0001454937-17-000010.txt : 20171107
0001454937-17-000010.hdr.sgml : 20171107
20171107104435
ACCESSION NUMBER: 0001454937-17-000010
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171107
DATE AS OF CHANGE: 20171107
EFFECTIVENESS DATE: 20171107
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 171182142
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
09-30-2017
09-30-2017
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
10-26-2017
1
45
518045
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
3Q 2017 13F FILING
ALLERGAN PLC
PFD CONV SER A
G0177J116
1866
2150
SH
DFND
1
2150
0
0
ANTHEM INC
UNIT 05/01/20188
036752202
315
6000
SH
DFND
1
6000
0
0
ANTHEM INC
NOTE 2.750%10/1
94973VBG1
14166
5500000
PRN
DFND
1
5500000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4678
3700
SH
DFND
1
3700
0
0
BARCLAYS PLC
NOTE 8.250%12/3
06738EAA3
22663
21380000
PRN
DFND
1
21380000
0
0
BARCLAYS PLC
NOTE 6.625%12/3
06738EAB1
25421
24953000
PRN
DFND
1
24953000
0
0
BECTON DICKINSON & C
PFD SHS CONV A
075887208
4163
75000
SH
DFND
1
75000
0
0
BLACKROCK DEBT STRAT
COM NEW
09255R202
1474
127741
SH
DFND
1
127741
0
0
CLEAR CHANNEL OUTDOO
CL A
18451C109
2274
468819
SH
DFND
1
468819
0
0
CREDIT SUISSE GROUP
DEBT 6.250%12/3
H3698DAL8
1063
1000000
PRN
DFND
1
1000000
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
8059
2500000
PRN
DFND
1
2500000
0
0
DOMINION ENERGY INC
UNIT 08/15/2019
25746U836
4529
90000
SH
DFND
1
90000
0
0
DTE ENERGY CO
UNIT 99/99/9999
233331883
1950
36000
SH
DFND
1
36000
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
3520
1400000
PRN
DFND
1
1400000
0
0
HSBC HLDGS PLC
DBCV 5.625%12/3
404280AR0
11240
11000000
PRN
DFND
1
11000000
0
0
HSBC HLDGS PLC
DBCV 6.375%12/3
404280AS8
26092
24875000
PRN
DFND
1
24875000
0
0
HUNTINGTON BANCSHARE
PFD CONV SER A
446150401
1420
1000
SH
DFND
1
1000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1064
1000000
PRN
DFND
1
1000000
0
0
INTEL CORP
SDCV 12/1
458140AD2
2091
1600000
PRN
DFND
1
1600000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
8263
5000000
PRN
DFND
1
5000000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
15507
175444
PRN
DFND
1
175444
0
0
LLOYDS BANKING GROUP
DBCV 7.500%12/3
539439AG4
31363
28431000
PRN
DFND
1
28431000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2019
65339F820
2701
50000
SH
DFND
1
50000
0
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F846
4879
76300
SH
DFND
1
76300
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
13671
3275000
PRN
DFND
1
3275000
0
0
NXP SEMICONDUCTORS N
DBCV 1.000%12/0
62952QAB6
2385
2000000
PRN
DFND
1
2000000
0
0
PORTMARNOCK LEASING
NOTE 1.741%10/2
736879AA5
1905
1945861
PRN
DFND
1
1945861
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
11174
482900
PRN
DFND
1
482900
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
1431
1250000
PRN
DFND
1
1250000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5508
3750000
PRN
DFND
1
3750000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
5916
3000000
PRN
DFND
1
3000000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
5592
4050000
PRN
DFND
1
4050000
0
0
ROYAL BK OF SCOTLAND
NOTE 8.000%12/3
780099CK1
543
500000
PRN
DFND
1
500000
0
0
ROYAL BK SCOTLAND GR
NOTE 8.625%12/3
780097BB6
15478
14200000
PRN
DFND
1
14200000
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
3362
120200
PRN
DFND
1
120200
0
0
SPDR SERIES TRUST
BLOOMBERG BRCLYS
78464A417
13237
355846
PRN
DFND
1
355846
0
0
SPIRIT RLTY CAP INC
NOTE 3.750% 5/1
84860WAB8
1836
1850000
PRN
DFND
1
1850000
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
4553
96000
SH
DFND
1
96000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
4290
4000000
PRN
DFND
1
4000000
0
0
TORONTO DOMINION BK
NOTE 3.625% 9/1
891160MJ9
15561
15680000
PRN
DFND
1
15680000
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
194959
1566561
PRN
DFND
1
1566561
0
0
VERIZON COMMUNICATIO
COM
92343V104
313
7000
SH
DFND
1
7000
0
0
WELLS FARGO CO NEW
*W EXP 10/28/201
949746119
560
25210
PRN
DFND
1
25210
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
11690
8915
SH
DFND
1
8915
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
3323
50000
SH
DFND
1
50000
0
0