0000919574-11-003394.txt : 20110516
0000919574-11-003394.hdr.sgml : 20110516
20110516142848
ACCESSION NUMBER: 0000919574-11-003394
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110516
DATE AS OF CHANGE: 20110516
EFFECTIVENESS DATE: 20110516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC
CENTRAL INDEX KEY: 0001454409
IRS NUMBER: 261440979
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13333
FILM NUMBER: 11845662
BUSINESS ADDRESS:
STREET 1: 81 MAIN STREET
STREET 2: SUITE 209
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
BUSINESS PHONE: 914 517-8654
MAIL ADDRESS:
STREET 1: 81 MAIN STREET
STREET 2: SUITE 209
CITY: WHITE PLAINS
STATE: NY
ZIP: 10601
13F-HR
1
d1194835_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [_]; Amendment Number: ______
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kingdom Ridge Capital, L.L.C.
Address: 81 Main Street, Suite 209
White Plains, NY 10601
Form 13F File Number: 028-13333
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Michael Manley
Title: Chief Financial Officer
Phone: (914) 517-8654
Signature, Place, and Date of Signing:
/s/ Michael Manley White Plains, New York May 16, 2011
--------------------- --------------------------- --------------------
[Signature] [City, State] [Date]
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 22
Form 13F Information Table Value Total: $321,674
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd.
FORM 13F INFORMATION TABLE
Kingdom Ridge Capital, LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5,650 102,785 SH DEFINED 1 102,785
ADOBE SYS INC COM 00724F101 16,580 500,000 SH DEFINED 1 500,000
AEROFLEX HLDG CORP COM 007767106 2,094 115,000 SH DEFINED 1 115,000
ALLOT COMMUNICATIONS LTD SHS M0854Q105 2,349 150,000 SH DEFINED 1 150,000
APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 51,122 4,925,000 SH DEFINED 1 4,925,000
CIENA CORP COM NEW 171779309 21,660 835,000 SH DEFINED 1 835,000
ENERNOC INC COM 292764107 1,911 100,000 SH DEFINED 1 100,000
INFINERA CORPORATION COM 45667G103 839 100,000 SH DEFINED 1 100,000
MELLANOX TECHNOLOGIES LTD SHS M51363113 5,046 200,000 SH DEFINED 1 200,000
MONOLITHIC PWR SYS INC COM 609839105 2,838 200,000 SH DEFINED 1 200,000
NETFLIX INC COM 64110L106 23,778 100,000 PUT DEFINED 1 100,000
QUALCOMM INC COM 747525103 41,123 750,000 SH DEFINED 1 750,000
SAPIENT CORP COM 803062108 4,007 350,000 SH DEFINED 1 350,000
SEAGATE TECHNOLOGY PLC SHS G7945M107 40,334 2,800,000 SH DEFINED 1 2,800,000
SEMILEDS CORP COM 816645105 468 30,000 SH DEFINED 1 30,000
SEMTECH CORP COM 816850101 8,757 350,000 PUT DEFINED 1 350,000
SOURCEFIRE INC COM 83616T108 1,606 58,362 SH DEFINED 1 58,362
SYNAPTICS INC COM 87157D109 49,987 1,850,000 PUT DEFINED 1 1,850,000
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4,610 300,000 SH DEFINED 1 300,000
UNISYS CORP COM NEW 909214306 8,429 270,000 SH DEFINED 1 270,000
VOLTERRA SEMICONDUCTOR CORP COM 928708106 21,106 850,000 SH DEFINED 1 850,000
XILINX INC COM 983919101 7,380 225,000 SH DEFINED 1 225,000
SK 26148 0001 1194835