0001454937-18-000008.txt : 20181114 0001454937-18-000008.hdr.sgml : 20181114 20181114142607 ACCESSION NUMBER: 0001454937-18-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181114 DATE AS OF CHANGE: 20181114 EFFECTIVENESS DATE: 20181114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 181182698 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2018 09-30-2018 AEGON USA Investment Management, LLC

6300 C STREET SW CEDAR RAPIDS IA 52499

13F HOLDINGS REPORT 028-13378 N Stephanie Phelps 319-355-8647 Stephanie Phelps Cedar Rapids IA 11-08-2018 1 44 335166 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 1513 1500000 PRN DFND 1 1500000 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 13305 3525000 PRN DFND 1 3525000 0 0 ASCENT CAP GROUP INC COM SER A 043632108 762 430723 SH DFND 1 430723 0 0 AVAYA HLDGS CORP COM 05351X101 4132 186644 SH DFND 1 186644 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 10820 8360 SH DFND 1 8360 0 0 BECTON DICKINSON & C PFD SHS CONV A 075887208 4118 63000 SH DFND 1 63000 0 0 BIOMARIN PHARMACEUTI NOTE 1.500%10/1 09061GAF8 300 250000 PRN DFND 1 250000 0 0 BLACKROCK CORPOR HI COM 09255P107 2791 265549 SH DFND 1 265549 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 2509 225247 PRN DFND 1 225247 0 0 BLACKROCK FLOAT RATE COM 09255X100 502 36385 SH DFND 1 36385 0 0 CLEAR CHANNEL OUTDOO CL A 18451C109 688 115612 SH DFND 1 115612 0 0 CTRIP COM INTL LTD NOTE 1.250% 9/1 22943FAM2 294 300000 PRN DFND 1 300000 0 0 DANAHER CORP DEL DBCV 1/2 235851AF9 6222 1500000 PRN DFND 1 1500000 0 0 DOMINION ENERGY INC UNIT 08/15/2019 25746U836 4257 90000 SH DFND 1 90000 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 1869 36000 SH DFND 1 36000 0 0 EXACT SCIENCES CORP DBCV 1.000% 1/1 30063PAA3 247 200000 PRN DFND 1 200000 0 0 FERRELLGAS PARTNERS UNIT LTD PART 315293100 283 128024 SH DFND 1 128024 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1508 1000000 PRN DFND 1 1000000 0 0 INTEGRATED DEVICE TE NOTE 0.875%11/1 458118AC0 601 400000 PRN DFND 1 400000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 11475 5000000 PRN DFND 1 5000000 0 0 INVESCO EXCHNG TRADE SR LN ETF 46138G508 4935 213000 SH DFND 1 213000 0 0 ISIS PHARMACEUTICALS NOTE 1.000%11/1 464337AJ3 210 200000 PRN DFND 1 200000 0 0 JAZZ INVESTMENTS I L NOTE 1.875% 8/1 472145AB7 481 450000 PRN DFND 1 450000 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 469 400000 PRN DFND 1 400000 0 0 MERITOR INC NOTE 3.250%10/1 59001KAF7 334 350000 PRN DFND 1 350000 0 0 NEUBERGER BERMAN HGH COM 64128C106 2909 265626 SH DFND 1 265626 0 0 NEW AMER HIGH INCOME COM NEW 641876800 3400 396298 SH DFND 1 396298 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 2848 50000 SH DFND 1 50000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 9987 2180000 PRN DFND 1 2180000 0 0 NXP SEMICONDUCTORS N NOTE 1.000%12/0 62952QAB6 3644 3500000 PRN DFND 1 3500000 0 0 ON SEMICONDUCTOR COR NOTE 1.625%10/1 682189AP0 449 400000 PRN DFND 1 400000 0 0 PIONEER DIV HIGH INC COM 723653101 1603 109637 PRN DFND 1 109637 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5691 3750000 PRN DFND 1 3750000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1483 1250000 PRN DFND 1 1250000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 7482 4050000 PRN DFND 1 4050000 0 0 SILICON LABORATORIES NOTE 1.375% 3/0 826919AB8 457 400000 PRN DFND 1 400000 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 3700 134100 SH DFND 1 134100 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 4986 105300 SH DFND 1 105300 0 0 STANLEY BLACK & DECK UNIT 05/15/2020 854502887 1864 17000 SH DFND 1 17000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 748 800000 PRN DFND 1 800000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 230 250000 PRN DFND 1 250000 0 0 VANGUARD INDEX FDS TOTAL STK MK 922908769 195215 1304480 SH DFND 1 1304480 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 13761 10698 SH DFND 1 10698 0 0 WHITING PETE CORP NE NOTE 1.250% 4/0 966387AL6 85 89000 PRN DFND 1 89000 0 0