0001454937-11-000004.txt : 20110428
0001454937-11-000004.hdr.sgml : 20110428
20110428155532
ACCESSION NUMBER: 0001454937-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110428
DATE AS OF CHANGE: 20110428
EFFECTIVENESS DATE: 20110428
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 11788229
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
form13fcover.txt
COVER PAGE AND SUMMARY PAGE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: AEGON USA Investment Management, LLC
Address: 4333 Edgewood Rd. N.E.
MS 5110
Cedar Rapids, IA 52499-5110
13F File Number: 028-13378
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Stephanie M. Phelps
Title: Chief Financial Officer
Phone: 319-355-8647
Signature, Place, and Date of Signing:
/s/ Stephanie M. Phelps Cedar Rapids, IA April 22, 2011
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 48
Form13F Information Table Value Total: $2,007,814 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
01 028-00136 Transamerica Corporation
FORM 13F INFORMATION TABLE
AEGON USA INVESTMENT MANAGEMENT, LLC
AS OF MARCH 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVETMNT OTHER VOTING AUTHORITY
(X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
ALLEGHENY TECHNOLOGI NOTE 4.250% 6/ 01741RAD4 12280 7000000 PRN DEFINED 01 7000000 N/A
APACHE CORP PFD CONV SER D 037411808 7086 100000 SH DEFINED 01 100000 N/A
ARCHER DANIELS MIDLA NOTE 0.875% 2/ 039483AW2 5565 5000000 PRN DEFINED 01 5000000 N/A
BLACKROCK INC DBCV 2.625% 2/ 09247XAB7 12039 5886000 PRN DEFINED 01 5886000 N/A
CALPINE CORP COM NEW 131347304 1270 80000 SH DEFINED 01 80000 N/A
CAMERON INTERNATIONA NOTE 2.500% 6/ 13342BAB1 14574 8900000 PRN DEFINED 01 8900000 N/A
CIT GROUP INC COM NEW 125581801 17946 421772 SH DEFINED 01 421772 N/A
DELTA AIR LINES INC COM NEW 247361702 536 54700 SH DEFINED 01 54700 N/A
ENERGYSOLUTIONS INC COM 292756202 2491 418000 SH DEFINED 01 418000 N/A
FORD MTR CO DEL COM PAR $0.01 345370860 2982 200000 SH DEFINED 01 200000 N/A
FORD MTR CO DEL NOTE 4.250%11/ 345370CN8 5533 3060000 PRN DEFINED 01 3060000 N/A
GENERAL MTRS CO COM 37045V100 3413 110000 SH DEFINED 01 110000 N/A
GREAT PLAINS ENERGY UNIT 06/15/2042 391164803 3976 61600 SH DEFINED 01 61600 N/A
INTEL CORP SDCV 2.950%12/ 458140AD2 6182 6000000 PRN DEFINED 01 6000000 N/A
JOHNSON CTLS INC COM 478366107 1663 40000 SH DEFINED 01 40000 N/A
LOUISIANA PAC CORP COM 546347105 525 50000 SH DEFINED 01 50000 N/A
MASTEC INC NOTE 4.000% 6/ 576323AL3 10443 7000000 PRN DEFINED 01 7000000 N/A
MEADWESTVACO CORP COM 583334107 4853 160000 SH DEFINED 01 160000 N/A
MEDTRONIC INC NOTE 1.500% 4/ 585055AL0 11524 11500000 PRN DEFINED 01 11500000 N/A
METLIFE INC UNIT 99/99/9999 59156R116 4243 50000 SH DEFINED 01 50000 N/A
NEWTEK BUSINESS SVCS COM 652526104 36 22000 SH DEFINED 01 22000 N/A
PPL CORP UNIT 99/99/9999 69351T601 3194 60000 SH DEFINED 01 60000 N/A
PRIMUS GUARANTY LTD SHS G72457107 28689 5647537 SH DEFINED 01 5647537 N/A
RADIAN GROUP INC COM 750236101 254 37270 SH DEFINED 01 37270 N/A
TENNECO INC COM 880349105 849 20000 SH DEFINED 01 20000 N/A
TRW AUTOMOTIVE HLDGS COM 87264S106 3029 55000 SH DEFINED 01 55000 N/A
UNISYS CORP COM NEW 909214306 8326 266684 SH DEFINED 01 266684 N/A
US BANCORP DEL DBCV 12/ 902973AM8 9986 10000000 PRN DEFINED 01 10000000 N/A
VALE CAP II VALEP 6.75%12 91912F300 13252 140000 SH DEFINED 01 140000 N/A
VANGUARD BD INDEX FD LONG TERM BOND 921937793 10340 132192 SH DEFINED 01 132192 N/A
VANGUARD BD INDEX FD INTERMED TERM 921937819 27577 336386 SH DEFINED 01 336386 N/A
VANGUARD BD INDEX FD SHORT TRM BOND 921937827 40208 501596 SH DEFINED 01 501596 N/A
VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 439180 5488382 SH DEFINED 01 5488382 N/A
VANGUARD INDEX FDS S&P 500 ETF SH 922908413 249792 4120623 SH DEFINED 01 4120623 N/A
VANGUARD INDEX FDS LARGE CAP ETF 922908637 59210 974325 SH DEFINED 01 974325 N/A
VANGUARD INDEX FDS EXTEND MKT ETF 922908652 60601 1026086 SH DEFINED 01 1026086 N/A
VANGUARD INDEX FDS GROWTH ETF 922908736 7436 115638 SH DEFINED 01 115638 N/A
VANGUARD INDEX FDS VALUE ETF 922908744 6347 111901 SH DEFINED 01 111901 N/A
VANGUARD INDEX FDS SMALL CP ETF 922908751 2230 28235 SH DEFINED 01 28235 N/A
VANGUARD INDEX FDS STK MRK ETF 922908769 649386 9451108 SH DEFINED 01 9451108 N/A
VANGUARD INTL EQUITY MSCI EMR MKT ET 922042858 85822 1753258 SH DEFINED 01 1753258 N/A
VANGUARD INTL EQUITY MSCI PAC ETF 922042866 45399 813161 SH DEFINED 01 813161 N/A
VANGUARD INTL EQUITY MSCI EUROPE ETF 922042874 55066 1059987 SH DEFINED 01 1059987 N/A
VANGUARD TAX-MANAGED MSCI EAFE ETF 921943858 62887 1685528 SH DEFINED 01 1685528 N/A
VERIZON COMMUNICATIO COM 92343V104 2891 75000 SH DEFINED 01 75000 N/A
WELLS FARGO & CO NEW *W EXP 10/28/20 949746119 3144 278210 SH DEFINED 01 278210 N/A
WESTWOOD ONE INC COM NEW 961815305 3389 467470 SH DEFINED 01 467470 N/A
WINN DIXIE STORES IN COM NEW 974280307 170 23834 SH DEFINED 01 23834 N/A