0001454937-14-000004.txt : 20140428
0001454937-14-000004.hdr.sgml : 20140428
20140428112630
ACCESSION NUMBER: 0001454937-14-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140331
FILED AS OF DATE: 20140428
DATE AS OF CHANGE: 20140428
EFFECTIVENESS DATE: 20140428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 14788034
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
03-31-2014
03-31-2014
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
04-24-2014
1
81
10007032
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13f1qtr2014.xml
13F HOLDINGS REPORT
ALLEGHENY TECHNOLOGI
NOTE 4.250% 6/0
01741RAD4
3572
3500000
PRN
DFND
1
3500000
0
0
ANADARKO PETE CORP
COM
032511107
1780
21000
SH
DFND
1
21000
0
0
BLACKROCK CORPOR HI
COM
09255P107
3588
292625
SH
DFND
1
292625
0
0
BLACKROCK FLOAT RATE
COM
09255X100
4841
332225
SH
DFND
1
332225
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
11990
5500000
PRN
DFND
1
5500000
0
0
DOMINION RES INC VA
UNIT 04/01/2013
25746U703
3393
59000
SH
DFND
1
59000
0
0
DYNEGY INC NEW DEL
COM
26817R108
14800
593418
SH
DFND
1
593418
0
0
E M C CORP MASS
COM
268648102
4258
155347
SH
DFND
1
155347
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
1579
1000000
PRN
DFND
1
1000000
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
1340
85900
SH
DFND
1
85900
0
0
FORD MTR CO DEL
NOTE 4.250%11/1
345370CN8
9162
5060000
PRN
DFND
1
5060000
0
0
GENERAL MTRS CO
COM
37045V100
2428
70537
SH
DFND
1
70537
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
13998
4500000
PRN
DFND
1
4500000
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1666
30000
SH
DFND
1
30000
0
0
INTEL CORP
SDCV 2.950%12/1
458140AD2
7650
6500000
PRN
DFND
1
6500000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
7690
5500000
PRN
DFND
1
5500000
0
0
ISHARES
MSCI AUST ETF
464286103
242
9357
SH
DFND
1
9357
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
210
4671
SH
DFND
1
4671
0
0
ISHARES
EM MK MINVOL ETF
464286533
517
9032
SH
DFND
1
9032
0
0
ISHARES
MSCI UK ETF
464286699
431
20930
SH
DFND
1
20930
0
0
ISHARES
MSCI GERMANY ETF
464286806
241
7703
SH
DFND
1
7703
0
0
ISHARES
MSCI JAPAN ETF
464286848
387
34138
SH
DFND
1
34138
0
0
ISHARES
IBOXX INV CP ETF
464287242
49432
422716
SH
DFND
1
422716
0
0
ISHARES
IBOXX HI YD ETF
464288513
129171
1368485
SH
DFND
1
1368485
0
0
ISHARES
SHRT TRS BD ETF
464288679
1289
11691
SH
DFND
1
11691
0
0
ISHARES TR
FLTG RATE BD ETF
46429B655
964
19003
SH
DFND
1
19003
0
0
ISHARES TR
EAFE MIN VOL ETF
46429B689
1695
27014
SH
DFND
1
27014
0
0
ISHARES TR
USA MIN VOL ETF
46429B697
1000
27736
SH
DFND
1
27736
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
641
6342
SH
DFND
1
6342
0
0
LABORATORY CORP AMER
NOTE 9/1
50540RAG7
1362
1036000
PRN
DFND
1
1036000
0
0
METLIFE INC
COM
59156R108
3293
62370
SH
DFND
1
62370
0
0
METLIFE INC
UNIT 99/99/9999
59156R116
3375
110000
SH
DFND
1
110000
0
0
MGM RESORTS INTERNAT
NOTE 4.250% 4/1
55303QAE0
1092
750000
PRN
DFND
1
750000
0
0
MYLAN INC
NOTE 3.750% 9/1
628530AJ6
3676
1000000
PRN
DFND
1
1000000
0
0
NEW AMER HIGH INCOME
COM NEW
641876800
1491
151939
SH
DFND
1
151939
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3703
3500000
PRN
DFND
1
3500000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
6828
4000000
PRN
DFND
1
4000000
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
1891
76200
SH
DFND
1
76200
0
0
PRICELINE COM INC
NOTE 1.250% 3/1
741503AN6
12813
3275000
PRN
DFND
1
3275000
0
0
PROLOGIS
NOTE 3.250% 3/1
74340XAT8
1755
1500000
PRN
DFND
1
1500000
0
0
PROSPECT CAPITAL COR
NOTE 6.250%12/1
74348TAC6
6719
6250000
PRN
DFND
1
6250000
0
0
SELECT SECTOR SPDR T
SBI MATERIALS
81369Y100
907
19190
SH
DFND
1
19190
0
0
SELECT SECTOR SPDR T
SBI HEALTHCARE
81369Y209
1576
26948
SH
DFND
1
26948
0
0
SELECT SECTOR SPDR T
SBI CONS STPLS
81369Y308
1049
24359
SH
DFND
1
24359
0
0
SELECT SECTOR SPDR T
SBI CONS DISCR
81369Y407
1094
16908
SH
DFND
1
16908
0
0
SELECT SECTOR SPDR T
SBI INT-ENERGY
81369Y506
1392
15630
SH
DFND
1
15630
0
0
SELECT SECTOR SPDR T
SBI INT-INDS
81369Y704
857
16371
SH
DFND
1
16371
0
0
SELECT SECTOR SPDR T
TECHNOLOGY
81369Y803
939
25834
SH
DFND
1
25834
0
0
SELECT SECTOR SPDR T
SBI INT-UTILS
81369Y886
294
7102
SH
DFND
1
7102
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
50048
1215638
SH
DFND
1
1215638
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
128161
4138230
SH
DFND
1
4138230
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
48541
1003113
SH
DFND
1
1003113
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
216216
5232725
SH
DFND
1
5232725
0
0
SPDR SERIES TRUST
S&P REGL BKG
78464A698
410
9918
SH
DFND
1
9918
0
0
STANLEY BLACK & DECK
UNIT 99/99/9999
854502804
540
5000
SH
DFND
1
5000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
9520
7500000
PRN
DFND
1
7500000
0
0
TRW AUTOMOTIVE INC
NOTE 3.500%12/0
87264MAH2
4853
1750000
PRN
DFND
1
1750000
0
0
UNISYS CORP
COM NEW
909214306
7907
259600
SH
DFND
1
259600
0
0
UNITED TECHNOLOGIES
UNIT 99/99/9999
913017117
5326
80000
SH
DFND
1
80000
0
0
VANGUARD BD INDEX FD
LONG TERM BOND
921937793
30346
349889
SH
DFND
1
349889
0
0
VANGUARD BD INDEX FD
INTERMED TERM
921937819
42363
508381
SH
DFND
1
508381
0
0
VANGUARD BD INDEX FD
SHORT TRM BOND
921937827
518047
6468310
SH
DFND
1
6468310
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
3356271
41338482
SH
DFND
1
41338482
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
1104520
6445985
SH
DFND
1
6445985
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
246316
2898519
SH
DFND
1
2898519
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
200786
2147902
SH
DFND
1
2147902
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
210417
2693857
SH
DFND
1
2693857
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
56156
497177
SH
DFND
1
497177
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1675321
17188066
SH
DFND
1
17188066
0
0
VANGUARD INTL EQUITY
FTSE EMR MKT ETF
922042858
281460
6935925
SH
DFND
1
6935925
0
0
VANGUARD INTL EQUITY
MEGA CAP GRO ETF
922042866
413060
6991541
SH
DFND
1
6991541
0
0
VANGUARD INTL EQUITY
FTSE EUROPE ETF
922042874
769855
13059451
SH
DFND
1
13059451
0
0
VANGUARD SCOTTSDALE
SHTRM GVT BD ETF
92206C102
76471
1256514
SH
DFND
1
1256514
0
0
VANGUARD SCOTTSDALE
MORTG-BACK SEC
92206C771
50097
968626
SH
DFND
1
968626
0
0
VANGUARD TAX MANAGED
FTSE DEV MKT ETF
921943858
134168
3250988
SH
DFND
1
3250988
0
0
VERIZON COMMUNICATIO
COM
92343V104
1353
28450
SH
DFND
1
28450
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
8406
5750000
PRN
DFND
1
5750000
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
2991
160460
SH
DFND
1
160460
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
14076
12000
SH
DFND
1
12000
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
407
7450
SH
DFND
1
7450
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
6563
3500000
PRN
DFND
1
3500000
0
0