0001454937-14-000006.txt : 20140801 0001454937-14-000006.hdr.sgml : 20140801 20140801123343 ACCESSION NUMBER: 0001454937-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140801 DATE AS OF CHANGE: 20140801 EFFECTIVENESS DATE: 20140801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 141009092 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 06-30-2014 06-30-2014 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M. Phelps 319-355-8647 Stephanie M. Phelps Cedar Rapids IA 07-29-2014 1 77 11024517 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13f2qtr2014.xml 13(F) HOLDINGS REPORT FOR JUNE 2014 BLACKROCK CORPOR HI COM 09255P107 4063 330625 SH DFND 1 330625 0 0 BLACKROCK FLOAT RATE COM 09255X100 8240 562464 SH DFND 1 562464 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 10299 4500000 PRN DFND 1 4500000 0 0 DOMINION RES INC VA UNIT 04/01/2013 25746U703 3401 59000 SH DFND 1 59000 0 0 E M C CORP MASS COM 268648102 4092 155347 SH DFND 1 155347 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 1641 1000000 PRN DFND 1 1000000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1912 110900 SH DFND 1 110900 0 0 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 10111 5060000 PRN DFND 1 5060000 0 0 GENERAL MTRS CO COM 37045V100 3187 87787 SH DFND 1 87787 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 15491 4250000 PRN DFND 1 4250000 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1732 30000 SH DFND 1 30000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 7459 6000000 PRN DFND 1 6000000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 8484 5500000 PRN DFND 1 5500000 0 0 ISHARES MSCI AUST ETF 464286103 244 9357 SH DFND 1 9357 0 0 ISHARES MSCI BRZ CAP ETF 464286400 223 4671 SH DFND 1 4671 0 0 ISHARES EM MK MINVOL ETF 464286533 543 9032 SH DFND 1 9032 0 0 ISHARES MSCI UK ETF 464286699 437 20930 SH DFND 1 20930 0 0 ISHARES MSCI GERMANY ETF 464286806 241 7703 SH DFND 1 7703 0 0 ISHARES MSCI JAPAN ETF 464286848 411 34138 SH DFND 1 34138 0 0 ISHARES IBOXX INV CP ETF 464287242 47150 395355 SH DFND 1 395355 0 0 ISHARES IBOXX HI YD ETF 464288513 125585 1319165 SH DFND 1 1319165 0 0 ISHARES SHRT TRS BD ETF 464288679 1390 12607 SH DFND 1 12607 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 965 19003 SH DFND 1 19003 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 1766 27014 SH DFND 1 27014 0 0 ISHARES TR USA MIN VOL ETF 46429B697 1032 27736 SH DFND 1 27736 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 650 6342 SH DFND 1 6342 0 0 LABORATORY CORP AMER NOTE 9/1 50540RAG7 1420 1036000 PRN DFND 1 1036000 0 0 METLIFE INC COM 59156R108 3465 62370 SH DFND 1 62370 0 0 METLIFE INC UNIT 99/99/9999 59156R116 3516 110000 SH DFND 1 110000 0 0 MGM RESORTS INTERNAT NOTE 4.250% 4/1 55303QAE0 1101 750000 PRN DFND 1 750000 0 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 3877 1000000 PRN DFND 1 1000000 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 3695 3500000 PRN DFND 1 3500000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 8095 4000000 PRN DFND 1 4000000 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 1895 76200 SH DFND 1 76200 0 0 PRICELINE GRP INC NOTE 1.250% 3/1 741503AN6 12920 3275000 PRN DFND 1 3275000 0 0 PROLOGIS NOTE 3.250% 3/1 74340XAT8 1679 1500000 PRN DFND 1 1500000 0 0 PROSPECT CAPITAL COR NOTE 6.250%12/1 74348TAC6 6703 6250000 PRN DFND 1 6250000 0 0 SELECT SECTOR SPDR T SBI MATERIALS 81369Y100 953 19190 SH DFND 1 19190 0 0 SELECT SECTOR SPDR T SBI HEALTHCARE 81369Y209 1788 29393 SH DFND 1 29393 0 0 SELECT SECTOR SPDR T SBI CONS STPLS 81369Y308 1087 24359 SH DFND 1 24359 0 0 SELECT SECTOR SPDR T SBI CONS DISCR 81369Y407 1251 18744 SH DFND 1 18744 0 0 SELECT SECTOR SPDR T SBI INT-ENERGY 81369Y506 1565 15630 SH DFND 1 15630 0 0 SELECT SECTOR SPDR T SBI INT-INDS 81369Y704 885 16371 SH DFND 1 16371 0 0 SELECT SECTOR SPDR T TECHNOLOGY 81369Y803 991 25834 SH DFND 1 25834 0 0 SELECT SECTOR SPDR T SBI INT-UTILS 81369Y886 314 7102 SH DFND 1 7102 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 46904 1060225 SH DFND 1 1060225 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 128437 4148483 SH DFND 1 4148483 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 49151 973283 SH DFND 1 973283 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 210318 5039976 SH DFND 1 5039976 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 400 9918 SH DFND 1 9918 0 0 STANLEY BLACK & DECK UNIT 99/99/9999 854502804 570 5000 SH DFND 1 5000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 9586 7500000 PRN DFND 1 7500000 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 5316 1750000 PRN DFND 1 1750000 0 0 UNISYS CORP COM NEW 909214306 6423 259600 SH DFND 1 259600 0 0 UNITED TECHNOLOGIES UNIT 99/99/9999 913017117 5215 80000 SH DFND 1 80000 0 0 VANGUARD BD INDEX FD LONG TERM BOND 921937793 33090 368115 SH DFND 1 368115 0 0 VANGUARD BD INDEX FD INTERMED TERM 921937819 44547 525997 SH DFND 1 525997 0 0 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 513687 6393908 SH DFND 1 6393908 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 3534313 42986053 SH DFND 1 42986053 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1215047 6771705 SH DFND 1 6771705 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 296277 3376757 SH DFND 1 3376757 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 381935 3861834 SH DFND 1 3861834 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 343232 4240049 SH DFND 1 4240049 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 69727 595346 SH DFND 1 595346 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1964311 19301473 SH DFND 1 19301473 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 348569 8081812 SH DFND 1 8081812 0 0 VANGUARD INTL EQUITY FTSE PACIFIC ETF 922042866 484620 7786318 SH DFND 1 7786318 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF 922042874 751772 12539990 SH DFND 1 12539990 0 0 VANGUARD SCOTTSDALE SHTRM GVT BD ETF 92206C102 86204 1414565 SH DFND 1 1414565 0 0 VANGUARD SCOTTSDALE MORTG-BACK SEC 92206C771 51543 979540 SH DFND 1 979540 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF 921943858 89383 2098682 SH DFND 1 2098682 0 0 VERIZON COMMUNICATIO COM 92343V104 1392 28450 SH DFND 1 28450 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 10340 6750000 PRN DFND 1 6750000 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 3463 160460 SH DFND 1 160460 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 14576 12000 SH DFND 1 12000 0 0 WEYERHAEUSER CO PREF CONV SER A 962166872 423 7450 SH DFND 1 7450 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 5799 3500000 PRN DFND 1 3500000 0 0