0001454937-16-000016.txt : 20161028
0001454937-16-000016.hdr.sgml : 20161028
20161028143848
ACCESSION NUMBER: 0001454937-16-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161028
DATE AS OF CHANGE: 20161028
EFFECTIVENESS DATE: 20161028
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 161958139
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
09-30-2016
09-30-2016
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
10-25-2016
1
45
496441
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13f3q2016.xml
ALLERGAN PLC
PFD CONV SER A
G0177J116
1768
2150
PRN
DFND
1
2150
0
0
ANTHEM INC
UNIT 05/01/20188
036752202
871
20000
PRN
DFND
1
20000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4883
4000
PRN
DFND
1
4000
0
0
BARCLAYS PLC
NOTE 6.625%12/2
06738EAB1
16428
18003000
PRN
DFND
1
18003000
0
0
BARCLAYS PLC
NOTE 8.250%12/2
06738EAA3
23266
23295000
PRN
DFND
1
21795000
0
0
BLACKROCK DEBT STRAT
COM
09255R103
1352
370490
SH
DFND
1
370490
0
0
BLACKROCK FLOAT RATE
COM
09255X100
3511
253319
SH
DFND
1
263619
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
7486
2500000
PRN
DFND
1
2500000
0
0
DOMINION RES INC VA
UNIT 99/99/9999
25746U869
4732
95000
PRN
DFND
1
95000
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
2878
1400000
PRN
DFND
1
1400000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
10874
11000000
PRN
DFND
1
11000000
0
0
HUNTINGTON BANCSHARE
PFD CONV SER A
446150401
1440
1000
SH
DFND
1
1000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1091
1000000
PRN
DFND
1
1000000
0
0
INTEL CORP
SDCV 12/1
458140AD2
2899
2100000
PRN
DFND
1
3450000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
9144
5000000
PRN
DFND
1
5000000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
15271
175000
PRN
DFND
1
11244
0
0
LABORATORY CORP AMER
NOTE 9/1
50540RAG7
1908
1036000
PRN
DFND
1
1036000
0
0
LAM RESEARCH CORP
NOTE 1.250% 5/1
512807AL2
1194
750000
PRN
DFND
1
750000
0
0
LLOYDS BANKING GROUP
SDCV 7.500%12/3
539439AG4
30848
29871000
PRN
DFND
1
24875000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3815
3500000
PRN
DFND
1
3500000
0
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F846
4509
76300
SH
DFND
1
76300
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
11143
4000000
PRN
DFND
1
4000000
0
0
NXP SEMICONDUCTORS N
DBCV 1.000%12/0
62952QAB6
2355
2000000
PRN
DFND
1
2000000
0
0
PORTMARNOCK LEASING
NOTE 1.741%10/2
736879AA5
2123
2127183
PRN
DFND
1
2187113
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
5322
229300
PRN
DFND
1
183500
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
2577
2400000
PRN
DFND
1
3000000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
4748
3000000
PRN
DFND
1
3500000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4800
3750000
PRN
DFND
1
3750000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
5126
4050000
PRN
DFND
1
4050000
0
0
ROYAL BK OF SCOTLAND
NOTE 8.000%12/3
780099CK1
470
500000
PRN
DFND
1
500000
0
0
ROYAL BK SCOTLAND GR
NOTE 8.625%12/3
780097BB6
14486
14800000
PRN
DFND
1
14800000
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
2021
73000
PRN
DFND
1
84000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
3231
88000
PRN
DFND
1
114823
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
5059
107000
PRN
DFND
1
91000
0
0
STANLEY BLACK & DECK
UNIT 11/17/20166
854502804
1261
10000
PRN
DFND
1
10000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
7159
6000000
PRN
DFND
1
6000000
0
0
TORONTO DOMINION BK
NOTE 3.625% 9/1
891160MJ9
15097
15000000
PRN
DFND
1
15000000
0
0
UNISYS CORP
COM NEW
909214306
2529
259600
SH
DFND
1
259600
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
224117
2013086
PRN
DFND
1
2018591
0
0
VERIZON COMMUNICATIO
COM
92343V104
364
7000
SH
DFND
1
9450
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
10070
5750000
PRN
DFND
1
5750000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
11869
9065
PRN
DFND
1
9815
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
392
31379
PRN
DFND
1
37460
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
3372
50000
SH
DFND
1
50000
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
6584
3500000
PRN
DFND
1
3500000
0
0