0001454937-17-000006.txt : 20170427 0001454937-17-000006.hdr.sgml : 20170427 20170427111724 ACCESSION NUMBER: 0001454937-17-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170427 DATE AS OF CHANGE: 20170427 EFFECTIVENESS DATE: 20170427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 17787013 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 03-31-2017 03-31-2017 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M Phelps 3193558647 Stephanie M Phelps Cedar Rapids IA 04-24-2017 1 37 454246 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml ANTHEM INC NOTE 2.750%10/1 94973VBG1 12557 5500000 PRN DFND 1 5500000 0 0 BARCLAYS PLC NOTE 8.250%12/3 06738EAA3 24478 23295000 PRN DFND 1 23295000 0 0 BARCLAYS PLC NOTE 6.625%12/3 06738EAB1 24885 24953000 PRN DFND 1 24953000 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 1458 126533 SH DFND 1 126533 0 0 CLEAR CHANNEL OUTDOO CL A 18451C109 1441 238136 SH DFND 1 238136 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 8169 2500000 PRN DFND 1 2500000 0 0 DOMINION RES INC VA UNIT 99/99/9999 25746U869 4770 95000 PRN DFND 1 95000 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 3085 1400000 PRN DFND 1 1400000 0 0 HSBC HLDGS PLC SDCV 5.625%12/3 404280AR0 11002 11000000 PRN DFND 1 11000000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1036 1000000 PRN DFND 1 1000000 0 0 INTEL CORP SDCV 12/1 458140AD2 2178 1600000 PRN DFND 1 1600000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 8734 5000000 PRN DFND 1 5000000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 7699 87705 PRN DFND 1 87705 0 0 LLOYDS BANKING GROUP SDCV 7.500%12/3 539439AG4 31496 29781000 PRN DFND 1 29781000 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 3507 3500000 PRN DFND 1 3500000 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 4539 76300 SH DFND 1 76300 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 13843 3650000 PRN DFND 1 3650000 0 0 NXP SEMICONDUCTORS N DBCV 1.000%12/0 62952QAB6 2315 2000000 PRN DFND 1 2000000 0 0 PORTMARNOCK LEASING NOTE 1.741%10/2 736879AA5 1958 2006558 PRN DFND 1 2006558 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 10441 448900 PRN DFND 1 448900 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 5648 3000000 PRN DFND 1 3000000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5339 3750000 PRN DFND 1 3750000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 1405 1250000 PRN DFND 1 1250000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 5255 4050000 PRN DFND 1 4050000 0 0 ROYAL BK OF SCOTLAND NOTE 8.000%12/3 780099CK1 497 500000 PRN DFND 1 500000 0 0 ROYAL BK SCOTLAND GR NOTE 8.625%12/3 780097BB6 15221 14600000 PRN DFND 1 14600000 0 0 SPDR SER TR BLOOMBERG SRT TR 78468R408 3361 120200 PRN DFND 1 120200 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 7638 206827 PRN DFND 1 206827 0 0 SPIRIT RLTY CAP INC NOTE 3.750% 5/1 84860WAB8 1896 1850000 PRN DFND 1 1850000 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 3756 79000 SH DFND 1 79000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 4295 4000000 PRN DFND 1 4000000 0 0 TORONTO DOMINION BK NOTE 3.625% 9/1 891160MJ9 14923 15250000 PRN DFND 1 15250000 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 191285 1576696 PRN DFND 1 1576696 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 559 25210 PRN DFND 1 25210 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 3101 50000 SH DFND 1 50000 0 0 WESTPAC BKG CORP NOTE 4.322%11/2 961214DF7 3437 3400000 PRN DFND 1 3400000 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 7039 3500000 PRN DFND 1 3500000 0 0