-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JlRsRIzBgU831171UaRQ5Ud48te82+mhQ74ZqHCloRjv8reusshsLrLl2WrqMc0O R1EM19XNrRn2catH84gCsA== 0000919574-10-001104.txt : 20100216 0000919574-10-001104.hdr.sgml : 20100215 20100216095247 ACCESSION NUMBER: 0000919574-10-001104 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kingdom Ridge Capital, LLC CENTRAL INDEX KEY: 0001454409 IRS NUMBER: 261440979 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13333 FILM NUMBER: 10602854 BUSINESS ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914 517-8654 MAIL ADDRESS: STREET 1: 81 MAIN STREET STREET 2: SUITE 209 CITY: WHITE PLAINS STATE: NY ZIP: 10601 13F-HR 1 d1065960_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Kingdom Ridge Capital, L.L.C. Address: 81 Main Street, Suite 209 White Plains, NY 10601 Form 13F File Number: 028-13333 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Manley Title: Chief Financial Officer Phone: (914) 517-8654 Signature, Place, and Date of Signing: /s/ Michael Manley White Plains, New York February 16, 2010 - --------------------- ---------------------------- ------------------ [Signature] [City, State] [Date] [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 22 Form 13F Information Table Value Total: $243,916 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-13335 Kingdom Ridge Capital Master Fund, Ltd. FORM 13F INFORMATION TABLE Kingdom Ridge Capital, LLC
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE - -------------- --------------- ------ -------- ------- --- ---- ---------- ---- ----- ----------- ADVANCED MICRO DEVICES INC COM 007903107 4,840 500,000 SH DEFINED 1 500,000 APPLIED MICRO CIRCUITS CORP COM 03822W406 33,640 4,503,300 SH DEFINED 1 4,503,300 CISCO SYS INC COM 17275R102 5,985 250,000 SH DEFINED 1 250,000 ENERNOC INC COM 292764107 3,039 100,000 SH DEFINED 1 100,000 FINISAR CORP COM NEW 31787A507 7,136 800,000 SH DEFINED 1 800,000 INTEGRATED DEVICE TECHNOLOGY COM 458118106 485 75,000 SH DEFINED 1 75,000 INTEL CORP COM 458140100 25,500 1,250,000 SH DEFINED 1 1,250,000 KULICKE & SOFFA INDS INC COM 501242101 1,152 213,643 SH DEFINED 1 213,643 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 2,075 100,000 SH DEFINED 1 100,000 MICROSOFT CORP COM 594918104 36,576 1,200,000 SH DEFINED 1 1,200,000 MICROSOFT CORP COM 594918104 35,052 1,150,000 SH CALL DEFINED 1 1,150,000 MONOLITHIC PWR SYS INC COM 609839105 2,397 100,000 SH DEFINED 1 100,000 OMNIVISION TECHNOLOGIES INC COM 682128103 7,042 485,000 SH DEFINED 1 485,000 PALM INC NEW COM 696643105 29,087 2,900,000 SH DEFINED 1 2,900,000 POLYCOM INC COM 73172K104 2,497 100,000 SH DEFINED 1 100,000 RAMBUS INC DEL COM 750917106 4,880 200,000 SH DEFINED 1 200,000 SILICON LABORATORIES INC COM 826919102 2,419 50,000 SH DEFINED 1 50,000 SKYWORKS SOLUTIONS INC COM 83088M102 5,676 400,000 SH DEFINED 1 400,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 18,542 1,845,000 SH DEFINED 1 1,845,000 TAKE-TWO INTERACTIVE SOFTWAR CALL 874054109 6,030 600,000 SH CALL DEFINED 1 600,000 TERADYNE INC COM 880770102 5,365 500,000 SH DEFINED 1 500,000 VERIGY LTD SHS Y93691106 4,501 350,000 SH DEFINED 1 350,000
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