-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KcS0nIO+DVSQQDYuUPzwYWURGUbCG24JyLhrZTU8Eg/J36QTJyh8OFlifd+9Iaua l2GSA3EumlcEXRo0+S3M/A== 0000950123-10-104459.txt : 20101112 0000950123-10-104459.hdr.sgml : 20101111 20101112070041 ACCESSION NUMBER: 0000950123-10-104459 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101112 DATE AS OF CHANGE: 20101112 EFFECTIVENESS DATE: 20101112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Wealth Management LLC CENTRAL INDEX KEY: 0001455258 IRS NUMBER: 208535025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13358 FILM NUMBER: 101182584 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR 1 c61212e13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: _____ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: CALAMOS WEALTH MANAGEMENT LLC Address: 2020 Calamos Court Naperville, Illinois 60563 Form 13F File Number: 28-13358 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joseph B. O'Boyle Title: Chief Compliance Officer Phone: (630) 245-7200 Signature, Place, and Date of Signing: /s/ Joseph B. O'Boyle Naperville, Illinois November 8, 2010 - ----------------------------------- ----------------------- ---------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Form 13F Information Table Entry Total: 147 Form 13F Information Table Value Total: $180,601 (thousands)
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 --------------- ------------ --------- ----------- ---------------- ---------- -------- ------------------ SHS or Voting Authority Title of Value PRN CALL Investment Other ------------------ Names of Issuer Class Cusip (x1000) Amount /PUT Discretion Managers Sole Shared None --------------- ------------ --------- ----------- ------- ---- ---------- -------- ----- ------ ----- ABB LTD. COMMON STOCK 000375204 672 31795 shs Sole None 17755 14040 ABERCROMBIE & FITCH CO COMMON STOCK 002896207 507 12905 shs Sole None 8230 4675 ACTUANT CORP CONVERTIBLE SECURITY 00508XAB0 224 189000 prn Sole None 59 130 AFLAC INC COMMON STOCK 001055102 573 11081 shs Sole None 3826 7255 AGCO CORP CONVERTIBLE SECURITY 001084AM4 1110 952000 prn Sole None 350 602 AGRIUM INC COMMON STOCK 008916108 1138 15180 shs Sole None 9695 5485 ALCON INC COMMON STOCK H01301102 612 3670 shs Sole None 1425 2245 ALIGN TECH INC COMMON STOCK 016255101 624 31880 shs Sole None 20335 11545 ALLEGHENY TECHNOLOGIES INC CONVERTIBLE SECURITY 01741RAD4 824 605000 prn Sole None 242 363 ALLERGAN INC CONVERTIBLE SECURITY 018490AL6 287 250000 prn Sole None 76 174 ALLIANT TECHSYS CONVERTIBLE SECURITY 018804AK0 295 257000 prn Sole None 78 179 ALTERA CORP COMMON STOCK 021441100 1598 53000 shs Sole None 25155 27845 AMAZON.COM INC COMMON STOCK 023135106 3830 24387 shs Sole None 10637 13750 AMGEN INC CONVERTIBLE SECURITY 031162AQ3 1773 1780000 prn Sole None 695 1085 AMPHENOL CORP COMMON STOCK 032095101 800 16330 shs Sole None 10435 5895 ANIXTER INTL INC CONVERTIBLE SECURITY 035290AJ4 337 320000 prn Sole None 106 214 ANSYS INC COMMON STOCK 03662Q105 878 20775 shs Sole None 13385 7390 APACHE CORP COMMON STOCK 037411105 699 7149 shs Sole None 3635 3514 APPLE INC COMMON STOCK 037833100 8421 29678 shs Sole None 14323 15355 APPLIED MATERIALS INC COMMON STOCK 038222105 626 53610 shs Sole None 18490 35120 ARCHER DANIELS CONVERTIBLE PREFERRED SECURITY 039483201 2270 54915 shs Sole None 20620 34295 ARM HOLDNGS PLC COMMON STOCK 042068106 1027 54760 shs Sole None 35090 19670 ASML HOLDING NV COMMON STOCK N07059186 1766 59410 shs Sole None 37360 22050 ATHEROS COMMUNICATIONS COMMON STOCK 04743P108 392 14890 shs Sole None 9545 5345 AVON PRODUCTS INC COMMON STOCK 054303102 1350 42035 shs Sole None 26815 15220 BABCOCK & WILCOX COMPANY COMMON STOCK 05615F102 239 11248 shs Sole None 7176 4072 BAIDU INC COMMON STOCK 056752108 1668 16250 shs Sole None 10370 5880 BANK OF AMERICA CORP CONVERTIBLE PREFERRED SECURITY 060505682 1118 1138 shs Sole None 433 705 BARRICK GOLD CORP COMMON STOCK 067901108 1603 34630 shs Sole None 16020 18610 BRUKER BIOSCIENCES CORP COMMON STOCK 116794108 1109 79055 shs Sole None 50450 28605 BUCYRUS INTL INC COMMON STOCK 118759109 760 10954 shs Sole None 6993 3961 CACI INTL CONVERTIBLE SECURITY 127190AD8 241 227000 prn Sole None 72 155 CARMAX INC COMMON STOCK 143130102 711 25535 shs Sole None 16290 9245 CARNIVAL CORP CONVERTIBLE SECURITY 143658AN2 1095 1070000 prn Sole None 424 646
CATERPILLAR INC COMMON STOCK 149123101 1216 15455 shs Sole None 5705 9750 CHESAPEAKE ENERGY CORP CONVERTIBLE SECURITY 165167BW6 224 235000 prn Sole None 37 198 CHESAPEAKE ENERGY CORP CONVERTIBLE SECURITY 165167BZ9 204 233000 prn Sole None 110 123 CIRRUS LOGIC COMMON STOCK 172755100 607 34005 shs Sole None 21725 12280 CISCO SYSTEMS INC COMMON STOCK 17275R102 3135 143155 shs Sole None 60340 82815 CLIFFS NATURAL RESOURCES INC COMMON STOCK 18683K101 573 8972 shs Sole None 5735 3237 CME GROUP INC COMMON STOCK 12572Q105 553 2124 shs Sole None 1352 772 CNOOC LTD COMMON STOCK 126132109 1705 8776 shs Sole None 4076 4700 COACH INC COMMON STOCK 189754104 3109 72381 shs Sole None 38915 33466 COCA-COLA CO COMMON STOCK 191216100 1601 27365 shs Sole None 9940 17425 COGNIZANT TECH SOLUTIONS CP COMMON STOCK 192446102 2174 33721 shs Sole None 21149 12572 CORE LABS N.V. COMMON STOCK N22717107 1328 15088 shs Sole None 7304 7784 CUMMINS INC COMMON STOCK 231021106 1020 11260 shs Sole None 7180 4080 DANAHER CORP CONVERTIBLE SECURITY 235851AF9 2259 1906000 prn Sole None 700 1206 DOVER CORP COMMON STOCK 260003108 1588 30406 shs Sole None 14241 16165 DST SYSTEMS CONVERTIBLE SECURITY 233326AE7 224 202000 prn Sole None 64 138 EATON CORP COMMON STOCK 278058102 4580 55518 shs Sole None 27283 28235 EBAY INC COMMON STOCK 278642103 2123 86995 shs Sole None 31665 55330 EMC CORP -MASS CONVERTIBLE SECURITY 268648AM4 3978 2880000 prn Sole None 1105 1775 EMC CORP -MASS COMMON STOCK 268648102 916 45085 shs Sole None 25970 19115 EXPEDIA INC COMMON STOCK 30212P105 2133 75620 shs Sole None 48450 27170 F5 NETWORKSINC COMMON STOCK 315616102 1874 18050 shs Sole None 11535 6515 FIRST SOLAR INC COMMON STOCK 336433107 367 2490 shs Sole None 1575 915 FLUOR CORP COMMON STOCK 343412102 1199 24200 shs Sole None 15400 8800 FRANKLIN RESOURCES INC COMMON STOCK 354613101 1948 18225 shs Sole None 6655 11570 GEN-PROBE INC COMMON STOCK 36866T103 495 10210 shs Sole None 6590 3620 GOLDCORP INC CONVERTIBLE SECURITY 380956AB8 1042 853000 prn Sole None 313 540 GOOGLE INC COMMON STOCK 38259P508 2793 5312 shs Sole None 3229 2083 GRAFTECH INTL COMMON STOCK 384313102 798 51030 shs Sole None 32610 18420 HALLIBURTON CO COMMON STOCK 406216101 1957 59173 shs Sole None 26725 32448 HANSEN NATURAL CORP COMMON STOCK 411310105 564 12092 shs Sole None 7730 4362 HERBALIFE LTD COMMON STOCK G4412G101 587 9722 shs Sole None 6212 3510 ILLUMINA INC COMMON STOCK 452327109 702 14263 shs Sole None 9090 5173 IMAX CORP COMMON STOCK 45245E109 653 38725 shs Sole None 24760 13965 INFOSYS TECHNOLOGIES LTD COMMON STOCK 456788108 2714 40317 shs Sole None 14745 25572 INTEL CORP COMMON STOCK 458140100 878 45635 shs Sole None 16060 29575 INTERCONTINENTALEXCHANGE INC COMMON STOCK 45865V100 977 9327 shs Sole None 5975 3352 INTL GAME TECHNOLOGY CONVERTIBLE SECURITY 459902AQ5 1107 1013000 prn Sole None 373 640 INTUITIVE SURGICAL INC COMMON STOCK 46120E602 646 2278 shs Sole None 1463 815 INVITROGEN CORP CONVERTIBLE SECURITY 46185RAM2 286 256000 prn Sole None 46 210 INVITROGEN CORP CONVERTIBLE SECURITY 46185RAK6 2144 1891000 prn Sole None 761 1130 ITRON INC COMMON STOCK 465741106 579 9455 shs Sole None 6025 3430 JABIL CIRCUIT INC COMMON STOCK 466313103 511 35485 shs Sole None 22570 12915 JANUS CAPITAL GROUP INC COMMON STOCK 47102X105 673 61475 shs Sole None 39560 21915 JOHNSON & JOHNSON COMMON STOCK 478160104 961 15506 shs Sole None 5731 9775
LEGG MASON INC COMMON STOCK 524901105 512 16905 shs Sole None 10940 5965 LG DISPLAY CO LTD COMMON STOCK 50186V102 540 30935 shs Sole None 19850 11085 LIFEPOINT HOSPITALS INC CONVERTIBLE SECURITY 53219LAH2 200 200000 prn Sole None 66 134 LINEAR TECHNOLOGY CORP CONVERTIBLE SECURITY 535678AC0 1239 1215000 prn Sole None 446 769 LINEAR TECHNOLOGY CORP COMMON STOCK 535678106 1084 35261 shs Sole None 18036 17225 LONGTOP FINANCIAL TECH COMMON STOCK 54318P108 592 15045 shs Sole None 9595 5450 LULULEMON ATHLETICA INC COMMON STOCK 550021109 803 17960 shs Sole None 11480 6480 MARVELL TECHNOLOGY GROUP COMMON STOCK G5876H105 1207 68935 shs Sole None 44155 24780 MCDERMOTT INTL INC COMMON STOCK 580037109 334 22575 shs Sole None 14400 8175 MEDTRONIC INC CONVERTIBLE SECURITY 585055AM8 881 878000 prn Sole None 347 531 MERCADOLIBRE INC COMMON STOCK 58733R102 936 12965 shs Sole None 8230 4735 MERCK & CO COMMON STOCK 58933Y105 661 17956 shs Sole None 6775 11181 MYLAN LABORATORIES INC CONVERTIBLE SECURITY 628530AG2 1113 1069000 prn Sole None 388 681 NATIONAL OILWELL VARCO INC COMMON STOCK 637071101 698 15700 shs Sole None 10010 5690 NETAPP INC COMMON STOCK 64110D104 2278 45745 shs Sole None 29325 16420 NETAPP INC CONVERTIBLE SECURITY 64110DAB0 3842 2355000 prn Sole None 919 1436 NETFLIX INC COMMON STOCK 64110L106 695 4286 shs Sole None 2741 1545 NETGEAR INC COMMON STOCK 64111Q104 1150 42577 shs Sole None 27345 15232 NEW ORIENTAL EDUCATION COMMON STOCK 647581107 858 8790 shs Sole None 5615 3175 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AH9 1524 1043000 prn Sole None 407 636 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AJ5 327 221000 prn Sole None 124 97 NEWMONT MINING CORP CONVERTIBLE SECURITY 651639AK2 693 485000 prn Sole None 143 342 NII HOLDINGS INC COMMON STOCK 62913F201 903 21960 shs Sole None 14070 7890 NIKE INC COMMON STOCK 654106103 1646 20536 shs Sole None 7600 12936 NOVO-NORDISK AS COMMON STOCK 670100205 853 8663 shs Sole None 4928 3735 NUANCE COMMUNICATIONS INC CONVERTIBLE SECURITY 67020YAB6 902 827000 prn Sole None 317 510 NUVASIVE INC COMMON STOCK 670704105 481 13695 shs Sole None 8795 4900 NUVASIVE INC CONVERTIBLE SECURITY 670704AB1 875 817000 prn Sole None 307 510 OCCIDENTAL PETROLEUM CORP COMMON STOCK 674599105 1519 19406 shs Sole None 9805 9601 ON SEMICONDUCTOR CORP CONVERTIBLE SECURITY 682189AG0 2122 2093000 prn Sole None 776 1317 ORACLE CORP COMMON STOCK 68389X105 2107 78455 shs Sole None 28495 49960 PARKER HANNIFIN CORP COMMON STOCK 701094104 2621 37409 shs Sole None 19804 17605 PIONEER NATURAL CONVERTIBLE SECURITY 723787AH0 1078 857000 prn Sole None 335 522 PRICELINE.COM INC COMMON STOCK 741503403 4757 13655 shs Sole None 7551 6104 PRIDE INTL INC COMMON STOCK 74153Q102 1030 34985 shs Sole None 13415 21570 PRUDENTIAL FINANCIAL INC COMMON STOCK 744320102 486 8970 shs Sole None 3295 5675 QUALCOMM INC COMMON STOCK 747525103 2257 50012 shs Sole None 17830 32182 RACKSPACE HOSTING INC COMMON STOCK 750086100 789 30355 shs Sole None 19505 10850 RIVERBED TECHNOLOGY INC COMMON STOCK 768573107 1790 39265 shs Sole None 25170 14095 RPC INC COMMON STOCK 749660106 662 31285 shs Sole None 20145 11140 SALIX PHARMACEUTICALS LTD CONVERTIBLE SECURITY 795435AC0 1005 877000 prn Sole None 334 543
SANDISK CORP CONVERTIBLE SECURITY 80004CAD3 1991 2138000 prn Sole None 786 1352 SKECHERS USA COMMON STOCK 830566105 351 14950 shs Sole None 9565 5385 ST JUDE MEDICAL INC COMMON STOCK 790849103 943 23980 shs Sole None 9065 14915 STARBUCKS CORP COMMON STOCK 855244109 1038 40575 shs Sole None 25230 15345 SYMANTEC CORP CONVERTIBLE SECURITY 871503AF5 2394 2214000 prn Sole None 913 1301 T ROWE PRICE COMMON STOCK 74144T108 1983 39613 shs Sole None 20171 19442 TERADATA CORP COMMON STOCK 88076W103 773 20035 shs Sole None 7600 12435 TEVA PHARMACEUTICAL IND LTD CONVERTIBLE SECURITY 88163VAE9 1666 1368000 prn Sole None 451 917 TEVA PHARMACEUTICAL IND LTD CONVERTIBLE SECURITY 88165FAA0 1025 874000 prn Sole None 377 497 THERMO FISHER CONVERTIBLE SECURITY 338032AX3 215 171000 prn Sole None 69 102 TRIMBLE NAVIGATION LTD COMMON STOCK 896239100 713 20345 shs Sole None 12970 7375 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 1914 26872 shs Sole None 9832 17040 US BANCORP COMMON STOCK 902973304 373 17253 shs Sole None 0 17253 UTD THERAPEUTIC COMMON STOCK 91307C102 598 10668 shs Sole None 6683 3985 VALE SA CONVERTIBLE PREFERRED SECURITY 91912F201 1259 14295 shs Sole None 5740 8555 VALE SA CONVERTIBLE PREFERRED SECURITY 91912F300 311 3475 shs Sole None 915 2560 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 604 9985 shs Sole None 6305 3680 VEECO INSTRUMENTS INC COMMON STOCK 922417100 436 12490 shs Sole None 7980 4510 VERIFONE HOLDINGS CONVERTIBLE SECURITY 92342YAB5 446 448000 prn Sole None 179 269 VERIFONE SYSTEMS INC COMMON STOCK 92342Y109 530 17050 shs Sole None 6455 10595 WAL-MART STORES INC COMMON STOCK 931142103 1099 20535 shs Sole None 7275 13260 WARNER CHILCOTT PLC COMMON STOCK G94368100 454 20230 shs Sole None 12865 7365 WATERS CORP COMMON STOCK 941848103 997 14090 shs Sole None 8945 5145 WELLS FARGO & COMPANY CONVERTIBLE PREFERRED SECURITY 949746804 1166 1159 shs Sole None 431 728 WHITING PETROLEUM CORP COMMON STOCK 966387102 802 8393 shs Sole None 5274 3119 XILINX INC COMMON STOCK 983919101 1339 50305 shs Sole None 32300 18005 XILINX INC CONVERTIBLE SECURITY 983919AD3 2255 2304000 prn Sole None 836 1468 180,601,364
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