0001454937-16-000012.txt : 20160419 0001454937-16-000012.hdr.sgml : 20160419 20160419091348 ACCESSION NUMBER: 0001454937-16-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160419 DATE AS OF CHANGE: 20160419 EFFECTIVENESS DATE: 20160419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 161578081 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 03-31-2016 03-31-2016 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M. Phelps 319-355-8647 Stephanie M. Phelps Cedar Rapids IA 04-11-2016 1 41 379630 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13f1qtr2016.xml ALLERGAN PLC PFD CONV SER A G0177J116 2000 2150 PRN DFND 1 2150 0 0 ANTHEM INC UNIT 05/01/20188 036752202 928 20000 PRN DFND 1 20000 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 4552 4000 PRN DFND 1 4000 0 0 BLACKROCK DEBT STRAT COM 09255R103 3228 930350 SH DFND 1 930350 0 0 BLACKROCK FLOAT RATE COM 09255X100 3446 263619 SH DFND 1 263619 0 0 CLEAR CHANNEL OUTDOO CL A 18451C109 679 144533 SH DFND 1 144533 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 6884 2500000 PRN DFND 1 2500000 0 0 DOMINION RES INC VA UNIT 99/99/9999 25746U869 4814 95000 PRN DFND 1 95000 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 1869 1000000 PRN DFND 1 1000000 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 5141 1250000 PRN DFND 1 1250000 0 0 HSBC HLDGS PLC SDCV 5.625%12/2 404280AR0 10567 11000000 PRN DFND 1 11000000 0 0 HUNTINGTON BANCSHARE PFD CONV SER A 446150401 1375 1000 SH DFND 1 1000 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1077 1000000 PRN DFND 1 1000000 0 0 INTEL CORP SDCV 12/1 458140AD2 4701 3700000 PRN DFND 1 3700000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 7953 5000000 PRN DFND 1 5000000 0 0 ISHARES TR IBOXX HI YD ETF 464288513 5936 72663 PRN DFND 1 72663 0 0 LABORATORY CORP AMER NOTE 9/1 50540RAG7 1624 1036000 PRN DFND 1 1036000 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 3631 3500000 PRN DFND 1 3500000 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 3907 65000 SH DFND 1 65000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 9745 4000000 PRN DFND 1 4000000 0 0 NXP SEMICONDUCTORS N DBCV 1.000%12/0 62952QAB6 2213 2000000 PRN DFND 1 2000000 0 0 PORTMARNOCK LEASING NOTE 1.741%10/2 736879AA5 2238 2246790 PRN DFND 1 2246790 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 3191 140500 PRN DFND 1 140500 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 4299 3000000 PRN DFND 1 3000000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3522 3500000 PRN DFND 1 3500000 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 4500 3750000 PRN DFND 1 3750000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 4342 3500000 PRN DFND 1 3500000 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 2169 84000 PRN DFND 1 84000 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 9710 283499 PRN DFND 1 283499 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 2087 44900 PRN DFND 1 44900 0 0 STANLEY BLACK & DECK UNIT 11/17/20166 854502804 1131 10000 PRN DFND 1 10000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 7808 6000000 PRN DFND 1 6000000 0 0 UNISYS CORP COM NEW 909214306 1999 259600 SH DFND 1 259600 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 212392 2026256 PRN DFND 1 2026256 0 0 VERIZON COMMUNICATIO COM 92343V104 511 9450 SH DFND 1 9450 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 11008 5750000 PRN DFND 1 5750000 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 12671 10515 PRN DFND 1 10515 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 586 37460 PRN DFND 1 37460 0 0 WELLTOWER INC 6.50% PFD PREPET 95040Q203 3062 50000 SH DFND 1 50000 0 0 WEYERHAEUSER CO PREF CONV SER A 962166872 381 7450 PRN DFND 1 7450 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 5753 3500000 PRN DFND 1 3500000 0 0