-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rd3lsx+HmGNs5mH6tiR/JFtqQJTpqN5rtCHPnkPNnJ0R8FDHBGYgW6P6idy5xi3L bjq2w2tNTImRrKYrNvFJvw== 0001454937-10-000005.txt : 20100813 0001454937-10-000005.hdr.sgml : 20100813 20100813131311 ACCESSION NUMBER: 0001454937-10-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100813 DATE AS OF CHANGE: 20100813 EFFECTIVENESS DATE: 20100813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 101014247 BUSINESS ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 BUSINESS PHONE: 319-355-8432 MAIL ADDRESS: STREET 1: 4333 EDGEWOOD RD. N.E. CITY: CEDAR RAPIDS STATE: IA ZIP: 52499-5110 13F-HR 1 form13f2q10.txt 13F HOLDINGS REPORT FOR JUNE 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: AEGON USA Investment Management, LLC Address: 4333 Edgewood Rd. N.E. MS 5110 Cedar Rapids, IA 52499-5110 13F File Number: 028-13378 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Stephanie M. Phelps Title: Chief Financial Officer Phone: 319-355-8647 Signature, Place, and Date of Signing: /s/ Stephanie M. Phelps Cedar Rapids, IA August 15, 2010 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 25 Form13F Information Table Value Total: $992,079 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE AEGON USA INVESTMENT MANAGEMENT, LLC AS OF June 30, 2010 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVETMNT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRTN MGRS SOLE SHARED NONE CALPINE CORP COM 131347304 1721 135305 SH SOLE N/A CIT GROUP INC COM 125581801 34102 1007145 SH SOLE N/A DELTA AIRLINES INC DEL COM 247361702 1730 147233 SH SOLE N/A ISHARES TR INDEX BARCLYS 20+ YR 464287432 1742 17125 SH SOLE N/A LOUISIANA PAC CORP COM 546347105 3144 470000 SH SOLE N/A NEWTEK BUSINESS SVCS INC COM 652526104 29 22000 SH SOLE N/A PRIMUS GUARANTY LTD SHS G72457107 20600 5582585 SH SOLE N/A RADIAN GROUP INC COM 750236101 270 37270 SH SOLE N/A SPDR S&P 500 ETF TR UNIT SER 1 S&P 78432F103 114268 1109610 SH SOLE N/A STAR GAS PARTNERS LP UNIT LTD PARTNR 85512C105 3458 793201 SH SOLE N/A UNISYS CORP COM 909214306 4931 266684 SH SOLE N/A VANGUARD INTL EQUITY IND FD EMR MKT ETF 922042858 37607 989908 SH SOLE N/A VANGUARD INTL EQUITY IND FD EURPEAN ETF 922042874 38075 947387 SH SOLE N/A VANGUARD INTL EQUITY IND FD PACIFIC ETF 922042866 19365 407167 SH SOLE N/A VANGUARD TAX-MANAGED FD EUROPE PAC ETF 921943858 39530 1351920 SH SOLE N/A VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 79228 1628855 SH SOLE N/A VANGUARD INDEX FDS VALUE ETF 922908744 8572 102413 SH SOLE N/A VANGUARD INDEX FDS STK MRK ETF 922908769 49648 1058815 SH SOLE N/A VANGUARD INDEX FDS GROWTH ETF 922908736 2740 33132 SH SOLE N/A VANGUARD BD INDEX FD INC INTERMED TERM 921937819 13162 162456 SH SOLE N/A VANGUARD INDEX FDS LARGE CP ETF 922908637 23405 413510 SH SOLE N/A VANGUARD BD INDEX FD INC LONG TERM BOND 921937793 266469 3274380 SH SOLE N/A VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 148018 2816170 SH SOLE N/A VANGUARD INDEX FDS SMALL CAP ETF 922908751 75652 1694709 SH SOLE N/A WESTWOOD ONE INC COM 961815305 4614 467470 SH SOLE N/A
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