35
CROWN CASTLE INTL CORP
COMMON STOCK
22822V101
1894
21898
SH
SOLE
21509
0
389
CSX CORPORATION
COMMON STOCK
126408103
1594
61897
SH
SOLE
61303
0
594
CTRIP.COM INTL LTD
CONVERTIBLE SECURITY
22943FAD2
148
115000
PRN
SOLE
115
0
0
DELPHI AUTOMOTIVE PLC
COMMON STOCK
G27823106
1066
14213
SH
SOLE
14021
0
192
DELTA AIR LINES INC
COMMON STOCK
247361702
1144
23491
SH
SOLE
23411
0
80
DIAMONDBACK ENERGY INC
COMMON STOCK
25278X109
1029
13335
SH
SOLE
13149
0
186
DISNEY WALT CO
COMMON STOCK
254687106
5259
52960
SH
SOLE
52120
0
840
DOLLAR GENERAL
COMMON STOCK
256677105
1883
21993
SH
SOLE
21701
0
292
DOMINION RESOURCES INC VA
COMMON STOCK
25746U109
1260
16772
SH
SOLE
16482
0
290
DOMINION RESOURCES INC VA
CONVERTIBLE PREFERRED SECURITY
25746U869
1764
35064
SH
SOLE
34964
0
100
DOW CHEMICAL CO
COMMON STOCK
260543103
1487
29240
SH
SOLE
24845
0
4395
DUKE ENERGY CORP
COMMON STOCK
26441C204
2103
26060
SH
SOLE
22522
0
3538
E TRADE GROUP
COMMON STOCK
269246401
659
26910
SH
SOLE
26586
0
324
EATON CORP PLC
COMMON STOCK
G29183103
1199
19161
SH
SOLE
19096
0
65
EMERGENT BIOSOLUTIONS INC
CONVERTIBLE SECURITY
29089QAB1
161
124000
PRN
SOLE
124
0
0
ENVISION HEALTHCARE HOLDINGS
COMMON STOCK
29413U103
674
33016
SH
SOLE
32507
0
509
EOG RESOURCES INC
COMMON STOCK
26875P101
690
9512
SH
SOLE
9482
0
30
EVERCORE PARTNERS INC
COMMON STOCK
29977A105
507
9796
SH
SOLE
9652
0
144
EXELON CORP
CONVERTIBLE PREFERRED SECURITY
30161N127
1874
38061
SH
SOLE
37971
0
90
EXPRESS SCRIPTS HOLDING CO
COMMON STOCK
30219G108
1138
16565
SH
SOLE
16318
0
247
EXXON MOBIL CORP
COMMON STOCK
30231G102
4828
57754
SH
SOLE
57051
0
703
FACEBOOK INC
COMMON STOCK
30303M102
6249
54766
SH
SOLE
54223
0
543
FIREEYE
COMMON STOCK
31816Q101
561
31182
SH
SOLE
30845
0
337
FORD MOTOR CO
COMMON STOCK
345370860
1630
120765
SH
SOLE
111893
0
8872
FRONTIER COMMUNICATIONS CORP
COMMON STOCK
35906A108
92
16387
SH
SOLE
0
0
16387
GENERAL ELECTRIC CO
COMMON STOCK
369604103
6216
195525
SH
SOLE
191612
0
3913
GILEAD SCIENCE
CONVERTIBLE SECURITY
375558AP8
1477
360000
PRN
SOLE
358
0
2
GILEAD SCIENCES INC
COMMON STOCK
375558103
2450
26671
SH
SOLE
25369
0
1302
GLOBAL X FTSE GREECE 20
COMMON STOCK
37950E366
382
50764
SH
SOLE
50764
0
0
GOLDMAN SACHS
COMMON STOCK
38141G104
1445
9205
SH
SOLE
9175
0
30
GREENBRIER COMPANIES
CONVERTIBLE SECURITY
393657AH4
68
64000
PRN
SOLE
64
0
0
GUGGENHEIM S&P 500 PURE GROWTH
COMMON STOCK
78355W403
7461
93969
SH
SOLE
0
0
93969
GUIDEWIRE SOFTWARE
COMMON STOCK
40171V100
415
7624
SH
SOLE
7508
0
116
HCA HOLDINGS INC
COMMON STOCK
40412C101
1390
17813
SH
SOLE
17561
0
252
HILTON WORLDWIDE HOLDINGS
COMMON STOCK
43300A104
1306
58011
SH
SOLE
57233
0
778
HOLOGIC INC
CONVERTIBLE SECURITY
436440AC5
545
422000
PRN
SOLE
422
0
0
HOLOGIC INC
CONVERTIBLE SECURITY
436440AG6
1779
1427000
PRN
SOLE
1422
0
5
HOME DEPOT
COMMON STOCK
437076102
8417
63083
SH
SOLE
61283
0
1800
HONEYWELL INTL
COMMON STOCK
438516106
3270
29185
SH
SOLE
27888
0
1297
ILLUMINA INC
CONVERTIBLE SECURITY
452327AH2
150
139000
PRN
SOLE
139
0
0
ILLUMINA INC
COMMON STOCK
452327109
2050
12643
SH
SOLE
12603
0
40
IMAX CORP
COMMON STOCK
45245E109
588
18915
SH
SOLE
18637
0
278
IMS HEALTH HOLDINGS INC
COMMON STOCK
44970B109
584
21995
SH
SOLE
21670
0
325
INCYTE GENOMICS
CONVERTIBLE SECURITY
45337CAM4
73
47000
PRN
SOLE
47
0
0
INTEGRA LIFESCI
CONVERTIBLE SECURITY
457985AK5
2360
1819000
PRN
SOLE
1813
0
6
INTEL CORP
COMMON STOCK
458140100
2214
68431
SH
SOLE
66696
0
1735
INTEL CORP
CONVERTIBLE SECURITY
458140AF7
2719
1713000
PRN
SOLE
1708
0
5
INTEL CORP
CONVERTIBLE SECURITY
458140AD2
28
22000
PRN
SOLE
22
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON STOCK
45866F104
3916
16656
SH
SOLE
16462
0
194
INTERXION HOLDING NV
COMMON STOCK
N47279109
1312
37929
SH
SOLE
37442
0
487
ISHARES 7-10 YEAR TREASURY B
COMMON STOCK
464287440
419
3797
SH
SOLE
0
0
3797
ISHARES BARCLAYS AGGREGATE
COMMON STOCK
464287226
7137
64397
SH
SOLE
0
0
64397
ISHARES CORE MSCI EAFE
COMMON STOCK
46432F842
883
16621
SH
SOLE
0
0
16621
ISHARES DJ SELECT DVD
COMMON STOCK
464287168
3530
43219
SH
SOLE
0
0
43219
ISHARES INTL SELECT DIVIDEND
COMMON STOCK
464288448
690
23792
SH
SOLE
0
0
23792
ISHARES MSCI EAFE INDEX FUND
COMMON STOCK
464287465
3801
66494
SH
SOLE
0
0
66494
ISHARES MSCI EAFE MINIMUM VO
COMMON STOCK
46429B689
4467
67228
SH
SOLE
0
0
67228
ISHARES MSCI EMERGING MKTS IND
COMMON STOCK
464287234
743
21679
SH
SOLE
0
0
21679
ISHARES NATIONAL AMT-FREE MUNI
COMMON STOCK
464288414
225
2015
SH
SOLE
0
0
2015
ISHARES RUSSELL 3000
COMMON STOCK
464287689
6694
55384
SH
SOLE
0
0
55384
ISHARES RUSSELL MIDCAP VALUE
COMMON STOCK
464287473
1470
20722
SH
SOLE
0
0
20722
ISHARES S&P 500 INDEX FUND
COMMON STOCK
464287200
7422
35915
SH
SOLE
0
0
35915
ISHARES S&P 500 VALUE ETF
COMMON STOCK
464287408
7961
88526
SH
SOLE
0
0
88526
ISHARES S&P MIDCAP 400
COMMON STOCK
464287507
550
3815
SH
SOLE
0
0
3815
ISHARES S&P SMALLCAP 600
COMMON STOCK
464287804
338
3007
SH
SOLE
0
0
3007
JARDEN CORP
CONVERTIBLE SECURITY
471109AM0
445
351000
PRN
SOLE
351
0
0
JARDEN CORP
CONVERTIBLE SECURITY
471109AH1
2557
1362000
PRN
SOLE
1357
0
5
JAZZ PHARMACEUTICALS PLC
COMMON STOCK
G50871105
329
2522
SH
SOLE
2489
0
33
JOHNSON & JOHNSON
COMMON STOCK
478160104
6146
56799
SH
SOLE
53823
0
2976
JONES LANG LASALLE INC
COMMON STOCK
48020Q107
333
2839
SH
SOLE
2802
0
37
JP MORGAN CHASE & CO
COMMON STOCK
46625H100
6167
104144
SH
SOLE
103049
0
1095
LAM RESEARCH CORP
CONVERTIBLE SECURITY
512807AJ7
891
665000
PRN
SOLE
665
0
0
LAM RESEARCH CORP
COMMON STOCK
512807108
1308
15841
SH
SOLE
15566
0
275
LENNOX INTERNATIONAL INC
COMMON STOCK
526107107
397
2936
SH
SOLE
2894
0
42
LIBERTY
CONVERTIBLE SECURITY
530610AC8
4233
2535000
PRN
SOLE
2528
0
7
LIBERTY GLOBAL PLC
COMMON STOCK
G5480U104
1449
37646
SH
SOLE
37145
0
501
LIBERTY MEDIA CORPORATION
CONVERTIBLE SECURITY
531229AB8
2988
3011000
PRN
SOLE
3002
0
9
LINKEDIN CORPORATION
CONVERTIBLE SECURITY
53578AAB4
375
414000
PRN
SOLE
414
0
0
LIONS GATE ENTERTAINMENT CORP
COMMON STOCK
535919203
707
32344
SH
SOLE
31829
0
515
LOCKHEED MARTIN CORP
COMMON STOCK
539830109
5541
25016
SH
SOLE
23986
0
1030
LOWE'S COMPANIES
COMMON STOCK
548661107
207
2735
SH
SOLE
0
0
2735
MANPOWERGROUP INC
COMMON STOCK
56418H100
436
5354
SH
SOLE
5276
0
78
MARATHON PETROLEUM
COMMON STOCK
56585A102
925
24873
SH
SOLE
24438
0
435
MASTERCARD INC
COMMON STOCK
57636Q104
4104
43427
SH
SOLE
43044
0
383
MCDONALD'S CORP
COMMON STOCK
580135101
1516
12065
SH
SOLE
11778
0
287
MEDIDATA SOLUTIONS INC
CONVERTIBLE SECURITY
58471AAB1
136
134000
PRN
SOLE
134
0
0
MERCK & CO
COMMON STOCK
58933Y105
5035
95160
SH
SOLE
90167
0
4993
METLIFE INC
COMMON STOCK
59156R108
3953
89966
SH
SOLE
88881
0
1085
MGIC INVESTMENT CORP
CONVERTIBLE SECURITY
552848AD5
1543
1482000
PRN
SOLE
1477
0
5
MICROCHP TECH
CONVERTIBLE SECURITY
595017AD6
1626
1589000
PRN
SOLE
1584
0
5
MICRON TECHNOLOGY
CONVERTIBLE SECURITY
595112AU7
134
114000
PRN
SOLE
114
0
0
MICROSOFT CORP
COMMON STOCK
594918104
13034
235991
SH
SOLE
214587
0
21404
MOLINA HEALTHCARE INC
CONVERTIBLE SECURITY
60855RAD2
149
118000
PRN
SOLE
118
0
0
MOLINA HEALTHCARE INC
CONVERTIBLE SECURITY
60855RAC4
219
133000
PRN
SOLE
133
0
0
MONDELEZ INTERNATIONAL INC
COMMON STOCK
609207105
2373
59147
SH
SOLE
58627
0
520
NASDAQ INC
COMMON STOCK
631103108
367
5529
SH
SOLE
5529
0
0
NEXTERA ENERGY INC
CONVERTIBLE PREFERRED SECURITY
65339F861
983
16145
SH
SOLE
16145
0
0
NEXTERA ENERGY INC
COMMON STOCK
65339F101
4542
38382
SH
SOLE
36947
0
1435
NIKE INC
COMMON STOCK
654106103
3996
65014
SH
SOLE
62779
0
2235
NORTHROP GRUMMAN CORP
COMMON STOCK
666807102
2707
13679
SH
SOLE
13566
0
113
NORWEGIAN CRUISE LINE HOLDIN
COMMON STOCK
G66721104
854
15447
SH
SOLE
15198
0
249
NOVELLUS SYSTEMS INC
CONVERTIBLE SECURITY
670008AD3
2121
871000
PRN
SOLE
867
0
4
NUVASIVE INC
CONVERTIBLE SECURITY
670704AC9
165
130000
PRN
SOLE
130
0
0
NVIDIA CORP
CONVERTIBLE SECURITY
67066GAC8
1827
1024000
PRN
SOLE
1021
0
3
OCCIDENTAL PETROLEUM CORP
COMMON STOCK
674599105
2063
30149
SH
SOLE
30049
0
100
OLD REPUBLIC INTL CORP
CONVERTIBLE SECURITY
680223AH7
163
131000
PRN
SOLE
131
0
0
OMNICOM GROUP INC
COMMON STOCK
681919106
1521
18276
SH
SOLE
16590
0
1686
ON SEMICONDUCTOR CORP
CONVERTIBLE SECURITY
682189AH8
1021
946000
PRN
SOLE
943
0
3
ORACLE CORP
COMMON STOCK
68389X105
2090
51098
SH
SOLE
47522
0
3576
PACKAGING CORP OF AMERICA
COMMON STOCK
695156109
359
5940
SH
SOLE
5862
0
78
PEPSICO INC
COMMON STOCK
713448108
4518
44084
SH
SOLE
42555
0
1529
PERRIGO CO PLC
COMMON STOCK
G97822103
1073
8387
SH
SOLE
8277
0
110
PFIZER INC
COMMON STOCK
717081103
4242
143130
SH
SOLE
137147
0
5983
PHILIP MORRIS INTERNATIONAL
COMMON STOCK
718172109
1713
17463
SH
SOLE
17408
0
55
PIONEER NATURAL RESOURCES CO
COMMON STOCK
723787107
1155
8206
SH
SOLE
8092
0
114
PRICELINE.COM INC
CONVERTIBLE SECURITY
741503AS5
832
692000
PRN
SOLE
692
0
0
PRICELINE.COM INC
CONVERTIBLE SECURITY
741503AQ9
1806
1262000
PRN
SOLE
1257
0
5
PROCTER & GAMBLE CO
COMMON STOCK
742718109
4441
53951
SH
SOLE
51611
0
2340
RAYTHEON CO
COMMON STOCK
755111507
1550
12639
SH
SOLE
12454
0
185
REALOGY HOLDINGS CORP
COMMON STOCK
75605Y106
433
11991
SH
SOLE
11822
0
169
RED HAT INC
COMMON STOCK
756577102
914
12261
SH
SOLE
12112
0
149
RED HAT INC
CONVERTIBLE SECURITY
756577AD4
1355
1092000
PRN
SOLE
1089
0
3
REYNOLDS AMERICAN INC
COMMON STOCK
761713106
3118
61969
SH
SOLE
59419
0
2550
RTI INTL METALS
CONVERTIBLE SECURITY
74973WAB3
1374
1308000
PRN
SOLE
1301
0
7
SABRE CORP
COMMON STOCK
78573M104
1123
38845
SH
SOLE
38340
0
505
SALESFORCE.COM INC
COMMON STOCK
79466L302
1181
16000
SH
SOLE
15791
0
209
SALESFORCE.COM INC
CONVERTIBLE SECURITY
79466LAD6
2415
1951000
PRN
SOLE
1946
0
5
SCHLUMBERGER LTD
COMMON STOCK
806857108
3014
40867
SH
SOLE
40302
0
565
SCOTTS MIRACLE-GRO CO
COMMON STOCK
810186106
404
5550
SH
SOLE
5471
0
79
SEACOR HOLDINGS INC
CONVERTIBLE SECURITY
811904AM3
243
256000
PRN
SOLE
256
0
0
SERVICENOW INC
CONVERTIBLE SECURITY
81762PAB8
1742
1607000
PRN
SOLE
1602
0
5
SHIRE PLC
COMMON STOCK
82481R106
1230
7156
SH
SOLE
7055
0
101
SIGNET JEWELERS LTD
COMMON STOCK
G81276100
438
3535
SH
SOLE
3477
0
58
SOUTHWEST AIRLINES
COMMON STOCK
844741108
922
20587
SH
SOLE
20313
0
274
SPDR BARCLAYS AGGREGATE BOND
COMMON STOCK
78464A649
249
4260
SH
SOLE
0
0
4260
SPDR TRUST SERIES 1
COMMON STOCK
78464A909
1899
12000
SH
Call
SOLE
12000
0
0
SPDR TRUST SERIES 1
COMMON STOCK
78464A959
3328
11000
SH
Put
SOLE
11000
0
0
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAA0
64
64000
PRN
SOLE
64
0
0
SPIRIT REALTY CAPITAL INC
CONVERTIBLE SECURITY
84860WAB8
83
82000
PRN
SOLE
82
0
0
STANLEY BLACK & DECKER INC
CONVERTIBLE PREFERRED SECURITY
854502804
2230
19774
SH
SOLE
19714
0
60
STARBUCKS CORP
COMMON STOCK
855244109
6476
108477
SH
SOLE
104254
0
4223
STARWOOD PROPERTY TRUST INC
CONVERTIBLE SECURITY
85571BAA3
141
140000
PRN
SOLE
140
0
0
STARWOOD WAYPOINT RESIDENTIAL
CONVERTIBLE SECURITY
85571WAB5
155
156000
PRN
SOLE
156
0
0
STATE STREET CORP
COMMON STOCK
857477103
1613
27570
SH
SOLE
27475
0
95
STERIS PLC
COMMON STOCK
G84720104
415
5845
SH
SOLE
5766
0
79
STRYKER CORP
COMMON STOCK
863667101
3499
32615
SH
SOLE
32245
0
370
SUNPOWER CORP
CONVERTIBLE SECURITY
867652AG4
134
121000
PRN
SOLE
121
0
0
SUNPOWER CORP
COMMON STOCK
867652406
319
14274
SH
SOLE
14079
0
195
SVB FINANCIAL GROUP
COMMON STOCK
78486Q101
223
2181
SH
SOLE
2147
0
34
SYNCHRONOSS TECHNOLOGIES INC
CONVERTIBLE SECURITY
87157BAA1
223
231000
PRN
SOLE
231
0
0
TAKE-TWO INTERACTIVE SOFTWARE
CONVERTIBLE SECURITY
874054AC3
160
81000
PRN
SOLE
81
0
0
TARGET CORP
COMMON STOCK
87612E106
2140
26004
SH
SOLE
25565
0
439
TE CONNECTIVITY LTD
COMMON STOCK
H84989104
756
12217
SH
SOLE
12034
0
183
TEMPLETON EMERGING MKTS FD
COMMON STOCK
880191101
1686
155848
SH
SOLE
155848
0
0
TESLA MOTORS INC
COMMON STOCK
88160R101
951
4137
SH
SOLE
4085
0
52
TESLA MOTORS INC
CONVERTIBLE SECURITY
88160RAC5
2576
3005000
PRN
SOLE
2998
0
7
TEXAS INSTRUMENTS INC
COMMON STOCK
882508104
1567
27293
SH
SOLE
26224
0
1069
THERMO FISHER SCIENTIFIC INC
COMMON STOCK
883556102
1209
8536
SH
SOLE
8364
0
172
T-MOBILE US INC
COMMON STOCK
872590104
1562
40788
SH
SOLE
40257
0
531
T-MOBILE US INC
CONVERTIBLE PREFERRED SECURITY
872590203
1815
27415
SH
SOLE
27330
0
85
TOLL BROTHERS FINANCE CORP
CONVERTIBLE SECURITY
88947EAM2
2015
2060000
PRN
SOLE
2053
0
7
TYSON FOODS
CONVERTIBLE PREFERRED SECURITY
902494301
1916
25729
SH
SOLE
25664
0
65
UNION PACIFIC CORP
COMMON STOCK
907818108
1979
24882
SH
SOLE
24548
0
334
UNITED PARCEL SERVICE
COMMON STOCK
911312106
2782
26375
SH
SOLE
26121
0
254
UNITED TECHNOLOGIES CORP
COMMON STOCK
913017109
2861
28583
SH
SOLE
26184
0
2399
VANTIV INC
COMMON STOCK
92210H105
651
12088
SH
SOLE
11922
0
166
VCA INC
COMMON STOCK
918194101
466
8081
SH
SOLE
7974
0
107
VERIFONE SYSTEMS INC
COMMON STOCK
92342Y109
541
19164
SH
SOLE
18888
0
276
VERINT SYSTEMS
CONVERTIBLE SECURITY
92343XAA8
144
163000
PRN
SOLE
163
0
0
VERIZON COMM
COMMON STOCK
92343V104
3149
58223
SH
SOLE
53366
0
4857
VISA INC
COMMON STOCK
92826C839
1095
14316
SH
SOLE
14144
0
172
WALGREENS BOOTS ALLIANCE INC
COMMON STOCK
931427108
6378
75710
SH
SOLE
71946
0
3764
WAL-MART STORES INC
COMMON STOCK
931142103
1254
18310
SH
SOLE
17976
0
334
WASTE CONNCTIONS INC
COMMON STOCK
941053100
1189
18415
SH
SOLE
18173
0
242
WEBMD HEALTH CORP
CONVERTIBLE SECURITY
94770VAF9
153
134000
PRN
SOLE
134
0
0
WELLS FARGO & COMPANY
COMMON STOCK
949746101
7072
146235
SH
SOLE
141500
0
4735
WELLS FARGO & COMPANY
CONVERTIBLE PREFERRED SECURITY
949746804
1997
1657
SH
SOLE
1653
0
4
WELLTOWER INC
COMMON STOCK
95040Q104
1239
17866
SH
SOLE
17537
0
329
WORKDAY INC
CONVERTIBLE SECURITY
98138HAC5
1752
1547000
PRN
SOLE
1543
0
4
WORKDAY INC
CONVERTIBLE SECURITY
98138HAD3
226
192000
PRN
SOLE
192
0
0
YAHOO! INC
CONVERTIBLE SECURITY
984332AF3
2051
2071000
PRN
SOLE
2065
0
6
ZAYO GROUP HOLDINGS INC
COMMON STOCK
98919V105
471
19414
SH
SOLE
19150
0
264
ZIMMER BIOMET HOLDINGS INC
COMMON STOCK
98956P102
1612
15118
SH
SOLE
15068
0
50
ZOETIS
COMMON STOCK
98978V103
1896
42766
SH
SOLE
42198
0
568