-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RiTTWvNOrYJHWV/OEf5TvHN4VrqKxZc63yRByCKWvJj2AT8yHq4am+M6xbj4HUCO SmNvVuAm9yNa3cc48sPe5g== 0000919574-10-006459.txt : 20101115 0000919574-10-006459.hdr.sgml : 20101115 20101115104656 ACCESSION NUMBER: 0000919574-10-006459 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 101189835 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 d1143108_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdom Ridge Capital, L.L.C. Address: 81 Main Street, Suite 209 White Plains, NY 10601 Form 13F File Number: 028-13333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Manley Title: Chief Financial Officer Phone: (914) 517-8654 Signature, Place, and Date of Signing: /s/ Michael Manley White Plains, New York November 15, 2010 - --------------------- ----------------------- -------------------- [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $315,201 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE Kingdom Ridge Capital, LLC COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ADOBE SYS INC COM 00724F101 7,845 300,000 SH DEFINED 1 300,000 ALCATEL-LUCENT SPONSORED ADR 013904305 3,380 1,000,000 SH DEFINED 1 1,000,000 ALLOT COMMUNICATIONS LTD SHS M0854Q105 1,196 200,000 SH DEFINED 1 200,000 ANALOG DEVICES INC COM 032654105 3,138 100,000 PUT DEFINED 1 100,000 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 42,500 4,250,000 SH DEFINED 1 4,250,000 CAVIUM NETWORKS INC COM 14965A101 12,942 450,000 SH DEFINED 1 450,000 E M C CORP MASS COM 268648102 12,186 600,000 SH DEFINED 1 600,000 INTERNATIONAL BUSINESS MACHS COM 459200101 3,018 22,500 SH DEFINED 1 22,500 LAM RESEARCH CORP COM 512807108 10,463 250,000 PUT DEFINED 1 250,000 LSI CORPORATION COM 502161102 5,415 1,190,000 SH DEFINED 1 1,190,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 57,783 3,300,000 SH DEFINED 1 3,300,000 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 1,751 100,000 CALL DEFINED 1 100,000 MICROCHIP TECHNOLOGY INC COM 595017104 12,580 400,000 PUT DEFINED 1 400,000 MICRON TECHNOLOGY INC COM 595112103 1,082 150,000 SH DEFINED 1 150,000 NOKIA CORP SPONSORED ADR 654902204 10,030 1,000,000 SH DEFINED 1 1,000,000 NOVATEL WIRELESS INC COM NEW 66987M604 7,092 900,000 SH DEFINED 1 900,000 PMC-SIERRA INC COM 69344F106 7,360 1,000,000 SH DEFINED 1 1,000,000 QLOGIC CORP COM 747277101 11,466 650,000 SH DEFINED 1 650,000 QUALCOMM INC COM 747525103 37,234 825,000 SH DEFINED 1 825,000 SAP AG SPON ADR 803054204 39,448 800,000 PUT DEFINED 1 800,000 SEAGATE TECHNOLOGY PLC SHS G7945M107 2,355 200,000 SH DEFINED 1 200,000 SKYWORKS SOLUTIONS INC COM 83088M102 9,463 457,800 SH DEFINED 1 457,800 SUCCESSFACTORS INC COM 864596101 1,883 75,000 PUT DEFINED 1 75,000 SYNAPTICS INC COM 87157D109 4,984 177,100 CALL DEFINED 1 177,100 VOLTERRA SEMICONDUCTOR CORP COM 928708106 8,608 400,000 SH DEFINED 1 400,000
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