0001454937-20-000007.txt : 20200715
0001454937-20-000007.hdr.sgml : 20200715
20200715165306
ACCESSION NUMBER: 0001454937-20-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200715
DATE AS OF CHANGE: 20200715
EFFECTIVENESS DATE: 20200715
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 201029905
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
06-30-2020
06-30-2020
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
N
Stephanie Phelps
Chief Financial Officer
319-355-8647
Stephanie Phelps
Cedar Rapids
IA
07-14-2020
1
41
269283
false
1
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
AMERICAN ELEC PWR CO
UNIT 03/15/2022
025537127
3062
63250
SH
DFND
1
63250
0
0
AMERICAN RLTY CAP PP
NOTE 3.750%12/1
02917TAB0
500
500000
PRN
DFND
1
500000
0
0
ARES CAPITAL CORP
NOTE 3.750% 2/0
04010LAT0
1578
1600000
PRN
DFND
1
1600000
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
587
600000
PRN
DFND
1
600000
0
0
AVAYA HLDGS CORP
COM
05351X101
398
32200
SH
DFND
1
32200
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
10550
7860
SH
DFND
1
7860
0
0
BLACKROCK DEBT STRAT
COM NEW
09255R202
1061
113762
SH
DFND
1
113762
0
0
BLACKROCK FLOATING R
COM
09255X100
2494
223061
SH
DFND
1
223061
0
0
CLEAR CHANNEL OUTDOO
COM
18453H106
530
509372
SH
DFND
1
509372
0
0
COMMUNITY HEALTH SYS
COM
203668108
408
135385
SH
DFND
1
135385
0
0
CORNERSTONE BLDG BRA
COM
21925D109
479
79042
SH
DFND
1
79042
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
160
210481
SH
DFND
1
210481
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
5746
56700
SH
DFND
1
56700
0
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
2539
60000
SH
DFND
1
60000
0
0
EURONET WORLDWIDE IN
NOTE 0.750% 3/1
298736AL3
1701
1750000
PRN
DFND
1
1750000
0
0
FORTIVE CORP
NOTE 0.875% 2/1
34959JAK4
4442
4500000
PRN
DFND
1
4500000
0
0
IHEARTMEDIA INC
COM CL A
45174J509
534
63903
SH
DFND
1
63903
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
2239
1500000
PRN
DFND
1
1500000
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
2411
2200000
PRN
DFND
1
2200000
0
0
INVESCO EXCHANGE-TRA
SR LN ETF
46138G508
2897
135700
SH
DFND
1
135700
0
0
INVESCO HIGH INCOME
COM
46131F101
459
38411
SH
DFND
1
38411
0
0
INVESCO SR INCOME TR
COM
46131H107
2497
721550
SH
DFND
1
721550
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
1273
15594
SH
DFND
1
15594
0
0
MICRON TECHNOLOGY IN
NOTE 3.125% 5/0
595112AX1
2251
440000
PRN
DFND
1
440000
0
0
NEUBERGER BERMAN HIG
COM
64128C106
1852
178984
SH
DFND
1
178984
0
0
NEW AMER HIGH INCOME
COM NEW
641876800
440
56472
SH
DFND
1
56472
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
3566
84000
SH
DFND
1
84000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
5436
112000
SH
DFND
1
112000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
3052
300000
PRN
DFND
1
300000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
3195
3000000
PRN
DFND
1
3000000
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
985
1000000
PRN
DFND
1
1000000
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
4935
112000
SH
DFND
1
112000
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
8382
6950000
PRN
DFND
1
6950000
0
0
STANLEY BLACK & DECK
UNIT 11/15/2022
854502846
2237
25000
SH
DFND
1
25000
0
0
SUMMIT MIDSTREAM PAR
COM UNIT LTD
866142102
310
313050
SH
DFND
1
313050
0
0
TPG SPECIALTY LENDIN
NOTE 4.500% 8/0
87265KAD4
490
486000
PRN
DFND
1
486000
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
10854
122870
SH
DFND
1
122870
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
156460
999550
SH
DFND
1
999550
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
2820
770000
PRN
DFND
1
770000
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
10120
7800
SH
DFND
1
7800
0
0
WESTERN DIGITAL CORP
NOTE 1.500% 2/0
958102AP0
3355
3550000
PRN
DFND
1
3550000
0
0