0001454937-20-000002.txt : 20200115
0001454937-20-000002.hdr.sgml : 20200115
20200115105535
ACCESSION NUMBER: 0001454937-20-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200115
DATE AS OF CHANGE: 20200115
EFFECTIVENESS DATE: 20200115
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 20527568
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
true
0001454937
XXXXXXXX
12-31-2019
12-31-2019
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
N
Stephanie Phelps
Chief Administrative Officer
3193558647
Stephanie Phelps
Cedar Rapids
IA
01-15-2020
1
48
293403
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
AMERICAN ELEC PWR CO
UNIT 03/15/2022
025537127
4834
89300
SH
DFND
1
89300
0
0
AMERICAN RLTY CAP PP
NOTE 3.750%12/1
02917TAB0
1012
1000000
PRN
DFND
1
1000000
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
8819
2100000
PRN
DFND
1
2100000
0
0
AVAYA HLDGS CORP
COM
05351X101
1936
143397
SH
DFND
1
143397
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
11679
8060
SH
DFND
1
8060
0
0
BECTON DICKINSON & C
PFD SHS CONV A
075887208
1637
25000
SH
DFND
1
25000
0
0
BLACKROCK DEBT STRAT
COM NEW
09255R202
805
71849
SH
DFND
1
71849
0
0
BLACKROCK FLOAT RATE
COM
09255X100
3458
257325
SH
DFND
1
257325
0
0
CLEAR CHANNEL OUTDOO
COM
18453H106
575
201171
SH
DFND
1
201171
0
0
COMMUNITY HEALTH SYS
COM
203668108
315
108469
SH
DFND
1
108469
0
0
CORNERSTONE BLDG BRA
COM
21925D109
180
21170
SH
DFND
1
21170
0
0
CREE INC
NOTE 0.875% 9/0
225447AB7
265
250000
PRN
DFND
1
250000
0
0
DOMINION ENERGY INC
UNIT 99/99/9999
25746U133
6259
58500
SH
DFND
1
58500
0
0
DTE ENERGY CO
UNIT 11/01/2022S
233331842
3076
60000
SH
DFND
1
60000
0
0
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
388
400000
PRN
DFND
1
400000
0
0
FERRELLGAS PARTNERS
UNIT LTD PART
315293100
34
102340
SH
DFND
1
102340
0
0
IHEARTMEDIA INC
COM CL A
45174J509
211
12510
SH
DFND
1
12510
0
0
II VI INC
NOTE 0.250% 9/0
902104AB4
408
400000
PRN
DFND
1
400000
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
4408
4000000
PRN
DFND
1
4000000
0
0
INVESCO EXCHNG TRADE
SR LN ETF
46138G508
4936
216300
SH
DFND
1
216300
0
0
INVESCO SR INCOME TR
COM
46131H107
3027
705585
SH
DFND
1
705585
0
0
ISIS PHARMACEUTICALS
NOTE 1.000%11/1
464337AJ3
229
200000
PRN
DFND
1
200000
0
0
JAZZ INVESTMENTS I L
NOTE 1.500% 8/1
472145AD3
402
400000
PRN
DFND
1
400000
0
0
KAMAN CORP
NOTE 3.250% 5/0
483548AF0
493
412000
PRN
DFND
1
412000
0
0
LIVE NATION ENTERTAI
NOTE 2.500% 3/1
538034AQ2
244
200000
PRN
DFND
1
200000
0
0
LUMENTUM HLDGS INC
NOTE 0.250% 3/1
55024UAB5
452
310000
PRN
DFND
1
310000
0
0
MARRIOTT VACTINS WOR
NOTE 1.500% 9/1
57164YAB3
320
300000
PRN
DFND
1
300000
0
0
MOMO INC
NOTE 1.250% 7/0
60879BAB3
279
300000
PRN
DFND
1
300000
0
0
NEUBERGER BERMAN HGH
COM
64128C106
3174
256981
PRN
DFND
1
256981
0
0
NEW RELIC INC
NOTE 0.500% 5/0
64829BAB6
194
200000
PRN
DFND
1
200000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
5743
112000
SH
DFND
1
112000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
9392
1030000
PRN
DFND
1
1030000
0
0
ON SEMICONDUCTOR COR
NOTE 1.625%10/1
682189AP0
552
400000
PRN
DFND
1
400000
0
0
PALO ALTO NETWORKS I
NOTE 0.750% 7/0
697435AD7
386
350000
PRN
DFND
1
350000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
11063
9600000
PRN
DFND
1
9600000
0
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
108
100000
PRN
DFND
1
100000
0
0
SIRIUS XM HLDGS INC
COM
82968B103
74
10400
SH
DFND
1
10400
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
6576
122000
SH
DFND
1
122000
0
0
SQUARE INC
NOTE 0.500% 5/1
852234AD5
223
200000
PRN
DFND
1
200000
0
0
STANLEY BLACK & DECK
UNIT 11/15/2022
854502846
2724
25000
SH
DFND
1
25000
0
0
STANLEY BLACK & DECK
UNIT 05/15/2020
854502887
1855
17000
SH
DFND
1
17000
0
0
TWITTER INC
NOTE 0.250% 6/1
90184LAF9
193
200000
PRN
DFND
1
200000
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
10604
126445
SH
DFND
1
126445
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
165199
1009650
SH
DFND
1
1009650
0
0
VERINT SYS INC
NOTE 1.500% 6/0
92343XAA8
377
350000
PRN
DFND
1
350000
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
11310
7800
SH
DFND
1
7800
0
0
WESTERN DIGITAL CORP
NOTE 1.500% 2/0
958102AP0
2938
3000000
PRN
DFND
1
3000000
0
0
WHITING PETE CORP NE
NOTE 1.250% 4/0
966387AL6
38
39000
PRN
DFND
1
39000
0
0