0001454937-16-000016.txt : 20161028 0001454937-16-000016.hdr.sgml : 20161028 20161028143848 ACCESSION NUMBER: 0001454937-16-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161028 DATE AS OF CHANGE: 20161028 EFFECTIVENESS DATE: 20161028 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 161958139 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2016 09-30-2016 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M. Phelps 319-355-8647 Stephanie M. Phelps Cedar Rapids IA 10-25-2016 1 45 496441 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13f3q2016.xml ALLERGAN PLC PFD CONV SER A G0177J116 1768 2150 PRN DFND 1 2150 0 0 ANTHEM INC UNIT 05/01/20188 036752202 871 20000 PRN DFND 1 20000 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 4883 4000 PRN DFND 1 4000 0 0 BARCLAYS PLC NOTE 6.625%12/2 06738EAB1 16428 18003000 PRN DFND 1 18003000 0 0 BARCLAYS PLC NOTE 8.250%12/2 06738EAA3 23266 23295000 PRN DFND 1 21795000 0 0 BLACKROCK DEBT STRAT COM 09255R103 1352 370490 SH DFND 1 370490 0 0 BLACKROCK FLOAT RATE COM 09255X100 3511 253319 SH DFND 1 263619 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 7486 2500000 PRN DFND 1 2500000 0 0 DOMINION RES INC VA UNIT 99/99/9999 25746U869 4732 95000 PRN DFND 1 95000 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 2878 1400000 PRN DFND 1 1400000 0 0 HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 10874 11000000 PRN DFND 1 11000000 0 0 HUNTINGTON BANCSHARE PFD CONV SER A 446150401 1440 1000 SH DFND 1 1000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1091 1000000 PRN DFND 1 1000000 0 0 INTEL CORP SDCV 12/1 458140AD2 2899 2100000 PRN DFND 1 3450000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 9144 5000000 PRN DFND 1 5000000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 15271 175000 PRN DFND 1 11244 0 0 LABORATORY CORP AMER NOTE 9/1 50540RAG7 1908 1036000 PRN DFND 1 1036000 0 0 LAM RESEARCH CORP NOTE 1.250% 5/1 512807AL2 1194 750000 PRN DFND 1 750000 0 0 LLOYDS BANKING GROUP SDCV 7.500%12/3 539439AG4 30848 29871000 PRN DFND 1 24875000 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 3815 3500000 PRN DFND 1 3500000 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 4509 76300 SH DFND 1 76300 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 11143 4000000 PRN DFND 1 4000000 0 0 NXP SEMICONDUCTORS N DBCV 1.000%12/0 62952QAB6 2355 2000000 PRN DFND 1 2000000 0 0 PORTMARNOCK LEASING NOTE 1.741%10/2 736879AA5 2123 2127183 PRN DFND 1 2187113 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 5322 229300 PRN DFND 1 183500 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 2577 2400000 PRN DFND 1 3000000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 4748 3000000 PRN DFND 1 3500000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 4800 3750000 PRN DFND 1 3750000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 5126 4050000 PRN DFND 1 4050000 0 0 ROYAL BK OF SCOTLAND NOTE 8.000%12/3 780099CK1 470 500000 PRN DFND 1 500000 0 0 ROYAL BK SCOTLAND GR NOTE 8.625%12/3 780097BB6 14486 14800000 PRN DFND 1 14800000 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 2021 73000 PRN DFND 1 84000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3231 88000 PRN DFND 1 114823 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 5059 107000 PRN DFND 1 91000 0 0 STANLEY BLACK & DECK UNIT 11/17/20166 854502804 1261 10000 PRN DFND 1 10000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 7159 6000000 PRN DFND 1 6000000 0 0 TORONTO DOMINION BK NOTE 3.625% 9/1 891160MJ9 15097 15000000 PRN DFND 1 15000000 0 0 UNISYS CORP COM NEW 909214306 2529 259600 SH DFND 1 259600 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 224117 2013086 PRN DFND 1 2018591 0 0 VERIZON COMMUNICATIO COM 92343V104 364 7000 SH DFND 1 9450 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 10070 5750000 PRN DFND 1 5750000 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 11869 9065 PRN DFND 1 9815 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 392 31379 PRN DFND 1 37460 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 3372 50000 SH DFND 1 50000 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 6584 3500000 PRN DFND 1 3500000 0 0