0000919574-11-003394.txt : 20110516 0000919574-11-003394.hdr.sgml : 20110516 20110516142848 ACCESSION NUMBER: 0000919574-11-003394 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110516 DATE AS OF CHANGE: 20110516 EFFECTIVENESS DATE: 20110516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 11845662 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 d1194835_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdom Ridge Capital, L.L.C. Address: 81 Main Street, Suite 209 White Plains, NY 10601 Form 13F File Number: 028-13333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Manley Title: Chief Financial Officer Phone: (914) 517-8654 Signature, Place, and Date of Signing: /s/ Michael Manley White Plains, New York May 16, 2011 --------------------- --------------------------- -------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $321,674 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE Kingdom Ridge Capital, LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- -------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5,650 102,785 SH DEFINED 1 102,785 ADOBE SYS INC COM 00724F101 16,580 500,000 SH DEFINED 1 500,000 AEROFLEX HLDG CORP COM 007767106 2,094 115,000 SH DEFINED 1 115,000 ALLOT COMMUNICATIONS LTD SHS M0854Q105 2,349 150,000 SH DEFINED 1 150,000 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 51,122 4,925,000 SH DEFINED 1 4,925,000 CIENA CORP COM NEW 171779309 21,660 835,000 SH DEFINED 1 835,000 ENERNOC INC COM 292764107 1,911 100,000 SH DEFINED 1 100,000 INFINERA CORPORATION COM 45667G103 839 100,000 SH DEFINED 1 100,000 MELLANOX TECHNOLOGIES LTD SHS M51363113 5,046 200,000 SH DEFINED 1 200,000 MONOLITHIC PWR SYS INC COM 609839105 2,838 200,000 SH DEFINED 1 200,000 NETFLIX INC COM 64110L106 23,778 100,000 PUT DEFINED 1 100,000 QUALCOMM INC COM 747525103 41,123 750,000 SH DEFINED 1 750,000 SAPIENT CORP COM 803062108 4,007 350,000 SH DEFINED 1 350,000 SEAGATE TECHNOLOGY PLC SHS G7945M107 40,334 2,800,000 SH DEFINED 1 2,800,000 SEMILEDS CORP COM 816645105 468 30,000 SH DEFINED 1 30,000 SEMTECH CORP COM 816850101 8,757 350,000 PUT DEFINED 1 350,000 SOURCEFIRE INC COM 83616T108 1,606 58,362 SH DEFINED 1 58,362 SYNAPTICS INC COM 87157D109 49,987 1,850,000 PUT DEFINED 1 1,850,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 4,610 300,000 SH DEFINED 1 300,000 UNISYS CORP COM NEW 909214306 8,429 270,000 SH DEFINED 1 270,000 VOLTERRA SEMICONDUCTOR CORP COM 928708106 21,106 850,000 SH DEFINED 1 850,000 XILINX INC COM 983919101 7,380 225,000 SH DEFINED 1 225,000
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