0001437749-23-001630.txt : 20230123 0001437749-23-001630.hdr.sgml : 20230123 20230123202948 ACCESSION NUMBER: 0001437749-23-001630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230120 FILED AS OF DATE: 20230123 DATE AS OF CHANGE: 20230123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barkal Susan Berish CENTRAL INDEX KEY: 0001454884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56238 FILM NUMBER: 23545634 MAIL ADDRESS: STREET 1: 311 PELHAM FALLS DRIVE CITY: GREER STATE: SC ZIP: 29651 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Guerrilla RF, Inc. CENTRAL INDEX KEY: 0001832487 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 853837067 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 BUSINESS PHONE: 3365107840 MAIL ADDRESS: STREET 1: 1196 PLEASANT RIDGE ROAD, STREET 2: SUITE 5 CITY: GREENSBORO STATE: NC ZIP: 27409 FORMER COMPANY: FORMER CONFORMED NAME: Laffin Acquisition Corp. DATE OF NAME CHANGE: 20201116 4 1 rdgdoc.xml FORM 4 X0306 4 2023-01-20 0001832487 Guerrilla RF, Inc. GUER 0001454884 Barkal Susan Berish 311 PELHAM FALLS DRIVE GREER SC 29651 1 Common Stock 2023-01-20 4 P 0 40000 1.30 A 40000 D Warrant 2 2023-01-20 4 P 0 20000 A Common Stock 20000 20000 D Restricted Stock Unit 2023-06-02 Common Stock 25000 25000 D Each restricted stock unit represents the contingent right to receive one share of common stock upon vesting of the unit. The restricted stock units vest 100% on the earliest of (i) June 2, 2023, subject to the recipient's continued service as a Board member of the Company, (ii) the recipient's death, or (iii) the recipient's disability. No expiration date. The reporting person purchased 40,000 units (the "Units"), each Unit consisting of one (1) share of the Company's common stock and one (1) warrant to purchase one-half (0.5) of a share of Common Stock. The purchase price of each Unit was $1.30 per Unit. Each Warrant is exercisable for a period of five (5) years beginning six (6) months from the date of the final closing of the private placement. /s/ Corey Martens, Attorney-in-Fact 2023-01-23