0001104659-13-047844.txt : 20130607
0001104659-13-047844.hdr.sgml : 20130607
20130607204748
ACCESSION NUMBER: 0001104659-13-047844
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130606
FILED AS OF DATE: 20130607
DATE AS OF CHANGE: 20130607
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AIR LEASE CORP
CENTRAL INDEX KEY: 0001487712
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359]
IRS NUMBER: 271840403
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: SUITE 1000-N
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 553-0555
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: SUITE 1000-N
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: AIR LEASE Corp
DATE OF NAME CHANGE: 20100323
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES SPECIAL SITUATION FUND I-B LP
CENTRAL INDEX KEY: 0001455063
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 13901971
BUSINESS ADDRESS:
STREET 1: C/O ARES MANAGEMENT LLC
STREET 2: 200 AVENUE OF THE STARS, 12TH
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: C/O ARES MANAGEMENT LLC
STREET 2: 200 AVENUE OF THE STARS, 12TH
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ares Special Situations Fund LP
CENTRAL INDEX KEY: 0001449965
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 13901972
BUSINESS ADDRESS:
STREET 1: 280 Park Avenue
STREET 2: 22nd Floor
CITY: New York
STATE: NY
ZIP: 10017
MAIL ADDRESS:
STREET 1: 280 Park Avenue
STREET 2: 22nd Floor
CITY: New York
STATE: NY
ZIP: 10017
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES CORPORATE OPPORTUNITIES FUND III LP
CENTRAL INDEX KEY: 0001428903
STATE OF INCORPORATION: CA
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 13901973
BUSINESS ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1900
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 301-210-4100
MAIL ADDRESS:
STREET 1: 1999 AVENUE OF THE STARS
STREET 2: SUITE 1900
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES PARTNERS MANAGEMENT CO LLC
CENTRAL INDEX KEY: 0001259042
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 13901974
MAIL ADDRESS:
STREET 1: 1999 AVE OF THE STARS
STREET 2: STE 1900
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ARES MANAGEMENT LLC
CENTRAL INDEX KEY: 0001259313
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35121
FILM NUMBER: 13901975
BUSINESS ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 310-201-4100
MAIL ADDRESS:
STREET 1: 2000 AVENUE OF THE STARS
STREET 2: 12TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
4
1
a4.xml
4
X0306
4
2013-06-06
1
0001487712
AIR LEASE CORP
AL
0001259313
ARES MANAGEMENT LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001259042
ARES PARTNERS MANAGEMENT CO LLC
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001428903
ARES CORPORATE OPPORTUNITIES FUND III LP
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001449965
Ares Special Situations Fund LP
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
0001455063
ARES SPECIAL SITUATION FUND I-B LP
2000 AVENUE OF THE STARS
12TH FLOOR
LOS ANGELES
CA
90067
0
0
1
0
Class A common stock, par value $0.01 (''Common Stock'')
2013-06-06
4
S
0
3062787
26.75
D
3881657
D
This amount does not include 10,624 shares of Class A Common Stock issued or issuable upon vesting of restricted stock units to Antony Ressler in connection with his service on Air Lease Corporation's board of directors. Mr. Ressler holds such securities for the benefit of Ares Management LLC ("Ares Management"), Ares Corporate Opportunities Fund III, L.P. ("ACOF III"), Ares Special Situations Fund, L.P. ("ASSF") and Ares Special Situations Fund I-B, L.P. ("ASSF I-B") and, pursuant to the policies of the Ares Entities (defined in footnote 2), has assigned to Ares Management all economic, pecuniary and voting rights in respect of such securities. Mr. Ressler disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
The amount reported is owned of record by the designated reporting persons, ACOF III, ASSF and ASSF I-B. The general partner of ACOF III is ACOF Management III, L.P. (''ACOF Management'') and the general partner of ACOF Management is ACOF Operating Manager III, LLC (''ACOF Operating''). The general partner of each of ASSF and ASSF I-B is ASSF Management, L.P. (''ASSF Management'') and the general partner of ASSF Management is ASSF Operating Manager, LLC (''ASSF Operating''). ACOF Operating and ASSF Operating are owned by Ares Management, which, in turn, is owned by Ares Management Holdings LLC (''AMH''). AMH is controlled by Ares Holdings LLC (''AH LLC''), which, in turn, is controlled by Ares Partners Management Company LLC (''APMC'' and together with ACOF III, ACOF Management, ACOF Operating, ASSF, ASSF I-B, ASSF Management, ASSF Operating, Ares Management, AMH and AH LLC, the ''Ares Entities''). APMC is managed by an executive committee comprised of (Continued in footnote 3)
Mr. Ressler, Michael Arougheti, David Kaplan, Gregory Margolies and Bennett Rosenthal. Because the executive committee acts by consensus/majority approval, none of the members of the executive committee has sole voting or dispositive power with respect to any shares of Common Stock. Each of the members of the executive committee, the Ares Entities (other than ACOF III, ASSF and ASSF I-B with respect to the shares held directly by ACOF III, ASSF and ASSF I-B, respectively) and the directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of any shares of Class A Common Stock, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. (Continued in footnote 4)
The address of each Ares Entity is 2000 Avenue of the Stars, 12th Floor, Los Angeles, California 90067.
/s/ Michael D. Weiner, Authorized Signatory of ACOF OPERATING MANAGER III, LLC, Manager, for ARES CORPORATE OPPORTUNITIES FUND III, L.P.
2013-06-07
/s/ Michael D. Weiner, Authorized Signatory of ASSF OPERATING MANAGER, LLC, General Partner, for ASSF MANAGEMENT, L.P., General Partner, for ARES SPECIAL SITUATIONS FUND, L.P. and ARES SPECIAL SITUATIONS FUND I-B, L.P.
2013-06-07
/s/ Michael D. Weiner, Authorized Signatory, for ARES MANAGEMENT LLC
2013-06-07
/s/ Michael D. Weiner, Authorized Signatory, for ARES PARTNERS MANAGEMENT COMPANY LLC
2013-06-07