0001454937-14-000004.txt : 20140428 0001454937-14-000004.hdr.sgml : 20140428 20140428112630 ACCESSION NUMBER: 0001454937-14-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140428 DATE AS OF CHANGE: 20140428 EFFECTIVENESS DATE: 20140428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 14788034 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 03-31-2014 03-31-2014 AEGON USA Investment Management, LLC

4333 EDGEWOOD RD. N.E. CEDAR RAPIDS IA 52499-5110

13F HOLDINGS REPORT 028-13378 N Stephanie M. Phelps 319-355-8647 Stephanie M. Phelps Cedar Rapids IA 04-24-2014 1 81 10007032 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 form13f1qtr2014.xml 13F HOLDINGS REPORT ALLEGHENY TECHNOLOGI NOTE 4.250% 6/0 01741RAD4 3572 3500000 PRN DFND 1 3500000 0 0 ANADARKO PETE CORP COM 032511107 1780 21000 SH DFND 1 21000 0 0 BLACKROCK CORPOR HI COM 09255P107 3588 292625 SH DFND 1 292625 0 0 BLACKROCK FLOAT RATE COM 09255X100 4841 332225 SH DFND 1 332225 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 11990 5500000 PRN DFND 1 5500000 0 0 DOMINION RES INC VA UNIT 04/01/2013 25746U703 3393 59000 SH DFND 1 59000 0 0 DYNEGY INC NEW DEL COM 26817R108 14800 593418 SH DFND 1 593418 0 0 E M C CORP MASS COM 268648102 4258 155347 SH DFND 1 155347 0 0 FIDELITY NATIONAL FI NOTE 4.250% 8/1 31620RAE5 1579 1000000 PRN DFND 1 1000000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1340 85900 SH DFND 1 85900 0 0 FORD MTR CO DEL NOTE 4.250%11/1 345370CN8 9162 5060000 PRN DFND 1 5060000 0 0 GENERAL MTRS CO COM 37045V100 2428 70537 SH DFND 1 70537 0 0 GILEAD SCIENCES INC NOTE 1.625% 5/0 375558AP8 13998 4500000 PRN DFND 1 4500000 0 0 HEALTH CARE REIT INC PFD PER CON I 42217K601 1666 30000 SH DFND 1 30000 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 7650 6500000 PRN DFND 1 6500000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 7690 5500000 PRN DFND 1 5500000 0 0 ISHARES MSCI AUST ETF 464286103 242 9357 SH DFND 1 9357 0 0 ISHARES MSCI BRZ CAP ETF 464286400 210 4671 SH DFND 1 4671 0 0 ISHARES EM MK MINVOL ETF 464286533 517 9032 SH DFND 1 9032 0 0 ISHARES MSCI UK ETF 464286699 431 20930 SH DFND 1 20930 0 0 ISHARES MSCI GERMANY ETF 464286806 241 7703 SH DFND 1 7703 0 0 ISHARES MSCI JAPAN ETF 464286848 387 34138 SH DFND 1 34138 0 0 ISHARES IBOXX INV CP ETF 464287242 49432 422716 SH DFND 1 422716 0 0 ISHARES IBOXX HI YD ETF 464288513 129171 1368485 SH DFND 1 1368485 0 0 ISHARES SHRT TRS BD ETF 464288679 1289 11691 SH DFND 1 11691 0 0 ISHARES TR FLTG RATE BD ETF 46429B655 964 19003 SH DFND 1 19003 0 0 ISHARES TR EAFE MIN VOL ETF 46429B689 1695 27014 SH DFND 1 27014 0 0 ISHARES TR USA MIN VOL ETF 46429B697 1000 27736 SH DFND 1 27736 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 641 6342 SH DFND 1 6342 0 0 LABORATORY CORP AMER NOTE 9/1 50540RAG7 1362 1036000 PRN DFND 1 1036000 0 0 METLIFE INC COM 59156R108 3293 62370 SH DFND 1 62370 0 0 METLIFE INC UNIT 99/99/9999 59156R116 3375 110000 SH DFND 1 110000 0 0 MGM RESORTS INTERNAT NOTE 4.250% 4/1 55303QAE0 1092 750000 PRN DFND 1 750000 0 0 MYLAN INC NOTE 3.750% 9/1 628530AJ6 3676 1000000 PRN DFND 1 1000000 0 0 NEW AMER HIGH INCOME COM NEW 641876800 1491 151939 SH DFND 1 151939 0 0 NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 3703 3500000 PRN DFND 1 3500000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 6828 4000000 PRN DFND 1 4000000 0 0 POWERSHARES ETF TRUS SENIOR LN PORT 73936Q769 1891 76200 SH DFND 1 76200 0 0 PRICELINE COM INC NOTE 1.250% 3/1 741503AN6 12813 3275000 PRN DFND 1 3275000 0 0 PROLOGIS NOTE 3.250% 3/1 74340XAT8 1755 1500000 PRN DFND 1 1500000 0 0 PROSPECT CAPITAL COR NOTE 6.250%12/1 74348TAC6 6719 6250000 PRN DFND 1 6250000 0 0 SELECT SECTOR SPDR T SBI MATERIALS 81369Y100 907 19190 SH DFND 1 19190 0 0 SELECT SECTOR SPDR T SBI HEALTHCARE 81369Y209 1576 26948 SH DFND 1 26948 0 0 SELECT SECTOR SPDR T SBI CONS STPLS 81369Y308 1049 24359 SH DFND 1 24359 0 0 SELECT SECTOR SPDR T SBI CONS DISCR 81369Y407 1094 16908 SH DFND 1 16908 0 0 SELECT SECTOR SPDR T SBI INT-ENERGY 81369Y506 1392 15630 SH DFND 1 15630 0 0 SELECT SECTOR SPDR T SBI INT-INDS 81369Y704 857 16371 SH DFND 1 16371 0 0 SELECT SECTOR SPDR T TECHNOLOGY 81369Y803 939 25834 SH DFND 1 25834 0 0 SELECT SECTOR SPDR T SBI INT-UTILS 81369Y886 294 7102 SH DFND 1 7102 0 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 50048 1215638 SH DFND 1 1215638 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 128161 4138230 SH DFND 1 4138230 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 48541 1003113 SH DFND 1 1003113 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 216216 5232725 SH DFND 1 5232725 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 410 9918 SH DFND 1 9918 0 0 STANLEY BLACK & DECK UNIT 99/99/9999 854502804 540 5000 SH DFND 1 5000 0 0 TEVA PHARMACEUTICAL DBCV 0.250% 2/0 88163VAE9 9520 7500000 PRN DFND 1 7500000 0 0 TRW AUTOMOTIVE INC NOTE 3.500%12/0 87264MAH2 4853 1750000 PRN DFND 1 1750000 0 0 UNISYS CORP COM NEW 909214306 7907 259600 SH DFND 1 259600 0 0 UNITED TECHNOLOGIES UNIT 99/99/9999 913017117 5326 80000 SH DFND 1 80000 0 0 VANGUARD BD INDEX FD LONG TERM BOND 921937793 30346 349889 SH DFND 1 349889 0 0 VANGUARD BD INDEX FD INTERMED TERM 921937819 42363 508381 SH DFND 1 508381 0 0 VANGUARD BD INDEX FD SHORT TRM BOND 921937827 518047 6468310 SH DFND 1 6468310 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 3356271 41338482 SH DFND 1 41338482 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 1104520 6445985 SH DFND 1 6445985 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 246316 2898519 SH DFND 1 2898519 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 200786 2147902 SH DFND 1 2147902 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 210417 2693857 SH DFND 1 2693857 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 56156 497177 SH DFND 1 497177 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 1675321 17188066 SH DFND 1 17188066 0 0 VANGUARD INTL EQUITY FTSE EMR MKT ETF 922042858 281460 6935925 SH DFND 1 6935925 0 0 VANGUARD INTL EQUITY MEGA CAP GRO ETF 922042866 413060 6991541 SH DFND 1 6991541 0 0 VANGUARD INTL EQUITY FTSE EUROPE ETF 922042874 769855 13059451 SH DFND 1 13059451 0 0 VANGUARD SCOTTSDALE SHTRM GVT BD ETF 92206C102 76471 1256514 SH DFND 1 1256514 0 0 VANGUARD SCOTTSDALE MORTG-BACK SEC 92206C771 50097 968626 SH DFND 1 968626 0 0 VANGUARD TAX MANAGED FTSE DEV MKT ETF 921943858 134168 3250988 SH DFND 1 3250988 0 0 VERIZON COMMUNICATIO COM 92343V104 1353 28450 SH DFND 1 28450 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 8406 5750000 PRN DFND 1 5750000 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 2991 160460 SH DFND 1 160460 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 14076 12000 SH DFND 1 12000 0 0 WEYERHAEUSER CO PREF CONV SER A 962166872 407 7450 SH DFND 1 7450 0 0 XILINX INC NOTE 2.625% 6/1 983919AF8 6563 3500000 PRN DFND 1 3500000 0 0