-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KblUyiS0zlKt5yv8bmQofj/5WjOMPQZFhu3ObPef9Rr6djnK5gUzx5g8o2CLwACx dj/cf8F6J+H01To/SP3BVA== 0000919574-10-003453.txt : 20100517 0000919574-10-003453.hdr.sgml : 20100517 20100517113746 ACCESSION NUMBER: 0000919574-10-003453 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100517 DATE AS OF CHANGE: 20100517 EFFECTIVENESS DATE: 20100517 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 10836522 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 d1097977_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdom Ridge Capital, L.L.C. Address: 81 Main Street, Suite 209 White Plains, NY 10601 Form 13F File Number: 028-13333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Manley Title: Chief Financial Officer Phone: (914) 517-8654 Signature, Place, and Date of Signing: /s/ Michael Manley White Plains, New York May 17, 2010 - ------------------- ------------------------ ------------------ [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $229,100 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE Kingdom Ridge Capital, LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- -------- ------ ------ -------- ------- ---------- ----- ---- ------ ------ AKAMAI TECHNOLOGIES INC COM 00971T101 9,426 300,000 SH PUT DEFINED 1 300,000 ALTERA CORP COM 021441100 2,430 100,000 SH PUT DEFINED 1 100,000 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 40,647 4,710,000 SH DEFINED 1 4,710,000 ARUBA NETWORKS INC COM 043176106 683 50,000 SH DEFINED 1 50,000 AVNET INC COM 053807103 2,400 80,000 SH DEFINED 1 80,000 BROADCOM CORP CL A 111320107 1,992 60,000 SH DEFINED 1 60,000 COMMSCOPE INC COM 203372107 12,609 450,000 SH DEFINED 1 450,000 FORMFACTOR INC COM 346375108 8,702 490,000 SH DEFINED 1 490,000 INTEL CORP COM 458140100 27,863 1,250,000 SH DEFINED 1 1,250,000 INTEL CORP COM 458140100 16,718 750,000 SH CALL DEFINED 1 750,000 KULICKE & SOFFA INDS INC COM 501242101 1,088 150,000 SH DEFINED 1 150,000 MICROCHIP TECHNOLOGY INC COM 595017104 4,224 150,000 SH PUT DEFINED 1 150,000 MICROSOFT CORP COM 594918104 42,467 1,450,000 SH DEFINED 1 1,450,000 MICROSOFT CORP COM 594918104 7,323 250,000 SH CALL DEFINED 1 250,000 NETAPP INC COM 64110D104 1,627 50,000 SH DEFINED 1 50,000 NVIDIA CORP COM 67066G104 3,480 200,000 SH PUT DEFINED 1 200,000 QLOGIC CORP COM 747277101 21,823 1,075,000 SH DEFINED 1 1,075,000 SKYWORKS SOLUTIONS INC COM 83088M102 4,680 300,000 SH DEFINED 1 300,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 1,974 200,000 SH DEFINED 1 200,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 5,922 600,000 SH CALL DEFINED 1 600,000 TELLABS INC COM 879664100 2,271 300,000 SH DEFINED 1 300,000 TERADYNE INC COM 880770102 398 35,600 SH DEFINED 1 35,600 TEXAS INSTRS INC COM 882508104 6,118 250,000 SH DEFINED 1 250,000 VERIGY LTD SHS Y93691106 2,236 200,000 SH DEFINED 1 200,000
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