0000919574-17-001875.txt : 20170214 0000919574-17-001875.hdr.sgml : 20170214 20170214121618 ACCESSION NUMBER: 0000919574-17-001875 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 17605669 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001454409 XXXXXXXX 12-31-2016 12-31-2016 false Kingdom Ridge Capital, LLC

81 Main Street Suite 209 White Plains NY 10601

13F HOLDINGS REPORT 028-13333 N Michael Manley 914-517-8654 /s/ Michael Manley White Plains NY 02-14-2017 1 22 297478 1 0001439018 028-13335 KINGDOM RIDGE CAPITAL MASTER FUND, LTD. INFORMATION TABLE 2 infotable.xml ACACIA COMMUNICATIONS INC COM 00401C108 4057 65700 SH DFND 1 65700 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 9263 150000 SH Call DFND 1 150000 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 65282 7913000 SH DFND 1 7913000 0 0 BROADCOM LTD SHS Y09827109 6838 38682 SH DFND 1 38682 0 0 CABOT MICROELECTRONICS CORP COM 12709P103 3272 51800 SH DFND 1 51800 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 12669 150000 SH Put DFND 1 150000 0 0 CIENA CORP COM NEW 171779309 2453 100500 SH DFND 1 100500 0 0 COHERENT INC COM 192479103 4918 35800 SH DFND 1 35800 0 0 EMCORE CORP COM NEW 290846203 2192 252000 SH DFND 1 252000 0 0 FITBIT INC CL A 33812L102 1830 250000 SH Put DFND 1 250000 0 0 II VI INC COM 902104108 5233 176500 SH DFND 1 176500 0 0 IMMERSION CORP COM 452521107 13351 1256000 SH DFND 1 1256000 0 0 IMMERSION CORP COM 452521107 1382 130000 SH Call DFND 1 130000 0 0 IMPINJ INC COM 453204109 12475 353000 SH DFND 1 353000 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 5890 250000 SH DFND 1 250000 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 4178 50400 SH DFND 1 50400 0 0 NEOPHOTONICS CORP COM 64051T100 832 77000 SH DFND 1 77000 0 0 NETFLIX INC COM 64110L106 5587 45130 SH DFND 1 45130 0 0 OCLARO INC COM NEW 67555N206 3616 404000 SH DFND 1 404000 0 0 ORACLE CORP COM 68389X105 7690 200000 SH Put DFND 1 200000 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 35058 177500 SH Put DFND 1 177500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 89412 400000 SH Put DFND 1 400000 0 0