0001454937-15-000006.txt : 20150803
0001454937-15-000006.hdr.sgml : 20150801
20150803091044
ACCESSION NUMBER: 0001454937-15-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150803
DATE AS OF CHANGE: 20150803
EFFECTIVENESS DATE: 20150803
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 151021173
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
06-30-2015
06-30-2015
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
07-28-2015
1
52
13408404
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13f2qtr2015.xml
13F 2Q 2015 FILING
ACTAVIS PLC
PFD CONV SER A
G0083B116
1584
1500
SH
DFND
1
1500
0
0
BLACKROCK DEBT STRAT
COM
09255R103
4492
1204204
SH
DFND
1
1204204
0
0
BLACKROCK FLOAT RATE
COM
09255X100
6397
466270
SH
DFND
1
466270
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
6263
2500000
PRN
DFND
1
2500000
0
0
DOMINION RES INC VA
UNIT 04/01/2013
25746U703
3332
59000
SH
DFND
1
59000
0
0
DOMINION RES INC VA
UNIT 99/99/9999
25746U869
4786
95000
SH
DFND
1
95000
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
2073
1000000
PRN
DFND
1
1000000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1819
119900
SH
DFND
1
119900
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
13582
2750000
PRN
DFND
1
2750000
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1893
30000
SH
DFND
1
30000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
11220
11000000
PRN
DFND
1
11000000
0
0
INTEL CORP
SDCV 12/1
458140AD2
5830
4500000
PRN
DFND
1
4500000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
8494
5000000
PRN
DFND
1
5000000
0
0
ISHARES
IBOXX HI YD ETF
464288513
11364
125000
SH
DFND
1
125000
0
0
ISHARES
MSCI AC ASIA ETF
464288182
58505
886031
SH
DFND
1
886031
0
0
LABORATORY CORP AMER
NOTE 9/1
50540RAG7
1636
1036000
PRN
DFND
1
1036000
0
0
MYLAN INC
NOTE 3.750% 9/1
628530AJ6
5441
1000000
PRN
DFND
1
1000000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3684
3500000
PRN
DFND
1
3500000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
9603
4000000
PRN
DFND
1
4000000
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
2805
116200
SH
DFND
1
116200
0
0
PRICELINE GRP INC
DEBT 1.000% 3/1
741503AQ9
4039
3000000
PRN
DFND
1
3000000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4235
3750000
PRN
DFND
1
3750000
0
0
PROSPECT CAPITAL COR
NOTE 6.250%12/1
74348TAC6
6375
6250000
PRN
DFND
1
6250000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
20163
511500
SH
DFND
1
511500
0
0
STANLEY BLACK & DECK
UNIT 11/17/20166
854502804
1184
10000
SH
DFND
1
10000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
8535
6000000
PRN
DFND
1
6000000
0
0
UNISYS CORP
COM NEW
909214306
5332
259600
SH
DFND
1
259600
0
0
UNITED TECHNOLOGIES
UNIT 06/01/2015
913017117
4874
80000
SH
DFND
1
80000
0
0
VANGUARD BD INDEX FD
LONG TERM BOND
921937793
80360
882790
SH
DFND
1
882790
0
0
VANGUARD BD INDEX FD
INTERMED TERM
921937819
106298
1247481
SH
DFND
1
1247481
0
0
VANGUARD BD INDEX FD
SHORT TRM BOND
921937827
657474
8179567
SH
DFND
1
8179567
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
4658208
56572849
SH
DFND
1
56572849
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
122796
1125126
SH
DFND
1
1125126
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
123302
917357
SH
DFND
1
917357
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
340220
3672102
SH
DFND
1
3672102
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1419509
7336345
SH
DFND
1
7336345
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
3220505
29462126
SH
DFND
1
29462126
0
0
VANGUARD INTL EQUITY
FTSE SMCAP ETF
922042718
79054
752971
SH
DFND
1
752971
0
0
VANGUARD INTL EQUITY
ALLWRLD EX US
922042775
216188
4280101
SH
DFND
1
4280101
0
0
VANGUARD INTL EQUITY
FTSE EMR MKT ETF
922042858
342956
8100059
SH
DFND
1
8100059
0
0
VANGUARD INTL EQUITY
FTSE PACIFIC ETF
922042866
536228
8507506
SH
DFND
1
8507506
0
0
VANGUARD INTL EQUITY
FTSE EUROPE ETF
922042874
852112
15033730
SH
DFND
1
15033730
0
0
VANGUARD SCOTTSDALE
SHTRM GVT BD ETF
92206C102
101570
1661276
SH
DFND
1
1661276
0
0
VANGUARD SCOTTSDALE
MORTG-BACK SEC
92206C771
175753
3299287
SH
DFND
1
3299287
0
0
VERIZON COMMUNICATIO
COM
92343V104
1407
28450
SH
DFND
1
28450
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
12894
5750000
PRN
DFND
1
5750000
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
3544
160460
SH
DFND
1
160460
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
14484
12000
SH
DFND
1
12000
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
404
7450
SH
DFND
1
7450
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
58540
899091
SH
DFND
1
899091
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
59282
991662
SH
DFND
1
991662
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
5777
3500000
PRN
DFND
1
3500000
0
0